Remarks on Academic Freedom and Free Speech: Reflections on Blocher

Joseph Blocher’s article is a rich contribution to our thinking about campus speech.1Joseph Blocher, Listening on Campus: Academic Freedom and Its Audiences, 98 S. Cal. L. Rev. 1161 (2025). It takes the academic endeavor seriously—both for its rights and for its responsibilities—while simultaneously warning of its fragility under the threat of strong free speech claims.

Professor Blocher struck a poignant note with his insight that the value of academic freedom needs defending. He reminds us that public trust in academic judgment is diminished or gone. That is a devastating observation because if campus speech problems are to be addressed responsibly, it is only academic judgment that will get us there. Without trust in it, solutions seem elusive.

But his article sounds the alarm, warning that efforts to address the complex conundrums posed by campus speech—if beholden to only the values of free speech and listener interests—can in fact strain, and even threaten, the independence that universities need to exist as centers of teaching and intellectual engagement. To shed light on this threat, we must frankly confront and seek to understand free speech and academic freedom as separate values, each playing an important role in sustaining a democratic polity—but in different ways.

There is little need to rehearse the familiar rationales for free speech, which assert its importance to the pursuit of truth through a competition often called the “marketplace of ideas”;2ed Lion Broad. Co. v. FCC, 395 U.S. 367, 390 (1969) (citing Abrams v. United States, 250 U.S. 616, 630 (1919) (Holmes, J., dissenting)). its value to democratic self-rule;3Alexander Meiklejohn, Free Speech and Its Relation to Self-Government 93–94 (1948). and its role in assuring individual fulfillment, a core aspect of human dignity.4Thomas I. Emerson, Toward a General Theory of the First Amendment, 72 Yale L.J. 877, 879–81 (1963). Academic freedom, on the other hand, has different derivations and different justifications, not nearly so familiar. Just as free speech theory in the public domain is anchored on a theory of the government, speech in the university setting—along with its companion, academic freedom—must emanate from a theory of the university.

The university as an institution is conducted for the common good—not for its own good, and not for the good of any individuals who are part of it. Thus, unlike many other institutions that serve the public in other ways, society has considered it appropriate—since the founding of our nation—for the public to establish and fund universities, with the first public university (University of North Carolina) established in 1789.5History of the University, U.N.C. Chapel Hill, https://www.unc.edu/about/history-and-traditions [https://perma.cc/PX7Y-EAQY].

Benjamin Franklin confirmed that “[a]lmost all Governments have . . . made it a principal Object of their Attention, to establish and endow with proper Revenues, such Seminaries of Learning, as might supply the succeeding Age with Men qualified to serve the Publick with Honour to themselves, and to their Country.”6Benjamin Franklin, Proposals Relating to the Education of Youth in Pensilvania 5 (Univ. of Pa. Press 1931) (1749), https://archives.upenn.edu/digitized-resources/docs-pubs/franklin-proposals [https://perma.cc/67DE-WU7Z]. In Franklin’s vision, the public invests in the university and gleans returns in the form of graduates: an educated citizenry that is an asset to the common good.

But the mere fact that universities have been established and endowed with proper revenues by the government, as an investment in the betterment of society, does not automatically render those institutions equivalent to the government itself. This distinction is critical because the theories underlying free speech do not necessarily support equating universities with governments. Universities, while part of the polity, are not coextensive with government. Franklin’s statement suggests that governments, when they support institutions of higher learning, necessarily endow those institutions with the means to achieve their mission—the means to achieve the common good that Franklin described.

In its famous 1915 Declaration of Principles on Academic Freedom and Academic Tenure—which has shaped discussion of universities for over a century—the American Association of University Professors identified a university’s purpose as threefold: “to promote inquiry and advance the sum of human knowledge”; “to provide general instruction to the students”; and “to develop experts for various branches of the public service.”7Am. Ass’n of Univ. Professors, Appendix I: 1915 Declaration of Principles on Academic Freedom and Academic Tenure 295 (1915), https://www.aaup.org/NR/rdonlyres/A6520A9D-0A9A-47B3-B550-C006B5B224E7/0/1915Declaration.pdf [https://perma.cc/G3Z8-HE8L]. Even today, most university websites identify their mission as involving the creation and advancement of knowledge.8See, e.g., Mission Statement, Princeton Univ., https://www.princeton.edu/meet-princeton/mission-statement [https://perma.cc/F47B-FHDV] (“advances learning through scholarship, research, and teaching”); Mission Statement, MIT, https://www.mit.edu/about/mission-statement [https://perma.cc/K8HZ-RWZV] (“generating, disseminating, and preserving knowledge”); Who We Are, Stan. Univ., https://www.stanford.edu/about [https://perma.cc/F3DF-DY3A] (“to create and share knowledge”). From that universal recognition of a core purpose comes a corresponding need: the government must promise not to interfere in academic judgment or undermine educational decisions, in exchange for the university’s contribution to the public good of education.9See Keyishian v. Bd. of Regents, 385 U.S. 589, 603–04 (1967). The institution itself is properly understood to be the holder of academic freedom, a “special concern of the First Amendment, which does not tolerate laws that cast a pall of orthodoxy over the classroom.”10Id. at 603. Academic freedom thus insulates the academy from government or politics for the betterment of the common good. As Justice Felix Frankfurter suggested in a famous concurring opinion, “ ‘the four essential freedoms’ of a university [are] to determine for itself on academic grounds who may teach, what may be taught, how it shall be taught, and who may be admitted to study.”11Sweezy v. New Hampshire, 354 U.S. 234, 263 (1957) (Frankfurter, J., concurring) (quoting Acad. Freedom Comms. of the Univ. of Cape Town & the Univ. of the Witwatersrand, Johannesburg, The Open Universities in South Africa and Academic Freedom 1957–74, at 10–12 (1974)).

But the goal of this Comment is to push harder on the question of what governments transmit to universities in addition to a degree of independence known as academic freedom. I would submit that there is no reason to assume that governments also pass along to universities the separate obligation to adhere to the free speech paradigm applicable to government itself and the public sphere in general. Indeed, there are very good reasons not to do so.

A key tenet of Blocher’s article is that free speech principles and academic freedom principles are not the same thing and can work in tension with one another. This clash, I submit, comes from a reflexive transplanting of doctrines designed to function in different settings. That is not to say free speech has no place in the academy. Rather, we should ask: where do free speech obligations come from with regard to a university?

The simple answer is that the Supreme Court has long held that the First Amendment’s protection of free speech applies fully to public universities.12Healy v. James, 408 U.S. 169, 180–81 (1972). But I believe that the Court made a category mistake in its holding, and so I would like to think further about what the right answer ought to be with regard to the question of free speech obligations for universities.

The better answer, in my view, is that universities do not take on the constitutional obligations of free speech that governments hold. But what about the importance of free speech for academic discourse? While a form of free inquiry and communication is essential to the academic enterprise, its success also depends on judgments about the truth of speech that are utterly inconsistent with the idea of unregulated speech in society at large. Robert Post, who has developed one of the most comprehensive accounts of academic freedom,13For representative works by Robert Post on academic freedom, see generally Robert C. Post, Democracy, Expertise, Academic Freedom: A First Amendment Jurisprudence for the Modern State (2012) [hereinafter Post, Democracy, Expertise, Academic Freedom]; Matthew W. Finkin & Robert C. Post, For the Common Good: Principles of American Academic Freedom (2009); Robert Post, The Structure of Academic Freedom, in Academic Freedom After September 11th 61 (Beshara Doumani ed., 2006); Robert Post, Debating Disciplinarity, 35 Critical Inquiry 749 (2009). offers a persuasive illustration: “Although the First Amendment would prohibit government from regulating the New York Times if the newspaper were inclined to editorialize that the moon is made of green cheese, no astronomy department could survive if it were prevented from denying tenure to a young scholar who was similarly convinced.”14Post, Democracy, Expertise, Academic Freedom, supra note 13, at 67.

My argument is that freedom of speech is best understood not as a free-standing obligation of universities as it is for governments; rather, free speech in the university setting is subsumed within academic freedom, properly understood. With this nesting of dominance, free speech and academic freedom can avoid the catastrophic collision course that Professor Blocher describes. Both free speech and academic freedom are separate but related means designed to further the noble purpose of the academy.

The University of Chicago’s Foundational Principles attest that a university has a “commitment to free, robust, and uninhibited debate and deliberation among all members of the University’s community.”15The Comm. on Free Expression, Univ. of Chi. Off. of the Provost, Report of the Committee on Freedom of Expression (2015), https://provost.uchicago.edu/sites/default/files/documents/reports/FOECommitteeReport.pdf [https://perma.cc/U4MD-FHUJ] [hereinafter Chicago Principles]. Many scholars agree that the central purpose of a university is, first and foremost, to facilitate disagreement across differences.16See Erwin Chemerinsky & Howard Gillman, Free Speech on Campus 51–52 (2018) (describing modern view of a university as a place in which “beliefs should be tested by free-thinking human beings . . . after engaging in debate and experimentation”); Prof. Geoffrey Stone Discusses Free Speech on Campus at the American Law Institute, Univ. of Chi. L. Sch., https://www.law.uchicago.edu/news/prof-geoffrey-stone-discusses-free-speech-campus-american-law-institute [https://perma.cc/6QPQ-3Z47] (fostering debate is an “essential part of the University’s educational mission”). These tropes are commonly taken as evidence that free speech is a critical value to universities. The words do suggest a free speech value, and certainly some universities and scholars have interpreted them that way—that universities are indistinguishable from public fora for speech.17See Chemerinsky & Gillman, supra note 16, at xx–xxi, 75–78 (arguing for a robust application of free speech principles to universities).

But the words are misleading. In my view, the commitment to debate and deliberation that Chicago rightly identifies as defining the educational mission of a university does not derive from the First Amendment at all. Indeed, I suggest that the free speech value is not a consequence of the First Amendment. Rather, it is a component part of the educational mission of colleges and universities.

Disagreement, engagement, communication—they are all forms of speech. However, that is not why they are central to academia; they are critical to universities because they are essential aspects of the learning process, and to the production and dissemination of knowledge, and thus fall under the rubric of the university’s commitment to academic freedom. It is wrong to assume that, because education requires speech, free speech holds an independent power within the university. That error influenced the Supreme Court, animates many of the critiques of universities, and has led to the problems that Professor Blocher identifies in his article. There should be only one overarching existential value guiding the university: the umbrella known as the pursuit of the educative mission and its guardian, academic freedom.

As Professor Blocher has so ably shown, free speech untethered from its relationship with academic freedom can become a threat to it. Thus, in the university setting, free speech should be considered subservient to academic freedom. To the extent that free speech values can validly claim a place in the university, they do so only to further the legitimate goals of education—goals that free speech supports rather than controls.

This is not the place to make a full-throated defense of the claim that the First Amendment should not apply to universities, public or private—but the concluding discussion will suggest a nod in that direction.

For one thing, the stakes are very different between speech regulation by a university and speech regulation by a government. When a university in some way restricts speech—whether it be a student’s placard in the quad or a white supremacist speaker’s rant at a campus rally—the regulation does not limit speech outside the university’s gates and thus causes significantly less potential speech harm than a government law that regulates speech in the world. The student is free to wave a placard out on the public sidewalk, and the speaker can conduct a rally at a public park.

Why would we assume that universities are public fora for speech? Listener interests, one might reply—people on campus need to be able to hear unfettered speech to achieve the knowledge and training that they seek. But I would respond that the university’s job is to consider the legitimate listener interests in the enterprise of academic engagement. Indeed, as Professor Blocher emphasizes, listener interests are really at the heart of the educational enterprise.

But the university owes no duty to listeners as such, separate from what contributes to the educational mission. If it does owe a duty to permit certain speakers, it is not because the speaker is entitled to speak to the students, or because the students are entitled to hear from every possible speaker. Rather, the duty is to support the acquisition of knowledge and to support speakers who contribute to that enterprise. This would leave out, for example, the people Professor Blocher calls “provocateurs who have no business speaking in an academic setting to begin with.”18Blocher, supra note 1, at 1162. The university simply is not the public square.

Additionally, of course, the final cause of government is very different from that of universities. The Constitution protects free speech to support self-government, informed democracy, and civic virtue. The university has

a different purpose, which is not always compatible with free speech for its own sake.

The protection of listeners is absolutely core to the academic mission of a university; knowledge cannot be attained, improved, or shared without the inculcation and practice of listening. Listening, critically evaluating what is heard, and engaging in meaningful dialogue are the processes by which learning occurs. Speech and listening are the lifeblood of the university, and they are a blood that nourishes its soul.

For example, if a university believes that hate speech is interfering with learning by causing conflict and insecurity among targeted students, it should have the power to limit expression to the degree necessary to prevent a genuine interference with learning, something that hampers the constructive debate and mutual respect that are essential to true academic engagement. This result is antithetical to the free-speech paradigm.19See Chemerinsky & Gillman, supra note 16, at 103 (claiming that hate speech regulation on campus both is and should be prohibited by the First Amendment).

Indeed, the Chicago Principles addressing campus speech explicitly reject any special accommodations to protect targets of hate speech, on the ground that unrestricted speech is the value to which they are committed. But I suggest that they should not be committed to that value if it conflicts with the academic mission. Universities have a core duty to manage speech to promote the advancement of knowledge, not sacrifice it in the name of unrestricted speech.

So, does this help at all with Professor Blocher’s powerful point about how the value of the academic enterprise, including its speech, is contested now and suffers low public regard? Perhaps in this very subtle way: Free speech is often touted as a right—as a sword, not a shield—and those inside and outside of academia are heard shouting, “I have the right to say it, so I am going to say it, and the university cannot keep me from saying it.”20See Defending Your Rights: Reforming College Policies, FIRE, https://www.thefire.org/defending-your-rights/reforming-college-policies [https://perma.cc/JU7U-8U7C] (working “to proactively and systematically challenge campus policies that violate college students’ and faculty members’ free speech rights”). With free speech in charge, there is less obligation to justify one’s claims. One can make any outrageous, false, offensive, and/or anti-intellectual statement, based solely on the right to speak. In such a scenario, the professional, empirical, or scientific basis for a claim is not offered—is not demanded—because, under the First Amendment, it is not required. But for the academic enterprise, justification is always required. Thus, when the free speech model overcomes the academic model, the terms of debate veer away from any foundation that might inspire trust. This can degrade the currency of academic judgment.

If we could move to a paradigm where universities were thought of more as enclaves governed by the ethos of academic integrity—where speech is justified and tested in dialectic, rather than as a contest of who can yell louder or be more provocative—perhaps there could be more of an emphasis on what Professor Blocher has persuasively defended as “justified true belief.”21See Joseph Blocher, Free Speech and Justified True Belief, 133 Harv. L. Rev. 439, 444 (2019) (setting forth a knowledge-based account of free speech). In the academic setting, the goal is not an unregulated marketplace of ideas but rather a shared quest for knowledge. This underscores the obligation of the academy to ensure dialectic and responsiveness—give and take—as much as protecting speakers as such.

In this world in which ideas are often communicated in the form of twenty-second TikTok videos, memes, and tweets, one thing that has suffered is reasoned argument—or even reasons, period. Conspiracy theories catch on precisely because they lack a foundation in justified true belief and fail to be subject to robust interrogation. This is the free-speech paradigm at work. But in the academic enclave, I wonder whether re-emphasizing academic freedom and de-emphasizing free speech might help restore to academic expertise the appearance of justification and, in turn, public value.

There are pragmatic objections to how such a regime would be implemented, and this brief Comment does not aim to resolve them. The aim was rather to plant the seed of a model of campus speech that nests free speech within an emboldened concept of academic freedom, making free speech the handmaiden of academic freedom, rather than its antagonist.

98 S. Cal. L. Rev. 1379

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* The Rader Family Trustee Chair in Law, University of Southern California. This Comment was prepared for the SCLR Symposium 2024: The First Amendment and Listener Interests, November 8–9, 2024. I am grateful to Erin Miller and Bob Rasmussen for comments.

Pluralism and Listeners’ Choices Online

“The plain, if at times disquieting, truth is that in our pluralistic society, constantly proliferating new and ingenious forms of expression, ‘we are inescapably captive audiences for many purposes.’ ”1Erznoznik v. City of Jacksonville, 422 U.S. 205, 210 (1975) (quoting Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 736 (1970)).

The speech and technology world has changed dramatically, even unimaginably, since Justice Powell penned these words about drive-in movie theaters. In attempting to grapple with this quandary in the contemporary era, James Grimmelmann offers us the provocative and original paper, Listeners’ Choices Online.2James Grimmelmann, Listeners’ Choices Online, 98 S. Cal. L. Rev. 1231 (2025) [hereinafter, Listeners’ Choices Online]. His contribution to this Symposium builds on earlier work in which he argues for a theoretical approach to free speech that makes listeners’ interests the central focus of First Amendment doctrine.3James Grimmelmann, Listeners’ Choices, 90 U. Colo. L. Rev. 365, 365, 372–73 (2019). As he argues in the earlier paper, freedom of expression involves what he calls a “matching problem”—ideally lining up speakers with listeners who want to hear their expression, but not with listeners who do not.4Id. at 366.

The current paper is simultaneously both too complex and too nuanced to adequately summarize in this brief Comment, but here are a few of his main points as I interpret them, and that my comments will address.

  • Facilitating matching between willing speakers and willing listeners is the goal of a system of free speech. In that regard, “listeners’ choices matter more than speakers’.. . . A consistent

commitment to protecting these willing speaker-listener pairs results in a system of First Amendment law that regularly defers to listeners’ choices.”5Id.

  • Applying that model resolves some of the important First Amendment questions arising from the regulation of contemporary electronic speech media.
  • It is useful to disaggregate communication media into four types, each of which presents distinct matching challenges: (1) Broadcast (television, radio, cable); (2) Delivery (telephone, email, messaging); (3) Hosting (providers of space for speech, but not engaged in speech themselves); and (4) Selection (directing listeners to specific content via algorithms based on the perception of listener preferences).6Listeners’ Choices Online, supra note 2, at 1249–64. Currently, hosting and selection functions are frequently combined, though that does not have to be so.7Id. at 1265.
  • Selection intermediaries play a key role in determining what listeners hear or see. This is an essential function because the sheer volume of speech available on the Internet creates otherwise insurmountable attention scarcity problems for listeners.8Id. at 1261–62.
  • This listeners’ choice model allows for limited regulatory interventions on the media’s selection functions that would not violate the First Amendment.
  • It would violate the First Amendment for regulators to prohibit intermediaries from offering listeners the ability to choose what speakers to listen to because that interferes with listeners’ right to listen.9Id. at 1265.
  • However, the government may permissibly intervene when a search engine (or, presumably, other selection intermediary) is dishonest or disloyal to its users, “when it shows them results that (objectively) differ from the engine’s own (subjective) judgment about what the users are likely to find relevant,”10Id. at 1261. because that also interferes with listeners’ interests.
  • It would also be permissible to have a rule requiring pure selection intermediaries to treat first-party content evenhandedly with content posted by third parties.11Id. at 1264–66.
  • “Seeing the Internet from listeners’ perspective is a radical leap. It requires making claims about the nature of speech and about where power lies online that seem counterintuitive if you are coming from the standard speaker-oriented First Amendment tradition. But once you have made that leap, and everything has snapped into focus again, it is impossible to unsee.”12Id. at 1282.

There is much to admire in Professor Grimmelmann’s paper. It makes a number of important and original contributions to thinking about the regulation of social media and is in many parts completely persuasive. First, consistent with the objective of this Symposium, it highlights listeners’ interests as a basis to evaluate the American system of freedom of expression. It is indisputable that the Supreme Court and legal scholars have underappreciated the role of listeners’ interests in articulating First Amendment doctrine.13But see Leslie Kendrick, Are Speech Rights for Speakers?, 103 Va. L. Rev. 1767, 1775–79 (2017) (observing that although much First Amendment doctrine is expressed in terms of protecting speaker interests, in many cases the resulting legal framework is ultimately designed with listeners in mind). That argument does not, of course, detract from the proposition that we have much to learn from focusing more explicitly on listeners’ interests. The primary context in which the Supreme Court expressly considers listener interests involves unwilling listeners as captive audiences, but those are the only cases that place listeners’ interests at center stage.14See, e.g., Erznoznick v. City of Jacksonville, 422 U.S. 205, 210 (1975); Cohen v. California, 403 U.S. 15, 21–22 (1971). The Court has upheld legal rules that bar speakers from imposing speech on unwilling listeners when the listeners’ “substantial privacy interests are being invaded in an essentially intolerable manner.”15Cohen, 403 U.S. at 21. Even in captive audience situations, as Grimmelmann points out, under current doctrine the interests of willing listeners will sometimes outweigh the rights of unwilling listeners, particularly if it is easy for the latter to avoid the speech.16Listeners’ Choices Online, supra note 2, at 1271–73.

Listeners’ Choices Online also offers us a way out of the ongoing effort to find the appropriate perspective through which to evaluate how First Amendment doctrine should apply to the contemporary media environment. Much recent scholarship has struggled with this question, with legal scholars sometimes seeking to find appropriate analogies from regulation of past communication technologies to justify a legal framework for thinking about the regulation of social media platforms.17See, e.g., Jack M. Balkin, How to Regulate (and Not Regulate) Social Media, 1 J. Free Speech L. 71, 89–96 (2021). Is cable television like traditional television and radio broadcast media? Does regulation of telephone services offer any insight into how we ought to regulate digital communications? Is Facebook more like a parade or a shopping mall? Can social media companies be treated like common carriers, subjecting them to greater regulatory constraints than would otherwise be permissible to impose on private companies engaged in speech?18       See, e.g., Ashutosh Bhagwat, Why Social Media Platforms Are Not Common Carriers, 2 J. Free Speech L. 127, 151–56 (2022); Eugene Volokh, Treating Social Media Platforms Like Common Carriers?, 1 J. Free Speech L. 377, 454–62 (2021).

None of the analogies work perfectly, however, because each different electronic speech medium bears some distinguishing features that complicate the analysis.19See Gregory M. Dickinson, Beyond Social Media Analogues, 99 N.Y.U. L. Rev. 109, 116–23 (2024) (criticizing the analogy-based approach to establishing norms for regulating social media). Some, as the article points out, are mere vessels for delivery of content, while others engage in important speech-impacting selection decisions that help listeners sort through the onslaught of online content, but, in doing so, may affect listeners’ interests by providing them content they do not want to hear or directing them away from content they would welcome.20See Listeners’ Choices Online, supra note 2, at 1287–88.

The Supreme Court has only just dipped its toes in the water, in its dicta in last term’s Moody v. NetChoice, LLC, with the majority opinion stating unequivocally that “[l]ike the editors, cable operators, and parade organizers this Court has previously considered, the major social-media platforms are in the business, when curating their feeds, of combining ‘multifarious voices’ to create a distinctive expressive offering.”21Moody v. NetChoice, LLC, 144 S. Ct. 2383, 2405 (2024) (quoting Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Bos., Inc., 515 U.S. 557, 569 (1995)). But as Grimmelmann points out, that is looking at the challenged state laws exclusively from the platforms’ perspective, and not the listeners’.22Listeners’ Choices Online, supra note 2, at 1262–64.

Rather than attempting to argue purely by analogy with past regulations of earlier media technologies, Grimmelmann’s paper elegantly uses listeners’ interests and choices as an organizing principle that cuts across these different media to create a coherent First Amendment model for evaluating media regulations. He suggests that focusing on these interests allows us to see more clearly the competing speech interests involved in ways that the purely analogical approach simply cannot. His listeners’ choice theory emphasizes matching speakers to willing listeners, which can be accomplished by structural designs, by some content neutral government regulation, and, in part, by requiring the separation of hosting and selection functions in ways that maximize these speaker-listener connections.23Id. at 1232–37, 1265–67.

While Professor Grimmelmann’s model is intriguing and helps us think about media regulation in useful ways, I offer three modest thoughts, two focused on whether, in some circumstances, prioritizing listeners’ rights may come at the expense of other important First Amendment values, and one questioning whether there is a need for further promoting listeners’ choices on social media given the increasing market for niche social media sites.24I am also unconvinced that Grimmelmann’s model is generalizable beyond the electronic media context. However, that is not the ambition of his paper.

  1. Prioritizing Listeners’ Choices May Diminish Public Discourse

First, permitting limited regulation of selection intermediaries to protect listeners’ interests could, in some cases, have deleterious effects on public discourse. Even the modest regulatory interventions that Grimmelmann suggests would be permissible to advance listeners’ interests could be leveraged to challenge selection intermediaries’ decisions to offer a more balanced, fact-checked feed to their subscribers. Or, even if those effects do not come to fruition, the very existence of regulatory interventions might deter selection intermediaries from experimenting with innovations to promote delivery of a greater diversity of content that does not cater purely to listeners’ interests.

Consider a hypothetical new platform calling itself Balanced Social Media (“BSM”). Following Grimmelmann’s model, let us assume that a different company is the host for BSM, which exclusively serves a selection function. BSM designs an algorithm that, for the most part, favors listeners’ choices of content, but adds three specific features that veer from the default rule. First, it builds in its own fact-checking mechanism that flags content posted by third-party users that may be objectively false or come from sources that have proven unreliable or inaccurate in the past. The BSM algorithm will still direct the user to that content, but the content will be marked with a red flag that warns the user that the factual foundation of the material may not be valid, and provides a link to a source that disputes the factual validity of the original post.

Second, the algorithm is designed to monitor users’ feeds to determine if they are seeking content that is unilaterally biased toward one particular ideology, for example, if a user reads only content posted by Fox News or MSNBC. If the algorithm identifies users who seek ideologically unbalanced content, it will occasionally feed such users some third-party content that comes from a dissimilar political perspective. This counter-ideological feed could come randomly or perhaps after the user has viewed ten consecutive stories from sources with their preferred ideological perspective.

Alternatively, BSM could instead offer a slightly less intrusive option under which, rather than posting counter-ideological content, BSM could give the user a warning or notice to the effect that the user has been reading content that is exclusively coming from sources with a specific political orientation and asking if the user would like to see something from a different perspective. This might operate in a manner like TikTok’s option for its users to set a daily screen time limit and be notified when they have reached that limit.25Screen Time, TikTok, https://support.tiktok.com/en/account-and-privacy/account-information/screen-time [https://perma.cc/5E64-3RTR]. Under my hypothetical, however, users would not be able to turn off this setting.

Third, BSM occasionally posts its own independent content on the platform that discusses issues regarding the responsible use of social media and the importance of ensuring that information is factually accurate before posting it. As with the counter-ideological posts, it will feed periodically into all users’ feeds. BSM users cannot opt out of any of these functions; though, of course, they may decide they do not want to use BSM. When users sign up to use BSM, they are fully informed about the algorithm’s functions, which they agree to as part of the Terms of Service (“TOS”). The TOS even says, “BSM offers a new vision of social media, one that will deliver content that you did not ask for, or even that you do not want to see (of course, we cannot make you read it, that is up to you!). The goal of our model is to expose all people to a range of ideologically diverse content.”

Grimmelmann’s model seems to suggest that lawmakers might be able to forbid BSM to adopt these innovative features because they do not fully promote listeners’ choices. The fact-checking flags and counter-ideological feeds are content that many users may not wish to see; indeed, they may be viscerally repelled by these posts, particularly if this interferes with their ability to experience the emotional resonance associated with speech that highlights their own world views.26On the emotional value associated with the consumption of even false information, see Alan K. Chen, Free Speech, Rational Deliberation, and Some Truths About Lies, 62 Wm. & Mary L. Rev. 357, 423–24 (2020). He suggests that regulators may be able to restrict selection intermediaries’ use of such algorithms to the extent that “it shows [users] results that (objectively) differ from the engine’s own (subjective) judgment about what the users are likely to find relevant.”27Listeners’ Choices Online, supra note 2, at 1261. In fact, BSM’s model is designed to show user content they do not want to see. In Grimmelmann’s terms, the intermediary is being disloyal to its users (although because the algorithm’s functions are fully disclosed in the TOS, they can argue they are not being dishonest).28Id.

Moreover, the BSM-produced content (and maybe even the fact-checking posts) can be viewed as first-party content.29Another question worth considering is whether even paid advertising could be construed as first-party content. Even though it is produced by a third-party, which pays the selection intermediary to distribute its content, it is being promoted by the intermediary without regard to listener interests. Surely, selection intermediaries cannot be forbidden to prioritize advertising content or the entire economic model under which social media platforms operate would collapse. BSM is in some sense trying to compete in the social media market by offering a new way of delivering content. Would a pure listener-based approach result in such experiments being shut down by regulators because they are occasionally giving their first-party content priority over content posted by third parties?30Listeners’ Choices Online, supra note 2, at 1276–79. Grimmelmann qualifies this statement by saying this would apply to only pure selection intermediaries, so perhaps BSM would not be subject to regulation to the extent that it is holding itself out as a content producer as well as an intermediary. But even pure selection intermediaries might flag content with fact-checking warnings, and those posts presumably could be understood as promoting first-party content. That is, by feeding users first-party content in the form of sermons on the importance of truth in the responsible use of social media, has BSM interfered with listener choice? Because Moody holds that social media platforms are speakers when they make decisions about content moderation,31Moody v. NetChoice, LLC, 144 S. Ct. 2383, 2405–06 (2024). they are unquestionably speakers if they are producing their own content. How would Grimmelmann’s model address the tension between a regulation prohibiting BSM from prioritizing first-party content to protect listeners’ choice and the platform’s First Amendment speech rights?

To the disloyalty argument, Grimmelmann might respond that because BSM is transparent about its algorithm, it is not actually being disloyal or dishonest to its users.32That is, assuming all subscribers read and fully understand the TOS, which is highly unlikely. A 2017 study by Deloitte found that 91% of people consent to TOS agreements without reading them. For respondents aged 18–34, the percentage rose to 97%. See Jessica Guynn, What You Need to Know Before Clicking ‘I Agree’ on That Terms of Service Agreement or Privacy Policy, USA Today (Jan. 29, 2020, 2:21 PM), https://www.usatoday.com/story/tech/2020/01/28/not-reading-the-small-print-is-privacy-policy-fail/4565274002 [https://perma.cc/C2JQ-LHFQ]. Listeners who do not want this type of balanced approach can simply choose a different platform that better suits their listening tastes. However, while BSM is certainly giving listeners choice at the first level (platform selection), its model will inevitably result in some BSM users receiving speech at the second level (content selection) that they subjectively do not want to hear.

  1. Elevating Listeners’ Choices Could Encourage Information Silos

A closely related concern with a system of electronic media regulation focusing primarily on promoting listeners’ interests is whether such an emphasis could have the broader systemic effect of exacerbating ideological information silos even more than under the current system.33See, e.g., Dawn Carla Nunziato, The Marketplace of Ideas Online, 94 Notre Dame L. Rev. 1519, 1527 (2019). An important function of a system of free expression is, of course, promoting robust public discourse. Public discourse is inherently oppositional—speakers of different viewpoints must be able to engage each other for it to meaningfully occur.

In many cases, speakers desire to reach listeners whom they believe will be persuaded by their messages if those listeners only had an opportunity to hear them. Anti-abortion advocates may sincerely believe that if women considering abortions only had more information, they would make different choices. Protesters concerned about the humanitarian crisis associated with Israel’s military actions in Gaza would like to reach those who are unconditionally sympathetic to Israel’s right to defend itself because they think, with additional information, these listeners may modify their positions. On social media as well, speakers try to convince unwilling listeners of the virtues of their political positions. Preaching only to the converted does not facilitate healthy discourse.

Outside of the captive audience context, which is almost exclusively applied to unwanted speech in one’s home,34See Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 738 (1970) (“That we are often ‘captives’ outside the sanctuary of the home and subject to objectionable speech and other sound does not mean we must be captives everywhere.” (quotation omitted)); But see FCC v. Pacifica Found., 438 U.S. 726, 730, 748 (1978) (upholding placement of Federal Communications Commission order indicating that licensed radio station “could have been the subject of administrative sanctions” for broadcasting program that violated FCC’s indecency regulations during daytime hours (quoting 56 F.C.C.2d 94, 99)); Lehman v. City of Shaker Heights, 418 U.S. 298, 302, 304 (1974) (holding that passengers on rapid transit street cars are captive audiences). Under Grimmelmann’s model (and in my view, as well), it would certainly seem that Pacifica was wrongly decided because favoring the unwilling listeners’ interests there meant cutting off speech to many willing listeners. Listeners’ Choices Online, supra note 2, at 1269–70. a key function of the First Amendment is served by advancing the interests of speakers to influence those who are not inclined to agree with them.35This is setting aside other narrow areas in which unwanted speech causes cognizable harms, such as with true threats. See Virginia v. Black, 538 U.S. 343, 359 (2003) (defining true threats, which are not protected under the First Amendment, as “statements where the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals”). As the Supreme Court has recognized:

[Speech] may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea.36Terminiello v. Chicago, 337 U.S. 1, 4 (1949).

These express values are in direct tension with a purely listener-based approach. This may be particularly true of speech on social media, which the Court has argued is one of the “most important places . . . for the exchange of views.”37Packingham v. North Carolina, 582 U.S. 98, 104 (2017).

Thus, a second concern I have with a model prioritizing listeners’ choices over speakers’ is that its application, in many contexts, may impede what we might describe as lawful, but uncomfortable, speech that is intended to persuade.38On the importance of persuasion as a free speech value, see generally David A. Strauss, Persuasion, Autonomy, and Freedom of Expression, 91 Colum. L. Rev. 334 (1991). If listeners can confine themselves only to speech they want to hear, even in the social media context, then prioritizing that interest can operate as a kind of quiet heckler’s veto. In a social media environment in which listeners’ choice prevails, it is hard to imagine how persuasion might work, either individually or collectively. Are there any situations involving such speech through media in which the default position is not valuing the listener over the speaker, and if so, how could that decision be implemented?

Perhaps our society is headed in this direction already given that, as Grimmelmann observes, even in the absence of regulation of selection intermediaries, listeners might deploy a combination of pure hosting platforms with middleware, a third-party software that allows them to customize their feeds at an even greater level of detail.39Listeners’ Choices Online, supra note 2, at 1279–81. While this, too, would benefit listeners’ choices, it would move us in the direction of a more atomized speech universe—which is not necessarily a good thing, but at least it would not be the product of government intervention.

  1. Market Responses Are Already Enhancing Listeners’ Choices

Finally, one could argue that market forces are already moving toward a listener-centric model with the proliferation of niche social media platforms, even in the absence of regulatory interventions.40Aisha Jones, The Rise of Niche Social Media Platforms: Opportunities for Community Building, Kubbco (Feb. 7, 2024), https://www.kubbco.com/blog/the-rise-of-niche-social-media-platforms-opportunities-for-community-building [https://perma.cc/V8ZP-NHWB]. There is some evidence that users are beginning to migrate from more general social media sites such as X (formerly known as Twitter), to special interest platforms where they can avoid the cacophony of hostile rhetoric in favor of sites where they can engage with a smaller cohort of people who share common interests. That development certainly enhances listener choice without risking the possible unintended consequences of regulations designed to promote listeners’ choice.

Especially during the 2024 election season, there seemed to be growing dissatisfaction with general social media sites because of the unavoidability of sometimes harsh political discourse. It was not uncommon to hear calls for platforms dedicated to only discussion of books, movies, music, gaming, and other mostly nonpolitical (or, at least, not primarily political) topics that listeners sought out to find some respite. Sports lovers initially were the exception to this rule, although even those users have now started fleeing X.41Compare Jesus Jiménez, As Users Abandon X, Sports Twitter Endures, N.Y. Times (Oct. 27, 2023), https://www.nytimes.com/2023/10/27/sports/sports-twitter-x-elon-musk.html [https://web.archive.org/web/20250127170503/https://www.nytimes.com/2023/10/27/sports/sports-twitter-x-elon-musk.html], with Will Leitch, The Slow, Painful Death of Sports Twitter, N.Y. Mag.: Intelligencer (Feb. 27, 2024), https://nymag.com/intelligencer/article/the-slow-painful-death-of-sports-twitter-under-elon-musk.html [https://web.archive.org/web/20240927124315/https://nymag.com/intelligencer/article/the-slow-painful-death-of-sports-twitter-under-elon-musk.html].

Available statistics suggest that the market has responded to this interest and is already enhancing listener choice by serving its own matching function. About 115,000 users deactivated their X accounts on the day after the November 2024 Presidential Election.42Kat Tenbarge & Kevin Collier, X Sees Largest User Exodus Since Elon Musk Takeover, NBC News (Nov. 13, 2024, 1:40 PM), https://www.nbcnews.com/tech/tech-news/x-sees-largest-user-exodus-musk-takeover-rcna179793 [https://perma.cc/FZ3E-3XKQ]. No matter how the total user base is measured, that is a very small percentage, which is unsurprising because network effects deter people from leaving even platforms with which they are dissatisfied. Of course, people can maintain active X accounts while still seeking out other outlets for speech. In comparison, niche social media platforms are still quite small. One of the largest, Goodreads, a platform to share book recommendations, had about 150 million users as of 2023.43Phil Stamper-Halpin, How to Reach More Readers on Goodreads, Penguin Random House: News for Authors (Sept. 2023), https://authornews.penguinrandomhouse.com/how-to-reach-more-readers-on-goodreads [https://perma.cc/4JP5-8D9C]. Houzz, a home design social media platform, reportedly has about 70 million users.44Terri Williams, 2025 Houzz Home Design Trends: These Are the Top 10 Predictions, Forbes (Oct. 31, 2024, 4:07 AM), https://www.forbes.com/sites/terriwilliams/2024/10/31/2025-houzz-home-design-trends-these-are-the-top-10-predictions [https://perma.cc/CCH3-42Z9]. A platform for movie lovers (especially indie) called Letterboxd now has about 17 million users.45Jill Goldsmith, Letterboxd, Indie Cinema’s Secret Weapon, Hit 17 Million Members—Here Are Their Top 2024 Films, Deadline (Jan. 8, 2025, 9:11 AM), https://deadline.com/2025/01/letterboxd-indie-films-members-surge-in-2024-favorite-films-1236251217 [https://perma.cc/U6Y7-EGP9]. Reddit, while open to a wide range of users, is well known for facilitating smaller communities to generate discussion of interest, and now has about 91 million daily active users.46David Curry, Reddit Revenue and Usage Statistics (2025), Business of Apps, https://www.businessofapps.com/data/reddit-statistics [https://perma.cc/3JLY-DYYF]. Finally, Substack, a platform for distributing individualized newsletters to both paid and unpaid subscribers, now has approximately 50 million subscribers.47Max Tani, Substack Wants to Do More Than Just Newsletters, Semafor (Oct. 6, 2024, 4:58 PM), https://www.semafor.com/article/10/06/2024/substack-wants-to-do-more-than-just-newsletters [https://perma.cc/SR96-WCPC]; A New Economic Engine for Culture, Substack, https://substack.com/about [https://web.archive.org/web/20250331060253/https://substack.com/about].

It may seem somewhat contradictory to fret about information silos while simultaneously celebrating the expansion of niche social media sites. To address this briefly, I would argue that the siloing problem is much more problematic on the larger, omnibus social media platforms than with niche social media platforms. Political discourse is one of the main features of the larger platforms, so cutting off speech that is ideologically diverse is truly undermining the opportunities for persuasion. In contrast, the niche social media sites are mostly excluding posts about other topics not because of any ideological commitments, but rather to help filter out what they regard as irrelevant information. That is not to say that political discourse cannot arise in the context of these niche sites,48I would certainly be the last to argue that things such as art or music do not evoke important social and political meaning. See generally Mark V. Tushnet, Alan K. Chen & Joseph Blocher, Free Speech Beyond Words: The Surprising Reach of the First Amendment (2017). but it is at least less likely to do so. And, of course, these users may be walling themselves off from any political speech, which could be problematic for public discourse in the long run. But there is nothing to suggest that these users might not still engage in political discourse on other platforms or in other contexts of communication in their non-online lives.

* * *

Notwithstanding my limited reservations and questions, I wholeheartedly welcome Professor Grimmelmann’s important and valuable contribution to thinking about the complex constitutional and social issues associated with regulation of electronic media in the current climate. Continued efforts to meaningfully apply standard First Amendment doctrine to new media allow us all to think critically about the best way forward.

98 S. Cal. L. Rev. 1387

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* Thompson G. Marsh Law Alumni Professor, University of Denver Sturm College of Law. Thank you to Erin Miller and to the editors and staff of the Southern California Law Review, and especially Simone Chu, for their efforts in organizing this fantastic Symposium. Thanks also to Nina Christensen and Charlotte Rhoad for their helpful research.

Unchosen Listening

INTRODUCTION

A century of developments in communications technology has done wonders for listeners.1By “listeners,” I will mean consumers of speech in all forms. In the not-so-distant past, the listener had few choices regarding the speech they heard. An urban listener might find a range of choice in libraries or bookstores, or among private associations’ meetings or periodicals. But mostly listeners heard what others happened to say, on the job, at church, in the neighborhood, and on the street-corner. Today, listeners have more choices than ever, and more ability to choose which speech to hear and which not to hear.

First Amendment doctrine, for its part, has occasionally shielded these listeners’ choices about whom to listen to, even over speakers’ choices about whom to speak to.2E.g., Hill v. Colo., 530 U.S. 703, 716 (2000); Rowan v. Post Office Dept., 397 U.S. 728, 738 (1970); Frisby v. Schultz, 487 U.S. 474, 477–78 (1988). I largely agree with the authors in this symposium who argue that it should do so more often.3See generally e.g., Ashutosh Bhagwat, Respecting Listeners’ Autonomy: The Right to Be Left Alone, 98 S. Cal. L. Rev. 1129 (2025); James Grimmelmann, Listeners’ Choices Online, 98 S. Cal. L. Rev. 1231 (2025); Helen Norton, Fear and Free Speech, 98 S. Cal. L. Rev. 1351 (2025). The appeal is evident. Communication goes most smoothly with a willing speaker and a willing listener. And with listeners now awash in speech options, someone must choose among them. The listener seems obviously superior, as chooser, to many looming alternatives: the stalker, the fake-news purveyor, the oligopolistic media platform, or—most antithetical to the First Amendment—the government.

Yet this Commentary urges caution in so fully embracing listener’s choice that it becomes a paradigm of First Amendment jurisprudence. One can easily move from recognizing the advantages of willing listening (and speaking) to identifying the “core” of constitutionally protected speech as not just a “joint activity”—to use Ashutosh Bhagwat’s illuminating term4Bhagwat, supra note 3, at 1135—but mutually consensual, affirmatively chosen by both speaker and listener.5See Grimmelmann, supra note 3, at 1281–82. Grimmelmann also has thoughtfully discussed the limits of listener choice, given the risks of irrational and uninformed choice, as well as the importance of other values. See James Grimmelmann, Listeners’ Choices, 90 U. Colo. L. Rev. 365, 372–73 (2019). One might even begin seeing something constitutionally suspect about speech that lacks a consenting listener. On this interpretation, the fact that the speaker on his soapbox in Washington Square Park annoys some passersby is, while inevitable, still unfortunate—a sacrifice made for the sake of the other, more willing passersby.6See Bhagwat, supra note 3, at 1143–44; Grimmelmann, supra note 3, at 1233. To be clear, Bhagwat explicitly acknowledges the need to maintain the diversity and friction of public discourse. Bhagwat, supra note 3, at 1143. I just believe the importance of that need is more cleanly understood without too much emphasis on the willingness of listeners in general.

Yet in a not-too-distant future, this fact might be “correctible” by technology, assisted by artificial intelligence and mass data collection. Every webpage you visit might seamlessly filter out any content you have elected not to see; or software might elect for you, based on your eyes’ patterns of lingering. When you step onto the street, you might wear digital glasses to blur out all written speech that you have deemed unwelcome, and digital headphones to cancel all noise except oral speech you have deemed welcome.7Thanks to Jeremy Gartland and Eugene Volokh for inspiring this thought experiment.

While this seems a paradise for listeners’ choice, it would not be one for listeners’ interests, another traditional First Amendment concern.8See, e.g., Citizens United v. F.E.C., 558 U.S. 310, 354 (2010); Red Lion Broad. Co. v. F.C.C., 395 U.S. 367, 390 (1969). The speech that we choose to hear does not always make us better off.9I assume that a listener’s interests are not inevitably reflected in their choices. The former can come apart from the latter, either because the listener’s interests are objective in some sense, or else because they are subjective but higher-order or long-term such that they do not determine every choice. Certainly, a listener’s choice is one aspect of their interests. And speech they vehemently reject—such as harassing speech—will rarely be in their interest. But a gray zone exists between chosen listening and coerced listening, which I will call unchosen listening. Some unchosen listening, I will argue, is a desirable part of being an autonomous person and citizen.

I will also argue that it is desirable for the broader society of which listeners are a part—including its collective knowledge, culture, and, especially, democratic institutions. These societal interests underlie the First Amendment, too, as Alan Chen also discusses in this symposium.10Alan K. Chen, Pluralism and Listeners’ Choices Online, 98 S. Cal. L. Rev. 1387, 1395 (2025). Perhaps for these reasons, unchosen listening has been revered in First Amendment doctrine. As the Supreme Court declared in Terminiello v. Chicago, speech “may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea.”11Terminiello v. Chicago, 337 U.S. 1, 4 (1949).

Indeed, the most fiercely protected First Amendment speech—perhaps its real “core” case—involves non-consensual listeners: speech in the public forum.12I mean by “core” only, as stated, the most stringently protected; various theories of the First Amendment might interpret the theoretical core—the cases best serving First Amendment values—differently. This means citizens trying to move or persuade fellow citizens, and especially those none too thrilled to listen. It is—for those familiar with the First Amendment landmarks—Abrams’s communist pamphlets thrown from the roof, Kovacs’s pro-labor commentary amplified from his truck, Mosley’s sign decrying race discrimination, Cohen’s jacket protesting the draft.13Abrams v. United States, 250 U.S. 616, 630 (1919); Kovacs v.Cooper, 336 U.S. 77, 79 (1949); Police Dept. of Chi. v. Mosley, 408 U.S. 92, 93 (1972); Cohen v. California, 403 U.S. 15, 16 (1971). And it is arguably the only speech government has a (currently recognized) positive obligation to protect—by preserving the openness of traditional public forums—under the First Amendment.14See Hague v. Comm. Indus. Org., 307 U.S. 496, 513, 515–16 (1939).

While the Court has seldom expounded on the theme of unchosen listening, its silence invites less doctrinally bound theorizing. This Commentary thus offers a brief normative case for resisting a listener’s-choice paradigm (and maintaining more of a public forum paradigm).15I take my case to be congenial and supplementary to Alan Chen’s remarks on a similar theme in this symposium. See generally Chen, supra note 10.

I. The Case for unchosen listening

What speech will a listener hear, if they mostly choose that speech themselves or have it selected for them based on algorithmic predictions of their preferences?16 Currently, these predictions often track not our choices about content but predictions of what content we will click through to––based on past listening data––or spend time listening to. I largely set aside here the enormous discrepancies in preferences that might result. For a discussion in the music context, see Liz Pelly, Mood Machine: The Rise of Spotify and the Costs of the Perfect Playlist 103 (2025) (describing how music streaming services like Spotify do not actually satisfy listeners’ preferences, but rather those of their “slightly off data double”). I also set aside the potentially grave issue of how listeners’ preferences might themselves be manipulated by media or other corporations. Chances are, it will be fairly insular and homogeneous. That is, it will be familiar, comfortable, and unchallenging; and it will come from like-minded speakers and a small number of sources.17See, e.g., Florian Arendt, Temple Northup & Lindita Camaj, Selective Exposure and News Media Brands: Implicit and Explicit Attitudes as Predictors of News Choice, 22 Media Psych. 526, 540 (2019) (finding that consumers’ positive or negative attitudes toward news media brands predict their content choice decisions); Eytan Bakshy, Solomon Messing & Lada Adamic, Exposure to Ideologically Diverse News and Opinion on Facebook, 348 Science 1130, 1131–32 (2015). Its insularity and homogeneity will be reinforced to the extent that the listener chooses with greater granularity—that is, chooses not just among sources or topics but among specific speech from each source or specific views on each topic.18Thanks to Joseph Blocher for alerting me to potential problems of more granular choosing. The result might resemble “The Daily Me” envisioned by Cass Sunstein.19Cass R. Sunstein, #Republic: Divided Democracy in the Age of Social Media 1 (2018) (citing Nicholas Negroponte, Being Digital 153 (1995)). While not all listeners will choose like this, and few will do so all the time, enough listeners will likely do so in enough cases to affect the overall patterns of communication in society.

Assuming this is true, the following discussion identifies five significant interests that can be undermined when listening becomes too tailored to a listener’s choices: preference optimization, error avoidance, innovation, self-evolution, and tolerance.20A full theory, and more space than I have, would be needed to identify and adjudicate the range of conflicts that arise between listeners’ interests and choices, as well as to determine when listener’s choosing becomes over-tailored. Each interest has an individual dimension: for listeners themselves. Each also has a collective dimension: for a society in which the total pool of speech consumed is determined largely by listeners’ choices.

A. Optimizing Preferences

Even listener-chosen speech does not always satisfy listener preferences.21Cf. Grimmelmann, Listeners’ Choices, supra note 5, at 1237 (echoing similar concerns that some listeners may make mistakes about their own preferences). Speech often defies expectations. Sometimes we have a “meh” reaction to a movie by our favorite director, or are spellbound by a movie we expected to bore. Our expectations are sometimes even insufficient for choice. I may have almost no sense of whether I would like a movie from an unfamiliar genre, because I have not experienced anything like it before. After all, the indicators of content that are available prior to hearing speech—for example, its speaker, venue, general subject, or reviews—are necessarily limited.

       With ever more personalized listening technology, our mistaken choices—or mistaken predictions of our choices by algorithms—can lock us into inferior patterns of listening. Mistaken choices are easily corrected when they produce dissatisfaction, but less so when they produce merely suboptimal satisfaction. Say that I have watched and liked one Fellini film and one Spielberg film. Perhaps I am directed, by choice or algorithm, toward more Spielberg films rather than Fellini films. I continue to like Spielberg films and hence grow my love of Spielberg. I may never know the counterfactual––whether I would have preferred the Fellini films. The best chance of exiting a suboptimal equilibrium is exposure to unchosen speech, or at least less-precisely-chosen speech. Optimizing, therefore, involves reflective equilibrium between chosen and unchosen exposure.

       A collective cultural danger lurks here, too, at least insofar as listeners rely on algorithmic services to make these finer speech selections for them.22More strikingly, sometimes we do not actively want to choose at all, but just “lean back and let Spotify choose things.” Pelly, supra note 16, at 25; see also id. (explaining how Spotify started to “optimize . . . for a less engaged user” experience). Because these services operate within a market economy, their corporate makers may face incentives to nudge listeners toward more popular, hence more easily satisfiable, preferences. Forced to rely on the same services to find listeners, speakers—including musicians, writers, filmmakers, journalists, and others—may also feel pressure to create content to win the algorithm’s game, as many have already.23Id. at 33 (describing music streaming as a system that is “not only designed by the major labels but also prioritizes the type of music engineered for and roundtabled for mass-scale success”); see also id. at 115 (“[M]usic that sounds like other music is the most data-blessed.”). The result may be a blander culture and public sphere, with fewer options over which to optimize our preferences.

B. Avoiding Error

Listening primarily to chosen speech may proliferate error. The first problem is that it may skew our available evidence. If, as assumed, we choose to listen to speakers who share our beliefs, including false ones, then they will be unlikely to offer evidence against those beliefs.24See, e.g., Jieun Shin & Kjerstin Thorson, Partisan Selective Sharing: The Biased Diffusion of Fact-Checking Messages on Social Media, 67 J. Commc’n 233, 247–50 (2017). They may even pass on new false beliefs based on old ones. These harms are well-documented within “epistemic bubbles,” that is, discussion spaces in which certain views are systematically excluded.25C. Thi Nguyen, Echo Chambers and Epistemic Bubbles, 17 Episteme 141, 143–44 (2020) (citing sources); Elizabeth Anderson, Political Epistemology 11 (2021). I do not dispute political science findings that echo chambers, those that tend to magnify and insulate extreme political views and consult limited media sources, may not currently be common. Cf. Amy Ross Arguedas, Craig T. Robertson, Richard Fletcher, Rasmus Kleis Nielsen, Echo Chambers, Filter Bubbles, and Polarisation: A Literature Review, Reuters Institute Report, 2022, at 4 (surveying recent literature); Damian Trilling & Claus Schoenbach, Challenging Selective Exposure, 3 Digital Journalism 140, 141 (2014) (explaining how current structural factors and the existence of mainstream news outlets at least tend to give most citizens decently diverse news diets, even if contrary to their preferences).

A second problem is that too much chosen listening may objectionably narrow the range of subjects on which we possess evidence. People may choose to listen to little or no speech concerning decisions they will or must take, including voting. For instance, research suggests that the most promising ways to inform voters may involve incorporating speech that they do not choose alongside speech they do—such as entertainment.26See Markus Prior, Post-Broadcast Democracy: How Media Choice Increases Inequality in Political Involvement and Polarizes Elections 17 (2007).

Yet a third problem is that a steady diet of chosen speech may dull our capacity to think itself. As John Stuart Mill observed 166 years ago, reasoning is better stimulated and optimized by speech that is uncomfortable and challenging.27John Stuart Mill, on Liberty (Rethinking the Western Tradition) 90–91 (David Bromwich & George Kateb eds., Yale Univ. Press 2003) (1859). But chosen speech is, by assumption, typically the opposite. Chosen speech can exacerbate self-favoring and in-group-favoring cognitive biases.28See, e.g., Anderson, supra note 25, at 13. Chosen speech may not even offer reasons, because it does not seek to persuade. Chosen speech can, by repeating or just assuming our beliefs, reinforce and bury them so deeply that we have trouble getting the “mental distance” necessary to scrutinize them—to question them and their justification.

C. Innovation

Unchosen listening can stimulate not just rational thought, but more creative and generative forms of thought that do not merely analyze evidence but propose new ideas or solutions.

Creativity is by its nature unexpected. It often involves making connections among facts, ideas, disciplines, cultures, and so forth that others—including oneself—had never thought to draw. We are thus sometimes likelier to arrive at an innovative solution not by continuing to think directly about the problem—constrained by our previous expectations—but by allowing our mind to wander and randomly associate.29See, e.g., Jonathan Gingerich, Is Spotify Bad for Democracy?: Artificial Intelligence, Cultural Democracy, and Law, 24 Yale J.L. & Tech. 227, 262–63 (2022). The revolutionary inventions, discoveries, insights, and movements that have been prompted by contact with unusual contexts, other disciplines, or other cultures are countless. Consider an eclectic sampling. Clinical psychology has been seriously influenced by Buddhist religious practices. Impressionism in painting was largely inspired by Japanese ukiyo-e prints30Colta Feller Ives, Japonisme, Metro. Museum of Art (Oct. 1 2004), https://www.metmuseum.org/essays/japonisme [https://perma.cc/EZP2-D6YX].; and the painting of Jackson Pollock, darling of the Supreme Court’s own First Amendment cases, was likely inspired by Native American sandpainting.31Jackson Pollock, One: Number 31, 1950, Museum of Mod. Art, https://www.moma. org/collection/works/78386 [https://web.archive.org/web/20250114000836/https://www.moma.org/collection/works/78386]. The QR code was suggested by the Go board,32Justin McCurry, ‘I’m Pleased It Is Being Used for People’s Safety’: QR Code Inventor Relishes Its Role in Tackling Covid, The Guardian (Dec. 10, 2020), https://www.theguardian. com/technology/2020/dec/11/qr-code-inventor-relish-its-role-in-tackling-covid [https://perma.cc/G6AS-3NMG]. while the foldable shape of heart stents was suggested by Japanese origami.33Wei Zhao, Nan Li, Liwu Liu, Jinsong Leng & Yangju Liu, Origami Derived Self-assembly Stents Fabricated via 4D Printing, 293 Composite Structures 1, 1 (2022). Numerous engineering innovations, from aeronautics to robotics, have come from observing animals.34See Sandy B. Primrose, Biomimetics: Nature-inspired Design and Innovation 9, 81 (2020) (describing, among many examples, innovations in bullet trains from observing birds, and in robotics from observing gripping mechanisms on gecko feet). The latest monumental computer science invention, large language models, grew from insights in both linguistics and cognitive science. And this symposium’s own Aziz Huq uses observations in sociology for thinking about digital speech.35Aziz Huq, Islands of Algorithmic Integrity: Imagining a Democratic Digital Public Sphere, 98 S. Cal. L. Rev. 1287, 1289 (2025).

Creativity thus seems likeliest to be prompted by exposure to speech that is unexpected, or at least unguided by our own choices.36See, e.g., Charlan Jeanne Nemeth & Margaret Ormiston, Creative Idea Generation: Harmony Versus Stimulation, 37 Euro. J. Soc. Pysch. 524, 532–33 (2007). Unchosen speech can offer new concepts and frameworks of thinking that supplement or integrate with existing ones. Or it can simply interrupt habitual frameworks—generating another (creative) form of mental distance—and thus open the mind to the potential relevance of unexpected inputs. By contrast, chosen speech can lock in certain expectations of relevance.

One might expect collective, rather than individual, innovation to be fueled through highly personalized listening. It might segregate most listeners into speech subcultures, within which they could refine their own insular ideas—like members of a species separated among islands and continuing to evolve. But then a few innovators sampling from those radically diverse subcultures might produce innovations of even greater enormity. Yes, it seems just as plausible that, so long as enough listening is chosen, occasional sampling by a greater number and diversity of listeners would provide offsetting benefits of more sophisticated—if slightly less radically distinct—subcultures and more frequent innovation.37See generally Tyler Cowen, Creative Destruction: How Globalization Is Changing the World’s Cultures (2004) (arguing that globalization typically increases diversity and innovation within each society, even if cultures grow closer together).

D. Self-Evolution

Persons arguably have a fundamental autonomy interest in being able not just to make up their minds, but to change them, too. This ability to change applies to their beliefs, as described above, but also their ends—their important goals, values, commitments, and so forth—and their tastes.38See, e.g., John Rawls, Political Liberalism 186 (1993) (assuming, as part of citizens’ “moral powers,” that they “can regulate and revise their ends and preferences”); Gerald Dworkin, The Nature of Autonomy, 2 Nordic J. Stud. Educ. Pol’y 7, 12 (2015) (“Autonomy should have some relationship to the ability of individuals, not only to scrutinize critically their first-order motivations but also to change them if they so desire.”). I do not mean the mere freedom to zig when one previously zagged. Certain factors beyond our control inevitably change over time: our external circumstances vary, and our set of experiences and beliefs expands. In response, it is often appropriate or even necessary to change ourselves in order to cohere, adapt, and grow. Otherwise, we become frozen into a course determined not by us, but by the “dead hand” of our past self.39Joel Feinberg, The Concept of Autonomy, in The Inner Citadel: Essays on Individual Autonomy 34 (John Christman ed., 1989) (“Always the self that contributes to the making of the newer self is the product of both of outside influences and an earlier self that was not quite as fully formed.”); see also Gingerich, Spotify, supra note 29, at 276 (2022); Jonathan Gingerich, Spontaneous Freedom, 133 Ethics 38, 42 (2022). Indeed, one might say that autonomous self-development just is the continual evolution of our self in response to new, external inputs.

It is almost always possible to change our ends, at least insofar as nothing physically prevents us. But pursuing our ends is often habitual, or even inertial. For us to have a meaningful opportunity to change,40The freedom to change cannot mean that one simply could change. That would be either impossible or true in nearly every circumstance, depending on one’s metaphysics. We anyway do not fully choose our ends. Rather, a meaningful opportunity is all that we can hope for. we must occasionally gain mental distance—of yet another sort—sufficient to reflect directly on our existing ends and their continued desirability, with adequate understanding of alternatives.41Cf. Gingerich, Spotify, supra note 29, at 277.

Listening only to chosen speech impedes this mental distance. Because we as listeners choose speech based on who we are, that speech is unlikely either to prompt critical self-reflection or to present an adequate range of alternatives for whom we could become. It may even passively reenforce our present ends and hinder our evolution.42Id. at 276; see also Gingerich, Spontaneous Freedom, supra note 39 , at 42. By contrast, consuming speech that is unchosen and hence more unfamiliar or even genuinely surprising is likelier to enable self-transformation.

A society that lacks such dynamism among its members, too, seems destined to remain trapped in outdated ways of life. As its membership grows and shifts, and the world changes, it may not evolve—culturally, politically, or legally—to meet new needs. As a staunch advocate of “[a] constitutional regime fearful of political entrenchment and dedicated to continual adaptation,”43incent Blasi, Holmes and the Marketplace of Ideas, 2004 Sup. Ct. Rev. 1, 45 (2004). Justice Oliver Wendell Holmes saw protection of specifically “the expression of opinions that we loathe” as indispensable.44Abrams v. United States, 250 U.S. 616, 630 (1919) (Holmes, J., dissenting).

E. Tolerance and Persuadability

In a pluralistic society, we must cooperate across irresolvable differences and disagreements. We must work with and take into account the interests of those with values, beliefs, and tastes significantly different from our own (let us call them our counterparts). Sometimes we must reach compromises with our counterparts, even at partial expense of our own ends. This demands tolerance toward our counterparts, that is, engaging and respecting them as rational agents and persons as we engage with them. We must, so far as possible, attempt to understand and make sense of their claims, identify issues of agreement, and persuade them on issues of disagreement.

Highly personalized listening can be expected to decrease tolerance. Humans have a well-documented proclivity to exhibit negative personal attitudes toward those who hold views—especially moral and political views—with which they strongly disagree.45See, e.g., Cass R. Sunstein, Going to Extremes: How Like Minds United and Divide, 1–20 (2009) (detailing tendencies within likeminded groups toward both more extremism and more negative perceptions toward outsiders); Lee C. Bollinger, The Tolerant Society 111, 120 (1986). We may also interpret the speech of our counterparts in uncharitable ways, thereby missing any merit in it.46See, e.g., Julia A. Minson, Frances S. Chen & Catherine H. Tinsley, Why Won’t You Listen to Me? Measuring Receptiveness to Opposing Views, 66 Mgmt. Sci. 2801 (2019). But these effects can be countered, the more often we hear counterparts speak.47See, e.g., Diana C. Mutz, Cross-Cutting Social Networks: Testing Democratic Theory in Practice, 96 Amer. Pol. Sci. Rev. 111, 122–23 (2002). The more we so listen, the likelier we become to succeed in the social cooperative tasks mentioned above, and to empathize with our counterparts.

Tolerance is useful within any social group, but its usefulness is heightened within a democracy. For in a democracy, we exercise coercive power mutually over each other. As Jonathan Gingerich has argued, all participants in a democratic system, and especially potential losers, must have a genuine opportunity to persuade their fellow citizens on political issues.48Gingerich, Spotify, supra note 29, at 264; see also Robert Post, Religion and Freedom of Speech: Portraits of Muhammad, 14 Constellations 72, 75–75 (2007). Gingerich focuses on the importance of being able to persuade fellow citizens on cultural issues; but the point holds even if one centers political issues. See also Chen, supra note 10, at 105–06, 108–11. This logically entails that citizens must open themselves, even ever so slightly, to the possibility of being persuaded49For an enlightening discussion of persuadability as a personal virtue, see generally Joseph Blocher, “The Road I can’t Help Travelling”: Holmes on Truth and Persuadability, 51 Seton Hall L. Rev. 105 (2020)., in light of their own fallibility and the basic rationality of other citizens—at least enough to actively listen.50Teresa Bejan has cogently criticized public speakers today for talking to ourselves (those who agree with us), and thereby primarily seeking not to persuade but to acquire and bestow recognition. Teresa Bejan, A People’s History of Free Speech, Persuasion (Oct. 9, 2024), http://www.persuasion.community/p/a-peoples-history-of-free-speech [https://perma.cc/DD2Q-PRDW]. For any opportunity for a speaker to persuade, however slight, dies if all listeners tune out.51Cf. Chen, supra note 10, at 108, 111.

One might go further. Elected officials within a democracy owe a duty to their constituents to hear out their political concerns, no matter how much the officials would prefer not to. One might by extension argue that voters, as joint rulers over one another, have an obligation to hear out the political concerns of at least some of their counterparts.52Of course, choosing across many axes of preference may incidentally expose a listener to speech that is unchosen, and mitigate some of these harms. The socialist may encounter anti-socialist speech on the Yankees-fans’ or parents’ forum. However, insofar as viewpoints tend to cluster, and conversations tend to be more focused online than in-person, the mitigating effects may be limited. As Justice Louis Brandeis once declared, “public discussion is a political duty.”53Whitney v. California, 274 U.S. 357, 375 (1927) (Brandeis, J., concurring).

II. Limitations and Implications

Having made the general case for unchosen listening, I offer a few brief remarks to situate it within contemporary free speech doctrine.

Hopefully it is clear that I do not mean to reject listener choice as a critical First Amendment concept. Listener choice is rightly viewed by courts as definitive in certain limited domains, such as the home.54Frisby v. Schultz, 487 U.S. 474, 484–85 (1988). The doctrine largely limits those domains to one, the home, see Bhagwat, and it may do so rightly. The home is a place of private intimacy, where one can retreat in order to avoid the social cooperative pressures that pervade our lives in so many other spaces. Arguably courts should, even most of the time, defer to the listener’s choice, as the least objectionable, content-neutral proxy for their interests. After all, listeners’ choices usually converge with their personal interests. Respecting listeners’ choices also tends, through market mechanisms, to generate decently diverse media options, which are good for their democratic interests.55Grimmelmann is thus right that listener choice should be a significant factor guiding regulation of some intermediaries. Grimmelmann, supra note 3, at 1231–32. He also elegantly weighs the diverse interests of speakers, listeners, and intermediaries.

As mentioned at the outset, I am also inclined to believe that the First Amendment does not protect a right to coerce listeners.56See Bhagwat, supra note 3, at 1157–58; Norton, supra note 3, at 1366. The final scene of A Clockwork Orange is not a good look for the Constitution. Some speech, such as hundreds of creepy Facebook messages,57Counterman v. Colorado, 600 U.S. 66, 70 (2023). See also Norton, supra note 3, at 1365, 1367. may be constructively coercive, because of its repetition, intimidation, or substantial disruption of normal activities. Other speech may be coercive because of time-constrained psychological vulnerabilities of a listener.58See generally, e.g., McCullen v. Coakley, 573 U.S. 464 (2014) (abortion clinic patients); Snyder v. Phelps, 562 U.S. 443 (2011) (funeral attendees); Ohralik v. Ohio State Bar Ass’n, 436 US 447 (1978) (accident victims). The first two cases upheld free speech claims against listeners, perhaps rightly, but all three involve listeners who might be considered (temporarily) psychologically vulnerable. But listening is not coerced simply because unrequested, unaccepted, or even undesired. I am inclined to believe that even speech that ignores a listener’s affirmative assertion of unwillingness is not coerced, absent such exacerbating factors.59I do appreciate, however, that Bhagwat contemplates limitations on assertions of the right not to listen, such as across time, and perhaps even a requirement of one-time minimal exposure. Bhagwat, supra note 3, at 1129. Speech is not sex. Nor is listening coerced if the asserter had some minimal exposure to the speech on a prior occasion—the glimpse before we “avert our eyes” or click to delete.60The power of government to compel listening, because of its power, may be uniquely limited.

One of the main venues for speech of this sort is the public forum. Of course, speech in these spaces works better—to spark correction, creativity, transformation, or tolerance—when the listener is game. Indeed, the more actively a listener resists, the less likely speech will achieve any such benefits. But even if most listeners avert their eyes against unwanted speech in public, they at least gain minimal exposure to the message and the fact that someone wants to speak it. Even that regular exposure can heighten tolerance and reduce resistance toward other, perhaps more articulate, unchosen speech.

Virtual forums can prevent even such minimal exposure to speech. With digital listener’s-choice technology, you need not avert your eyes whenever you see an unwelcome message, but can often effectively swipe right to pre-screen all similar messages. Indeed, some messages can be silenced not because you affirmatively resisted them, but because messages you liked better were prioritized over them. Yet media platforms may increasingly turn to listener’s choice as a means of filtering principle that both satisfies users and evades responsibility.

Aggressive use of listener-chosen filtering may even portend the demise of the traditional public forum. The area of publicly owned space available for talking appears to have been shrinking for decades, as the Court has recognized.61See Food Emps. v. Logan Valley Plaza, Inc., 391 U.S. 308, 324 (1968) (describing movement from urban to suburban spaces and hence the growth of shopping malls as places of public congregation); see also Sarah Schindler, The Publicization of Private Space, 103 Iowa L. Rev. 1093, 1106 (2018) (“Fewer cities are investing in the direct creation of new publicly owned public space, and there has been an increase in privatized public space.”). Listeners, willing and unwilling, have fled those spaces even faster since the digital era. Research shows that pedestrians now walk faster, and interact less often, in public spaces.62Arianna Salazar-Miranda, Zhuangyuan Fan, Michael B. Baick, Keith N. Hampton, Fabio Duarte, Becky P.Y. Loo, Edward L. Glaeser & Carlo Ratti, Shifting Patterns of Social Interaction: Exploring the Social Life of Urban Spaces Through A.I. (Nat’l Bureau Econ. Rsch., Working Paper No. 33185, 2024) (analyzing pedestrian behavior using video evidence from 1979–2010). Many factors seem to exacerbate this trend: ever more densely developed urban areas,63Zenovia Toloudi, Are We in the Midst of a Public Space Crisis?, The Conversation (Jun. 7, 2016) (describing urban planning choices that restrict access to public space). constrained public budgets,64Nina Lakhani, Millions of Americans Lack Access to Quality Parks, Report Reveals, The Guardian (May 20, 2020), https://www.theguardian.com/environment/2020/may/20/park-inequality-access-coronavirus-wellbeing [https://perma.cc/KHT4-S5JH] (describing budget constraints as one reason why 100 million Americans lack access to public open and green spaces). perceived rises in crime, architectural features designed to make spaces less welcoming (likely targeted at the homeless),65See, e.g., Faith Ruetas, Anti Homeless Architecture, Rethinking the Future, https://www.re-thinkingthefuture.com/designing-for-typologies/hostile-architecture-anti-homeless-architecture/ [https://perma.cc/XY2M-4GUP] (depicting various forms of architecture that seem designed to exclude lingering). and increasing stretches of everyday life spent online. When we talk to strangers, it is thus mostly in private, digitally moderated spaces, to the willing. Even when we do find ourselves conversing in physical spaces, severe geographical political segregation means that our interlocutors will often still be likeminded.66See, e.g., Yongjun Zhang, Siwei Cheng, Zhi Li, Wenhao Jiang, Human Mobility Patterns Are Associated with Experienced Partisan Segregation in U.S. Metropolitan Areas, (Nat’l Econ. Bureau Rsch., Working Paper, 2025) (observing partisan segregation not just across geographical regions but within residential neighborhoods of cities). All of this stymies the serious engagement across difference that is critical to the democratic process.

Admittedly, the public forums of old were never ideal sites for reasoned discourse. Soapbox speakers are typically better at stirring passions than parsing arguments. Yet the solution should not be doctrinal abandonment of the public forum, and the commitment to unchosen listening that it represents.67See Ronald J. Krotoszynski, Jr., Our Shrinking First Amendment: On the Growing Problem of Reduced Access to Public Property for Speech Activity and Some Suggestions for a Better Way Forward, 78 Ohio St. L.J. 779, 784 n.15 (2017) (collecting cases in which courts permitted the government to exclude citizens from public spaces). Rather, courts should stand ready to approve the expansion of spaces in which we encounter at least some unbidden speech—if necessary, privately owned ones68See generally Erin L. Miller, The Private Abridgment of Free Speech, 32 Wm. & Mary Bill Rts. J. 615 (2024) (arguing for the validity of First Amendment claims against certain powerful private agents, including potentially the largest social media platforms).—and encourage reason-giving within them.69See Rebecca L. Brown, Remarks on Academic Freedom and Free Speech: Reflections on Blocher, 98 S. Cal. L. Rev. 1379, 1385–86 (2025). That would be the First Amendment paradise.

 

98 S. Cal. L. Rev. 1399

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* Associate Professor of Law & Philosophy, University of Southern California Gould School of Law. I am grateful to the participants in this symposium for inspiring this comment, to the student editors of the Southern California Law Review for their diligence at every step of the production process, and to Ashutosh Bhagwat, Rebecca Brown, James Grimmelmann, and Felipe Jiménez for detailed feedback.

The First Amendment of Fear

  Introduction

Fear can be a powerful silencer. Speakers may be thwarted not only by direct force but also when they check themselves because they anticipate adverse consequences. Some assessment of costs and benefits is involved whenever anyone decides to communicate, of course. That is normal and actually valuable. Yet acute anxiety, caused by the realistic prospect of violence or other grave harm, differs from ordinary consequential reasoning, even if both result in silence.

Today, speakers seem to be hesitating with concerning frequency. Their reticence is understandable, because disagreement and its consequences have become severe in certain settings. Acute fear of speaking has affected those on the right and on the left, though not perhaps in the same way or to the same degree. Consider an example at Columbia University. Reportedly, a truck with a billboard bearing the words “Columbia’s Leading Antisemites,” alongside the names and faces of students and faculty, appeared in Morningside Heights and drove slowly around campus.1Esha Karam, ‘Doxxing Truck’ Displaying Names and Faces of Affiliates It Calls ‘Antisemites’ Comes to Columbia, Colum. Spectator (Oct. 25, 2023, 11:45 AM), https://www.columbiaspectator.com/news/2023/10/25/doxxing-truck-displaying-names-and-faces-of-affiliates-it-calls-antisemites-comes-to-columbia [https://perma.cc/37K2-QSXM]. For reporting on a similar incident, see Anemona Hartocollis, After Writing an Anti-Israel Letter, Harvard Students Are Doxxed, N.Y. Times (Oct. 18, 2023, 5:03 AM), https://www.nytimes.com/2023/10/18/us/harvard-students-israel-hamas-doxxing.html [https://web.archive.org/web/20231018090959/https://www.nytimes.com/2023/10/18/us/harvard-students-israel-hamas-doxxing.html]. The truck targeted Columbia affiliates who allegedly had signed a statement of solidarity with Palestinians in Gaza. The stunt was reported to be a project of a conservative media group, which also published a website that listed students and faculty members and was updated regularly.2Karam, supra note 1. People named on the website were said to be members of various campus groups that were engaged in protests against Israel’s military actions. The website asked readers to send messages to Columbia’s board of trustees urging them to “take a stand” against “these hateful individuals.”3Id. The group also purchased domain names that corresponded to the actual names of several students and faculty on the list, and it planned to send the truck to the targets’ homes. Two Columbia law students who were named had job offers withdrawn by law firms, according to news outlets covering the story.4Id. For reporting on self-censorship surrounding the military actions in Gaza, see Emily Nayyer, Surveys Reveal Rising Student and Faculty Concern About Censorship, Self-Censorship Post-October 7, FIRE (July 12, 2024), https://www.thefire.org/news/surveys-reveal-rising-student-and-faculty-concern-about-censorship-self-censorship-post [https://perma.cc/5RJW-WXFC] (reporting the results of a survey that found increased censorship and self-censorship among students concerning the war in Gaza); Shibley Telhami & Marc Lynch, Middle East Scholar Barometer #7 (May 23-June 6, 2024), https://criticalissues.umd.edu/sites/criticalissues.umd.edu/files/November%202023%20MESB%20Results.pdf [https://perma.cc/8YKA-2GSS] (reporting the results of a poll conducted by the University of Maryland and George Washington University, finding that seventy-five percent of scholars of the Middle East responded “Yes” when asked, “Do you feel the need to self-censor when speaking about the Palestinian-Israeli issue in an academic or professional capacity?”).

Although debates over Israel’s military actions in Gaza are particularly fierce, they are not unique. Fear of speaking seems to have intensified as political conflict has escalated in the United States and elsewhere.5Again, the phenomenon probably is not limited to one political camp, however asymmetric it may be. It is possible to imagine a situation where a public identification, accompanied by a charge of racism or bigotry, could be intended to elicit violence by third parties. The 2020 Central Park incident was meaningfully different, both because the intent of the person who posted the video did not seem to be malicious, and because the speech the video depicted was not on a matter of public concern. But a variation on that incident could be invented that would constitute doxing. Olivia Land, NYC’s ‘Central Park Karen’: I still live in hiding three years after viral video, N.Y. Post (Nov. 7, 2023), https://nypost.com/2023/11/07/metro/central-park-karen-still-hiding-3-years-after-viral-video [https://perma.cc/5LUY-VDNN]. As differences have deepened and political identities have tribalized, speakers noticeably have withdrawn, nervous about the possible results. Some antagonism is inherent in healthy democratic discourse, and it is not cause for regret. Criticism is a feature of deliberation, and it is valued by First Amendment traditions. But anticipation of systematic violence is something of a different order, at least arguably. Intimidation like that can degrade democratic discourse and political cooperation—or that at least is the worry with respect to freedom of expression.

Technological changes have contributed to the climate of anxiety, of course. Although some of the activity at Columbia was analog—it took the form of a truck circling campus—other aspects have leveraged the efficiency of digital media. Today, any utterance can be preserved and disseminated, instantly and cheaply. Anonymity reduces accountability for the intimidation; though anonymity also can serve freedom of expression,6See McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 342 (1995) (describing a First Amendment tradition of protecting anonymous speech in the United States). its possible piercing can disincentivize debate. A feeling of surveillance can result—the sense that something you say can provoke reprisal that is utterly devastating.

Although this is hard to document, the university classroom itself shows signs of being impoverished by the effects of systemic fear. On questions of political controversy, students appear reluctant to volunteer views that even conceivably could expose them to retribution or stigmatization. Faced with a choice between the exploration of ideas that entails the risk of retribution and the safety of silence, many students opt for the latter, it seems. And that is true of at least some students on the right and left.

Professor Helen Norton’s insightful essay for this symposium explores a related dynamic surrounding the law of stalking.7Helen Norton, Fear and Free Speech, 98 S. Cal. L. Rev. 1351 (2025). For purposes of this Essay, what her sophisticated analysis illustrates is a more general phenomenon, namely that speech generating fear can itself have a silencing effect. Although the constitutional debate surrounding stalking manifestly concerns the expressive rights of the stalker, its latent lesson is that there are speech interests on both sides—that the victims of harassment and intimidation themselves can become muzzled.8To get a sense of that debate, see the majority and dissenting opinions in Counterman v. Colorado, 143 S. Ct. 2106 (2023), and Genevieve Lakier & Evelyn Douek, The First Amendment Problem of Stalking: Counterman, Stevens, and the Limits of History and Tradition, 113 Calif. L. Rev. 149, 195–203 (2025) (endorsing Justice Sotomayor’s concurring opinion in Counterman). Understanding that dynamic complicates any consideration of the First Amendment of fear.

This short Essay seeks to make modest progress on understanding and approaching the relationship between extreme fear and freedom of speech. Part I draws inspiration from Judith Shklar, who famously built a liberal political theory designed to shield citizens from fear.9A representative work is Judith N. Shklar, The Liberalism of Fear, in Liberalism and the Moral Life 21, 29 (Nancy L. Rosenblum ed., 1989). Though her theory was concerned solely with government oppression, and though she built up only a minimal kind of political morality, it can be complicated and complemented to include private sources of intimidation and, relatedly, to comprehend a positive government obligation to ensure the basic social and material conditions for a healthy speech environment. Part II then applies this political conception to the problem of doxing. State statutes regulating doxing already exist, though they mostly have not yet been tested for adherence to the First Amendment.10For examples of state doxing statutes, see infra notes 34, 37. For cases testing doxing statutes, see Kratovil v. City of New Brunswick, 261 N.J. 1 (2025) (holding that a New Jersey law that shielded an official from publication of their exact home address was narrowly tailored to a compelling state interest); Atlas Data Privacy Corporation v. We Inform, LLC, 758 F. Supp. 3d 322 (D.N.J. 2024) (also upholding the New Jersey statute); DeHart v. Tofte, 326 Or. App. 720 (Ct. App. Ore. 2023) (declining to apply a doxing law on expressive grounds); Publius v. Boyer–Vine, 237 F. Supp. 3d 997 (E.D. Cal. 2017) (ruling unconstitutional a statute that protected against the publication of certain identifying information about certain officials, upon request); Brayshaw v. City of Tallahassee, 709 F. Supp. 2d 1244 (N.D. Fla. 2010) (overturning on constitutional grounds a conviction for publishing identifying information about a police officer); Ostergren v. Cuccinelli, 615 F.3d 263 (4th Cir. 2010) (holding that a free-speech advocate’s publication of social security numbers was protected); Sheehan v. Gregoire, 272 F. Supp. 2d 1135 (W.D. Wash. 2003) (invalidating a state statute prohibiting publication of identifying information about certain public officials). Whether and how those laws comport with the right to freedom of expression is a complicated issue, one that must include consideration of the expressive interests of the targets or victims of doxing, as well as of the perpetrators, and it must involve the social and economic power relationships that constitute and distort the expressive environment.

I. The Politics of Fear

A place to start is with perhaps the most prominent political theorist of fear, Judith Shklar. Reading her later work today is bracing—it elicits a jolt of recognition. At the most basic level, Shklar seeks to organize a conception of liberalism around a summum malum, namely “cruelty and the fear it inspires, and the very fear of fear itself.”11Shklar, supra note 9, at 29. Cruelty of the sort that concerns her is systematic; it is not haphazard but instead it entails the “deliberate infliction of physical, and secondarily emotional, pain” as an exercise of power by those in positions of strength against those in positions of weakness.12Id.

Terror and acute anxiety are bad, supremely bad, partly because they interfere with freedom, understood as the ability to direct one’s own life. Here is a key passage: “Every adult should be able to make as many effective decisions without fear or favor about as many aspects of her or his life as is compatible with the like freedom of every other adult. That belief is the original and only defensible meaning of liberalism.”13Id. at 21. She explains that liberalism aims to lift the burden of political anxiety from the shoulders of adults, who then can order their lives according to their own beliefs, wants, and needs.14Id. at 31 (explaining that liberalism restricts itself to politics and seeks “to lift the burden of fear and favor from the shoulders of adult women and men, who can then conduct their lives in accordance with their own beliefs and preferences”).

Shklar’s chain of reasoning—from basic security, to the fear of its violation, to the fear of fear itself, and then to the connection of security to the exercise of basic freedom—resonates. She connects power differentials and their abuse to human emotion, and she connects psychological security to the ability of individuals to function as citizens in a political community.15Id. at 29 (“Systematic fear is the condition that makes freedom impossible . . . .”). A commitment to personal security is political insofar as it concerns a necessary condition of the community—of the project of democratic cooperation.16Id. (“[W]hen we think politically, we are afraid not only for ourselves but for our fellow citizens as well. We fear a society of fearful people.”).

For theorists of free speech, it is a short step from Shklar’s liberalism to the realization that speakers cannot be free if they are fearful of physical violence or of power exercised against them in ways that threaten their safety. Is this silencing systematic? Shklar is not simply concerned with insecurity, again, but with insecurity that issues from power differentials and is patterned. Silencing that results from fear today could possibly be considered systematic, in a sense. Or you could say that some silencing is systematic in this way. In a radically polarized political climate, the content and viewpoint that risks retribution is foreseeable—and it is precisely this predictability that creates the conditions for censorship. If speakers did not know what positions or politics would endanger themselves or their families, they would not be able to avoid them. But because such viewpoints are foreseeable, and to the extent they are, they can be silenced.

Shklar is focused on public power, which she identifies with government action.17Id. at 21 (“[W]hile the sources of social oppression are indeed numerous, none has the deadly effect of those who, as the agents of the modern state, have unique resources of physical might and persuasion at their disposal.”). And her sharp distinction between public and private power is recognizably liberal.18Cf. Corey Robin, Fear: The History of a Political Idea 14–15 (2004) (describing and complicating Shklar’s exclusive focus on government, and showing how that focus relates to her liberalism). To some degree, Shklar’s work nevertheless remains relevant here, even strictly construed, because it applies to certain violations of freedom of expression that are instigated by government actors. In this pattern, a public official identifies a political enemy with the knowledge and expectation that followers will harass and intimidate the targeted person, terrifying them into submission and silence. So, although the proximate harm is caused by private persons, the coordination and instigation come from politicians.

Yet taking a broader view, Shklar’s focus on state action neglects instances in which private actors threaten potential speakers without any apparent or actual coordination by government figures. Because the effect is often the same, and because the topics involved may well be matters of public concern, her neglect of nonpublic exercises of power to systematically silence people limits the usefulness of her insights in today’s speech environment.

It is true that Shklar acknowledges the relevance of some social and institutional conditions for the exercise of individual freedom. For example, she emphasizes some differences between her theory and Isaiah Berlin’s negative liberty, which is otherwise quite similar. She sees the importance of protecting not just negative liberty as such, but also the conditions that make its exercise possible, and she realizes that in this way negative liberty is a necessary but not sufficient condition for personal freedom.19Shklar, supra note 9, at 28. “No door is open in a political order in which public and private intimidation prevail,” she says, and therefore it is important to identify the “institutional characteristics of a relatively free regime,” including mechanisms for the dispersal of power—social as well as strictly political power.20Id. (emphasis added); see id. at 30–31 (embracing property rights as a mechanism for the dispersal of power).

In a prominent critique, Sam Moyn portrays the liberalism of fear as an instance of what he calls Cold War liberalism. Chastened and traumatized by the wars and totalitarianisms of the twentieth century, Shklar pessimistically “dropped any radical expectations of improvement” and retreated to defending minimal pluralism against the persistent threat of violence.21Samuel Moyn, Before—and Beyond—the Liberalism of Fear, in Between Utopia and Realism: The Political Thought of Judith N. Shklar 24, 24 (Samantha Ashenden & Andreas Hess eds., 2019). Abandoning the aspirations of her earlier work, Shklar adopted a “ ‘survivalist’ approach to political theory,” one resigned to hope only for “damage control.”22Id. at 25; Shklar, supra note 9, at 27 (“We say ‘never again,’ but somewhere someone is being tortured right now, and acute fear has again become the most common form of social control. To this the horror of modern warfare must be added as a reminder. The liberalism of fear is a response to these undeniable actualities, and it therefore concentrates on damage control.”). This form of liberalism offered few resources to resist the rise of libertarianism and neoliberalism, though it was distinct from both.23Cf. Daniel McAteer, A Conversation with Samuel Moyn: The Cold War and the Canon of Liberalism, Univ. of Oxford: Ctr. for Intell. Hist. (Apr. 1, 2022), https://intellectualhistory.web.ox.ac.uk/article/a-conversation-with-samuel-moyn-the-cold-war-and-the-canon-of-liberalism [https://perma.cc/597Y-CEJ9] (arguing that in “the Cold War” period, “you get a much more libertarian framing of liberalism”).

We need not accept the limits of the liberalism of fear. To the degree that Shklar herself is focused solely on precarity caused by government policing, we can expand her insights and apply them to nongovernmental sources of insecurity. Political and constitutional theory can assimilate the insight that freedom of speech, like other basic liberties, cannot be merely formal but must be real for the actual human beings living in historically specific social situations.24Nelson Tebbe, A Democratic Political Economy for the First Amendment, 105 Cornell L. Rev. 959, 974–80 (2020). For a new, important account of why legal rights often are formal, not real, see Jeremy Kessler, Law and Historical Materialism, 74 Duke L.J. 1523, 1527–1538 (2025). It is essential for the meaningful exercise of freedom of speech for certain essential social and economic conditions to obtain. Some of these conditions are egalitarian, and some are sufficientarian, as argued in other work.25Tebbe, supra note 24, at 967. Here, the specific point is that speakers do not have a meaningful ability to express themselves freely if they are subject to fundamental physical and psychological insecurity. This is not just the healthy fear of avoidable pain, as Shklar emphasizes, but the systematic circumstance of political polarization and power exertion that predictably suppresses particular viewpoints.

The First Amendment of fear qualifies as a political conception because it attends to social and economic power and locates solutions, ultimately if not exclusively, in the state. Although the closest causes of anxiety today often are other citizens, leveraging digital media and other technologies of terror, they are unlikely to be stopped solely by private means. Government has an obligation to ensure people’s security, and their sense of security, as a condition of meaningful political participation as cogovernors in a democracy. Whether that obligation itself has constitutional force is an interesting but different question, and regardless government ought to be constitutionally permitted to pursue the structural conditions for real

people’s meaningful exercise of the fundamental right to freedom of expression.

Is the political commitment to freedom from fear possible to implement in law, given existing First Amendment doctrine? There is some doubt. Part II explores that question in the context of state statutes criminalizing or otherwise regulating doxing.

II. Doxing and Silencing

In the little space that is left in this Essay, let’s consider attempts by law to guard against a particular cause of fear, namely doxing. These attempts face serious challenges under the First Amendment, since doxing typically constitutes speech that does not necessarily or obviously fall within an existing category of unprotected expression, and since it is regulated based on its content.26For decisions considering the constitutionality of doxing laws, see supra note 10. From the perspective of the First Amendment of fear, this legal circumstance could be seen as a matter of regret, insofar as doxing itself can have a powerful silencing effect on those it targets.27Although doxing nearly always constitutes speech, it does not always single out its targets because of their expression. Even when it does not, however, it can exert a silencing effect. There may be no way to assimilate that insight into the existing structure of free speech doctrine. Yet this Part cautiously explores one possible pathway.

Doxing can be understood in several ways. The Oxford English Dictionary defines it as “[t]he action or process of searching for and publishing private or identifying information about a particular individual on the internet, typically with malicious intent.”28Doxing, Oxford Eng. Dictionary, https://doi.org/10.1093/OED/6624632723 [https://perma.cc/V3TS-EJ3G]. At root, and colloquially, the practice involves publishing identifying information about someone in order to facilitate harm of that person by third parties. Yet not every element of this understanding is essential; arguably, the trucks that circled campuses displaying the names and images of students constituted doxing even though they did not involve the internet.29See, e.g., Karam, supra note 1 (using the phrase “doxxing truck”). And additional elements may be necessary, such as a particular level of mens rea, or a requirement that the information not already be publicly available, or that the target is not a public official.

California has an influential criminal statute that includes a specification of what constitutes doxing. It prohibits “electronically distribut[ing]” through various means “personal identifying information” of another person “with intent to place another person in reasonable fear for his or her safety, or the safety of the other person’s immediate family” and “for the purpose of imminently causing that other person unwanted physical contact, injury, or harassment . . . by a third party.”30Cal. Penal Code § 653.2(a) (West 2024). The statute also, but separately, prohibits distributing “an electronic message of a harassing nature about another person, which would be likely to incite or produce that unlawful action.” Id. Among the exceptions is the distribution of information with the target’s consent.31See id.

Though the California criminal statute does not use the term doxing, it has been understood to regulate that activity. A newer state law provides a civil cause of action for “doxing,” which it defines using much the same language as the criminal provision.32Cal. Civ. Code § 1708.89(a)(1) (West 2024). Here is the language:

“Doxes” means an act when a person, with intent to place another person in reasonable fear for their safety, or the safety of the other person’s immediate family, by means of an electronic communication device, and without consent of the other person, and for the purpose of imminently causing that other person unwanted physical contact, injury, or harassment, by a third party, electronically distributes, publishes, emails, hyperlinks, or makes available for downloading, personal identifying information, including, but not limited to, a digital image of another person, or an electronic message of a harassing nature about another person, which would be likely to incite or produce that unlawful action.
Legislative history shows that state lawmakers intended to provide a civil cause of action for doxing, referencing the criminal statute.33A.B. 1979, 2023–2024, Reg. Sess. (Cal. 2024). Also, Stanford University’s “Anti-Doxxing Policy” appears to be modeled on the California statutes and uses substantially the same definition of the prohibited activity.34Anti-Doxxing Policy, Stanford Univ. Bull., https://bulletin.stanford.edu/academic-polices/student-conduct-rights/anti-doxxing [https://perma.cc/L5D5-4UE6]; see David Cremins, Defending the Public Quad: Doxxing, Campus Speech Policies, and the First Amendment, 76 Stan. L. Rev. 1813, 1821 (2024) (noting that Stanford’s anti-doxing provision was modeled on California’s law, and that it passed the Faculty Senate with “near-unanimous support”).

Notable here is California’s use of the term “fear” to indicate the harm that it seeks to protect against. Apparently, the state believes that disabling anxiety on the part of victims is serious enough to warrant a criminal prohibition. And the statute recognizes that the electronic distribution of personal information has the power to generate a specific kind of harm, and to an extraordinary degree. Yet the statute also limits itself to fear of “physical contact, injury, or harassment,” not just anticipation of political criticism or even social ostracism, without more. Though there is considerable variation among state doxing statutes on this and other questions, the California approach is among the most straightforward.35For an example of a state statute that regulates doxing by name, see Wash. Rev. Code § 4.24.792 (2024). For an example of a law that does not use the term and is narrower in that it only applies to the disclosure of telephone numbers and home addresses, see Tex. Penal Code Ann. § 42.074 (West 2023). Also notable is that the California statute does not exempt news reporting, perhaps because lawmakers reasoned that the intent requirement would not be satisfied and therefore an explicit exemption was unnecessary.

Could the California statute withstand a First Amendment challenge?36The statute has been applied by courts, none of which have reached the constitutional question. Dziubla v. Piazza, 273 Cal. Rptr. 3d 297, 306–07 (2020); People v. Shivers, 186 Cal. Rptr. 3d 352, 356–358 (2015); see Cremins, supra note 34, at 1819 (“Since its passage in 2008, Section 653.2 has apparently never been challenged on First Amendment grounds . . . .” (footnote omitted)). The difficulty, of course, is that the distribution of personal identifying information could itself be seen to be expression, or expressive conduct. And if the Speech Clause is implicated, then plausibly it requires strict scrutiny of the California statute, which regulates on the basis of content.37See Cremins, supra note 34, at 1823, 1824 n.51 (noting that doxing rules single out speech on the basis of content). After all, the statute only prohibits a specific kind of speech, namely the distribution of certain identifying information using a particular medium. And whether the statute is narrowly tailored to a compelling government interest is unclear.38For examples of decisions finding that strict scrutiny was satisfied, see Kratovil, 261 N.J. at 26 (“we hold that when it enacted Daniel’s Law, the Legislature carefully calibrated the statute to serve a state interest of the highest order by the least restrictive means”), and Atlas Data Privacy Corp., 758 F. Supp. 3d at 337.

Under one theory, the California statute might be constitutional because it regulates a type of threat. On this approach, the regulated content would fall within a traditional category of unprotected speech. Compare California’s threat statute. It criminalizes threatening another person with “death or great bodily injury” with the specific intent that the statement be taken as a threat and under circumstances that convey a specific and immediate danger so that the target “reasonably . . . [is] in sustained fear for his or her own safety or for his or her immediate family’s safety.”39The relevant section of the statute reads, in full:

Any person who willfully threatens to commit a crime which will result in death or great bodily injury to another person, with the specific intent that the statement, made verbally, in writing, or by means of an electronic communication device, is to be taken as a threat, even if there is no intent of actually carrying it out, which, on its face and under the circumstances in which it is made, is so unequivocal, unconditional, immediate, and specific as to convey to the person threatened, a gravity of purpose and an immediate prospect of execution of the threat, and thereby causes that person reasonably to be in sustained fear for his or her own safety or for his or her immediate family’s safety, shall be punished by imprisonment in the county jail not to exceed one year, or by imprisonment in the state prison.

Cal. Penal Code § 422(a) (West 2024).
Threat statutes do typically guard against a particular kind of “fear.”40Counterman v. Colorado, 143 S. Ct. 2106, 2114 (2023) (“True threats subject individuals to ‘fear of violence’ and to the many kinds of ‘disruption that fear engenders.’ ” (quoting Virginia v. Black, 538 U.S. 343, 360 (2003))). Conceivably, California’s doxing statute regulates a subset of threat—a specific kind of statement, made through a particular medium, that causes the target to feel insecure, particularly with regard to safety. Both statutes have an intent requirement and they both apply only to reasonable fears and imminent dangers. Neither requires the violence to eventuate because both recognize that the fear itself is harmful.

To be sure, there are differences that may be important. Crucially, the doxing statute shields against statements that risk harm not by the speaker, but by a third party. For this reason, it could be reasonably argued that incitement is the category of unprotected speech that is more closely analogous to doxing.41Under this alternative, a doxing conviction would have to meet the Brandenburg test, according to which “the constitutional guarantees of free speech and free press do not permit a State to forbid or proscribe advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action.” Brandenburg v. Ohio, 395 U.S. 444, 447 (1969). But incitement does not centrally involve fear, which seems essential to the harm of doxing.

If it is correct that doxing can count as a type of threat, then its prohibition could be seen as having a kind of derivative constitutionality. Threats constitute a category of unprotected speech, under established Supreme Court doctrine.42Counterman, 143 S. Ct. at 2113 (“True threats of violence, everyone agrees, lie outside the bounds of the First Amendment’s protection.”). If California has criminalized a species of threat, then its doxing statute could survive under that First Amendment doctrine. Importantly, the state would have to require at least a recklessness level of mens rea to avoid chilling protected activity.43Id. But because the doxing statute requires an “intent” and a “purpose,” it could be construed to clear that bar.44Cal. Penal Code § 653.2(a) (West 2024).

A possible doctrinal objection is that the Supreme Court protected an early form of doxing in NAACP v. Claiborne Hardware.45NAACP v. Claiborne Hardware Co., 458 U.S. 886 (1982). That decision is mainly known for its holding that a civil rights boycott of white-owned businesses was constitutionally protected.46Id. at 914. Less well known is the Court’s holding that recording the names of customers who violated the boycott, reading those names at meetings, and publishing the names in a newspaper could not be punished.47Id. at 925–26. If boycott enforcers from the NAACP intended to threaten these customers by causing them to fear that they would be identified to third parties who would harm them, then their activity of recording names looks like doxing. And the Court held that the organizers “admittedly sought to persuade others to join the boycott through social pressure and the ‘threat’ of social ostracism” but that “[s]peech does not lose its protected character . . . simply because it may embarrass others or coerce them into action.”48Id. at 910–11. Violence did occur in the course of the boycott, but still, the Court held that publishing names of boycott violators could not be punished. This could be understood as precedent for protecting doxing.

Yet the Court also reaffirmed that both violence and the threat of violence are unprotected and could be punished.49Id. at 916 (“[T]here is no question that acts of violence occurred. No federal rule of law restricts a State from imposing tort liability for business losses that are caused by violence and by threats of violence.”). What the First Amendment requires is precision, not protection of threatening speech.

When [violence or a threat] occurs in the context of constitutionally protected activity . . . ‘precision of regulation’ is demanded. Specifically, the presence of activity protected by the First Amendment imposes restraints on the grounds that may give rise to damages liability and on the persons who may be held accountable for those damages.50Id. at 916–17 (quoting NAACP v. Button, 371 U.S. 415, 438 (1963)).

In the context of doxing, this may provide good reason to require an elevated level of mens rea.51Cf. id. at 919 (noting that, in the context of those who associate with others who commit violence, “to punish association with such a group, there must be clear proof that a defendant specifically intends to accomplish the aims of the organization by resort to violence”) (alterations and internal quotation marks omitted). The lesson may be that while speech that identifies perceived wrongdoers cannot be punished, particularly when it addresses matters of public concern, speech that identifies individuals for the specific purpose of eliciting violence can be prohibited because criminalization with that elevated level of intent constitutes “precision of regulation.” Whether the “doxing truck” at Columbia could be criminalized under this approach would depend, in part, on whether it was operated with the requisite level of intent.

Another possible objection is that punishing only doxing that is specifically intended to elicit fear of violence, and that qualifies as a type of threat, does not match people’s common understanding of doxing. On this objection, it is undesirable for there to be a mismatch between the social meaning of a term like doxing and the legal prohibition that seeks to address the harm. That is reasonable. If the truck at Columbia were not motivated by the requisite intent, such that it did not constitute doxing as a legal matter, some would view that as a fault of the statute. One response is that not protecting against doxing at all, or doing so only through existing statutes designed for other purposes, also fails to match people’s reasonable expectation that the law should address serious harms. Another response is that many people seemingly do think that doxing involves “malicious intent” in the words of the Oxford definition, if not necessarily intent relative to violence.52See supra text accompanying note 28. So maybe the mismatch is not so egregious.

Another mismatch is that the proposal here only prohibits doxing that creates a fear of violence, not also harassment.53Cremins argues that doxing statutes should only punish in which there is a threat of physical contact or injury. Cremins, supra note 34, at 1827–29, 1832. That is because it is unclear whether a statute that guarded against fear of harassment, without more, would fall within the category of unprotected speech for true threats.54Note that the California threat statute only protects against fear of “death or great bodily injury” or lack of safety of self or family. See supra text accompanying note 39. So here too, there is a potential mismatch between the proposal and colloquial understandings of doxing—an awkwardness that may simply be a cost of fitting this particular protection against disabling fear into the existing constitutional doctrine.

This proposal would bring the regulation of doxing within the unprotected category of threatening speech. Still, it is unfortunate that First Amendment law is being understood to require strict scrutiny of all speech regulations that fall outside a recognized category of unprotected speech, such as threats. As Genevieve Lakier and Evelyne Douek have argued, the Supreme Court has moved away from its traditional practice of evaluating speech regulations with respect to First Amendment values and competing considerations.55Lakier & Douek, supra note 8, at 216 (taking no position on the constitutionality of laws against doxing, inter alia, but arguing that the issue should be confronted “head-on,” and not through the “distorted kaleidoscope” of current doctrine, with its categories of unprotected speech and its assumption that all speech regulation outside them will draw strict scrutiny); see id. at 217 (arguing that “the First Amendment provides more latitude to legislatures to protect individuals from this kind of fear-inducing speech than a superficial reading of the Court’s recent precedents implies”). In this context, as noted, doxing regulation could serve important free speech values, especially by protecting victims against the sort of disabling hesitation that effectively silences them. So it could be said that in at least some cases there are expressive interests on both sides of a statute like California’s. A full consideration of values would take that symmetry into account.

Yet, for now, unless and until there is a meaningful change in the ideology or composition of the Roberts Court, the binary approach to speech doctrine must be taken as a fixed feature of constitutional law. And under that approach, a doxing statute like this one can best survive if it is understood to regulate a subset of threatening speech.

  Conclusion

From the perspective of the First Amendment of fear, government ought to be at least permitted, if not required, to safeguard the conditions under which people have a meaningful and not just formal ability to participate in democratic discourse and otherwise express themselves freely. One obstacle to that freedom is the systematic apprehension of speaking on certain topics. Unfreedom of this kind is worth protecting against. Government has the ability and the responsibility to ensure expressive security—not freedom from fear of criticism or rebuke, but freedom from systematic fear of violence, at the very least. Arguably, this kind of safety is essential to expression. Doxing legislation may be one example of government protection that, despite facing constitutional hurdles, can be crafted so that it does more to promote than to frustrate First Amendment imperatives.

98 S. Cal. L. Rev. 1413

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* Jane M.G. Foster Professor of Law, Cornell Law School. Thanks to Evelyn Douek, Eugene Volokh, participants in the Southern California Law Review symposium, and the staff of the law review for comments and suggestions. The author served as an observer for a committee of the Uniform Law Commission on doxing, but the arguments here do not reflect the views of the committee.

Protecting Listeners From Unwanted One-to-One Speech

I. The Value of the One-to-One vs. One-to-Many Line

“[N]o one has a right to press even ‘good’ ideas on an unwilling recipient,” the Supreme Court held in Rowan v. United States Post Office Department.1Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 738 (1970). At the same time, “[t]he fact that society may find speech offensive is not a sufficient reason for suppressing it. Indeed, if it is the speaker’s opinion that gives offense, that consequence is a reason for according it constitutional protection.”2Hustler Mag., Inc. v. Falwell, 485 U.S. 46, 55 (1988) (cleaned up). That is generally true even if the speaker’s opinion gives offense not just to “society” but to many of the speaker’s listeners.3Bolger v. Youngs Drug Prods. Corp., 463 U.S. 60, 72 (1983).

The best way to reconcile these principles, it seems to me, is to distinguish (1) one-to-one speech said to an unwilling listener from (2) one-to-many speech that reaches both potentially willing and unwilling listeners.4Eugene Volokh, One-to-One Speech vs. One-to-Many Speech, Criminal Harassment Laws, and “Cyberstalking”, 107 Nw. U. L. Rev. 731 (2013); Eugene Volokh, Freedom of Speech in Cyberspace from the Listener’s Perspective: Private Speech Restrictions, Libel, State Action, Harassment, and Sex, 1996 U. Chi. Legal F. 377, 421–23 (1996); Eugene Volokh, Thinking Ahead About Freedom of Speech and Hostile Work Environment Harassment, 17 Berkeley J. Emp. & Lab. L. 305, 311 (1996); Eugene Volokh, Freedom of Speech and Workplace Harassment, 39 UCLA L. Rev. 1791, 1863–67 (1992) (using the terms “directed” and “undirected” instead of “one-to-one” and “one-to-many”). Ashutosh Bhagwat well explains both the precedents and the policy arguments supporting the distinction. Most speech should generally be protected because it may persuade or inform some potentially willing listeners even if others are upset.5Ashutosh Bhagwat, Respecting Listeners’ Autonomy: The Right to be Left Alone, 98 S. Cal. L. Rev. 1129, 1145 (2025). But speech said solely to an unwilling listener, where it’s clear the listener is unwilling, is likely only to offend. The government can in many situations help protect listeners against such one-to-one speech, because that promotes the unwilling listener’s autonomy without interfering with communication to potentially willing listeners.6Id. at 1145–48.

And this helps explain the constitutionality of many common speech restrictions, including:

  1. telephone harassment laws,7Volokh, One-to-One Speech, supra note 4, at 740.
  2. do-not-call registries,8See, e.g., Patriotic Veterans, Inc. v. Zoeller, 845 F.3d 303, 306 (7th Cir. 2017).
  3. harassment restraining orders that forbid speech to the protected person,9Volokh, One-to-One Speech, supra note 4, at 741.
  4. application of university “hostile environment harassment” policies to people “following students around and yelling slurs or otherwise directing hostile speech at individual students who have demanded to be left alone,”10Bhagwat, supra note 5, at 1153.
  5. application of workplace harassment law to one-to-one insults, or one-to-one repeated unwanted romantic advances,11Volokh, Freedom of Speech and Workplace Harassment, supra note 4, at 1863–68.
  6. residential picketing laws,12Bhagwat, supra note 5, at 1144-45. and more.

II.  Must Restrictions on Unwanted One-to-One Speech Be Content-Neutral?

This general conclusion, however, raises subsidiary questions. A particularly important one is whether restrictions on one-to-one speech must be content-neutral.

There is precedent suggesting this, as well as broader First Amendment principles supporting such a view. Frisby v. Schultz upheld a content-neutral residential picketing ban on the grounds that such picketing is essentially speech targeted to the unwilling listener in the home.13Frisby v. Schultz, 487 U.S. 474, 486, 488 (1988). But Carey v. Brown had earlier struck down a residential picketing ban that excluded labor picketing because that exclusion made the law content-based.14Carey v. Brown, 447 U.S. 455, 470–71 (1980). It was the content neutrality of the ban in Frisby that saved it.15Frisby, 487 U.S. at 481, 488.

We see something similar in Rowan v. United States Post Office Department.16Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 738 (1970). Rowan upheld a statute that barred senders from sending material to householders, once the householder informed the post office that he “in his sole discretion believes [the mailings] to be erotically arousing or sexually provocative.”17Id. at 730. The statute was thus content-based on its face, but the Court stressed it was essentially content-neutral as enforced:

Both the absoluteness of the citizen’s right under [the statute] and its finality are essential; what may not be provocative to one person may well be to another. In operative effect the power of the householder under the statute is unlimited; he may prohibit the mailing of a dry goods catalog because he objects to the contents—or indeed the text of the language touting the merchandise. Congress provided this sweeping power not only to protect privacy but to avoid possible constitutional questions that might arise from vesting the power to make any discretionary evaluation of the material in a governmental official.18Id. at 737.

Yet if content neutrality is indeed required in such situations, then many restrictions on one-to-one speech would be hard to defend. Telephone harassment laws, for instance, often specially target lewd or indecent harassing calls.19See, e.g., Wash. Rev. Code Ann. § 9.61.230 (2024). Workplace harassment law ends up specially targeting one-to-one speech that is personally insulting.

Likewise, when various laws target one-to-one speech intended to “harass” or “abuse,” they must be treated as content-based. As the Court held in Reed v. Town of Gilbert, “[s]ome facial distinctions based on a message are obvious, defining regulated speech by particular subject matter, and others are more subtle, defining regulated speech by its function or purpose. Both are distinctions drawn based on the message a speaker conveys, and, therefore, are subject to strict scrutiny.”20Reed v. Town of Gilbert, 576 U.S. 155, 163–64 (2015). When the “regulated speech” is defined by a purpose to harass or abuse, that definition generally targets speech that has a harassing or abusive “message.” The definition is therefore content-based.

More broadly, when even a “generally applicable law” is “directed at [a speaker] because of what his speech communicated”—when the speaker violates the law “because of the offensive content of his particular message”—that too is treated as a “content-based regulation of speech.”21Holder v. Humanitarian L. Project, 561 U.S. 1, 28 (2010). This would cover most harassment laws, at least when speech is found to be harassing because of its offensiveness rather than because it’s too loud or ties up telephone lines.

Indeed, relatively few of these laws actually set up Rowan-like rules that (1) require the listener to first tell a speaker, “stop speaking to me,” but then (2) make that order binding regardless of what the speaker wants to say. The laws are indeed aimed at “address[ing] the ‘first blow’ of curse words spoken only once.”22Bhagwat, supra note 5, at 1154. At the same time, they aim to avoid giving someone an absolute veto on future communications: consider, for instance, workplace harassment, where the law can’t let employees categorically forbid any future communications (including on legitimate work-related topics) by coworkers.

Now perhaps that’s the wrong approach—perhaps the law should indeed insist on content neutrality even as to restrictions on unwanted one-to-one speech. Or perhaps content-based restrictions should indeed be subjected to strict scrutiny but might in some situations be upheld.

But I think it might be better to recognize that at least some such content-based restrictions are permissible when it comes to one-to-one speech, even if they wouldn’t be permissible as to one-to-many speech. The Court has acknowledged that content-based restrictions may be constitutional when “substantial privacy interests are being invaded in an essentially intolerable manner.”23Erznoznik v. City of Jacksonville, 422 U.S. 205, 209–10 (1975) (quoting Cohen v. California, 403 U.S. 15, 21 (1971)). Perhaps the “privacy interests” here should be read as not just focusing on privacy in the home, or true captivity of a sort where it is “impractical for the unwilling viewer or auditor to avoid exposure.”24Id. at 209. Rather, perhaps they should also be seen as including intrusions on the listener’s autonomy rights that Professor Bhagwat rightly identifies: the targeting of a particular likely unwilling listener for one-to-one speech may be what is “essentially intolerable.”

R.A.V. v. City of St. Paul25R.A.V. v. City of St. Paul, 505 U.S. 377 (1992). may provide a helpful framework for dealing with this. The Court in R.A.V. held that content-based restrictions must generally be subject to strict scrutiny even when they are limited to subsets of unprotected categories of speech. For instance, a ban on racist fighting words would be presumptively unconstitutional even though a ban on all fighting words would be valid.26Id. at 386. But the Court also held that this principle has certain exceptions, again where the content discrimination is entirely within an unprotected category; the relevant exceptions are:

  1. “[w]hen the basis for the content discrimination consists entirely of the very reason the entire class of speech at issue is proscribable,”27Id. at 388. for instance when the law restricts “only that obscenity which is the most patently offensive in its prurience,” or “only those threats” that are especially disruptive;28Id.
  2. when “a particular content-based subcategory of a proscribable class of speech” is “swept up incidentally within the reach of a statute directed at conduct rather than speech”;29Id. and
  3. when “the nature of the content discrimination is such that there is no realistic possibility that official suppression of ideas is afoot.”30Id. at 390.

The same might apply with regard to subcategories of likely unwanted one-to-one speech, if Professor Bhagwat and I are right that such speech is essentially constitutionally unprotected. Indecent harassing phone calls, for instance, may well be especially likely to be unwanted, and a restriction on such calls may indeed be unlikely to involve “official suppression of ideas.”

Likewise, a prohibition of one-to-one speech intended to abuse or harass might be justified on the same theory, and might also be “swept up incidentally within the reach of a statute directed at conduct rather than speech,” given that such harassment laws often do target nonspeech conduct (such as physical stalking) as well as speech. R.A.V. itself gave hostile environment harassment law as an example of a law that may “incidentally” “swe[ep] up” “sexually derogatory ‘fighting words,’ among other words,” because it bans a wide range of conduct as well as speech.31Id. at 389. Likewise, the law may incidentally sweep up derogatory unwanted one-to-one speech more broadly. (For reasons I explain elsewhere, this rationale does not extend to offensive one-to-many ideological expression, even when it’s viewed as sexist, racist, and the like.32Volokh, Freedom of Speech and Workplace Harassment, supra note 4, at 1848–55.)

III.  When Must the Government Tolerate One-to-One Speech to Government Officials?

Though one-to-one speech to unwilling listeners may generally be forbidden, the analysis must be different when the speech is addressed to government employees on the job, especially public-facing employees. I agree with Professor Bhagwat that listeners generally have considerable autonomy interests in not hearing unwanted speech—interests that the government may protect. But when one works for the public,33Query whether the same principle should also apply to public-facing employees of some private companies as well. one must accept the risk of disapproving speech from the public:

[R]eceiving mail from disgruntled constituents is usual for a politician. A person “who decides to seek governmental office must accept certain necessary consequences of that involvement in public affairs . . . [and] runs the risk of closer public scrutiny than might otherwise be the case.” Here, given Michael’s status as a selectman and the content of the letters, it cannot be said that Michael’s “substantial privacy interests [were] invaded in an essentially intolerable manner.”34Commonwealth v. Bigelow, 59 N.E.3d 1105, 1113 (Mass. 2016) (citations omitted).

This is particularly clear for elected officials,35Id. at 1108, 1112 (town council member); U.S. Postal Serv. v. Hustler Mag., Inc., 630 F. Supp. 867 (D.D.C. 1986) (Congressman); Hicks v. Faris, No. 1:20-CV-680, 2024 WL 4011824, at *14 (S.D. Ohio Aug. 30, 2024) (county treasurer); see also United States v. Yung, 37 F.4th 70, 78–79 (3d Cir. 2022) (dictum) (city councilman). candidates for office,36State v. Drahota, 788 N.W.2d 796, 798, 804 (Neb. 2010) (candidate for state legislature); United States v. Sryniawski, 48 F.4th 583, 587 (8th Cir. 2022) (same). or high-level political appointees.37United States v. Popa, 187 F.3d 672, 673 (D.C. Cir. 1999) (U.S. Attorney). But it may be true for lower-level public-facing employees as well, such as police officers38State v. Fratzke, 446 N.W.2d 781, 782, 785 (Iowa 1989). or others.39State v. Golga, 239 N.E.3d 1165 (Ohio Ct. App.) (water department). Some cases do allow punishing offensive speech to such employees,40State v. White, No. 2024CA00044, 2025 WL 354802 (Ohio Ct. App. Jan. 29, 2025) (police officer); United States v. Waggy, 936 F.3d 1014, 1015 (9th Cir. 2019) (Veterans Administration employee). but I think they’re mistaken.41Cf. Hagedorn v. Cattani, 715 F. App’x 499, 507 (6th Cir. 2017) (viewing the Rowan principle as applicable to speech to a mayor’s personal email account because it is the “functional equivalent of a home mailbox”).

IV. The Borders of “One-to-One”

Finally, “one-to-one” and “one-to-many,” like many such useful general phrases, may not fully capture the legal principles that courts should and do apply. To give one example, say someone is speaking simultaneously to three listeners, all of whom have asked the speaker to stop bothering them. That’s technically one-to-three speech, not one-to-one speech. But it should be restrictable as tantamount to one-to-one speech, precisely because it is addressed solely at unwilling listeners.

Likewise, say Wendy Smith’s ex-husband Harry Smith posts a Facebook message on his own page saying, “My ex @WendySmith is a slimy trollop.” (This @ syntax is specifically designed to notify the Facebook user WendySmith about the post; Twitter and Instagram have the same feature.) It is thus more or less like an e-mail to Wendy (one-to-one speech), coupled with a post about her to the author’s friends (one-to-many speech). If Wendy gets a harassment restraining order barring further correspondence from Harry, it would be constitutionally permissible for that order to be interpreted as banning such mentions; Harry would still be able to communicate with his friends by posting the same item without the @ (“My ex Wendy Smith is a slimy trollop”).42See, e.g., ARM v. KJL, 995 N.W.2d 361, 368–69 (Mich. Ct. App. 2022).

The hardest question arises when speech appears to be largely aimed at a particular unwilling listener but also reaches some other listeners. This is what the Court faced in Frisby v. Schultz, where it reasoned that residential “picketing is narrowly directed at the household, not the public”:

The type of picketers banned by the Brookfield ordinance generally do not seek to disseminate a message to the general public, but to intrude upon the targeted resident, and to do so in an especially offensive way. Moreover, even if some such picketers have a broader communicative purpose, their activity nonetheless inherently and offensively intrudes on residential privacy. . . .

Because the picketing prohibited by the Brookfield ordinance is speech directed primarily at those who are presumptively unwilling to receive it, the State has a substantial and justifiable interest in banning it.43Frisby v. Schultz, 487 U.S. 474, 487–88 (1988).

Here the speech wasn’t “foisted (exclusively) upon unwilling listeners”44Bhagwat, supra note 5, at 1147.—presumably at least some residential picketers also want to reach the resident’s neighbors.45See Schultz v. Frisby, 807 F.2d 1339, 1341 (7th Cir. 1986), vacated, 818 F.2d 1284 (7th Cir. 1987). Rather, the Court says the speech was targeted “primarily” at the resident and acknowledges that it might have also had “a broader communicative purpose.”

Distinguishing the “primary” audience from the “secondary” is of course subjective, plus it’s not clear why even secondary audiences should be ignored. For instance, if animal rights protesters are picketing outside a fur store, is their speech “directed primarily” at buyers, who are likely “unwilling to receive” the message (especially if the message is framed harshly)? After all, fur buyers presumably know well where the fur comes from—and like it. Or is the speech directed at least equally to neighbors and passersby, or to the likely relatively rare ambivalent customer?

Likewise, most people who go to abortion clinics are likely unwilling to hear from anti-abortion protesters and counselors, but some might be open to their arguments.46See McCullen v. Coakley, 573 U.S. 464, 473 (2014) (“In unrefuted testimony, petitioners say they have collectively persuaded hundreds of women to forgo abortions.”). Most people who go to churches, synagogues, or mosques that are being picketed are unwilling to hear from protesters,47For cases upholding right to picket outside places of worship, see generally Survivors Network of Those Abused by Priests, Inc. v. Joyce, 779 F.3d 785 (8th Cir. 2015); Gerber v. Herskovitz, No. 22-1075, 2023 WL 2155050 (6th Cir. Feb. 22, 2023). but again some might be persuadable.

I’m not sure how this line is to be properly drawn. Perhaps courts should view Frisby as limited to “residential privacy,” given its reliance on the precedents saying that, “[a]lthough in many locations, we expect individuals simply to avoid speech they do not want to hear, the home is different.”48Frisby, 487 U.S. at 484 (citing Erznoznik v. City of Jacksonville, 422 U.S. 205, 210–11 (1975), and Cohen v. California, 403 U.S. 15, 21–22 (1971)). On the other hand, there will always be arguments for extending this sort of extra protection beyond the home to medical facilities,49Hill v. Colorado, 530 U.S. 703, 718 (2000). funeral homes,50Phelps-Roper v. Ricketts, 867 F.3d 883 (8th Cir. 2017); Phelps-Roper v. Strickland, 539 F.3d 356 (6th Cir. 2008). high schools,51Blythe v. City of San Diego, No. 24-CV-02211-GPC-DDL, 2025 WL 108185, at *4 (S.D. Cal. Jan. 14, 2025). places of worship,52Id. at *1. and more. Here, I just want to acknowledge the difficulty that this issue raises.

  Conclusion

The one-to-one/one-to-many distinction is critical to understanding how and when unwilling listeners may be protected. I hope this short article has helpfully elaborated on a few questions the distinction raises.

98 S. Cal. L. Rev. 1427

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* Thomas M. Siebel Senior Fellow, Hoover Institution (Stanford); Gary T. Schwartz Distinguished Professor of Law Emeritus, UCLA.

Vol. 98 Editor’s Note

EDITOR’S NOTE

 

The articles in Volume 98, Number 5 of the Southern California Law Review were delivered as papers at a symposium on “The First Amendment and Listener Interests” in November 2024. The symposium was organized in coordination with Professors Erin Miller, Rebecca Brown, and Abby Wood, and with support from USC Gould School of Law.

Free speech rights affect the interests not just of speakers but also of listeners of speech. Listeners have interests as autonomous agents, thinkers, and voters, all of which are served by the information, ideas, reasons, and stimulus to thinking that listening to speech can provide. For this reason, many prominent free speech theories—and especially democratic theories—foreground listener interests.

Yet federal courts in constitutional free speech cases tend to focus on and privilege speakers, those who most clearly hold and exercise free speech rights, over listeners. Indeed, recent courts have increasingly turned away from earlier cases—involving, for instance, campaign finance, media regulation, and corporate and commercial speech—that explicitly recognized listener interests. Now, some First Amendment scholars are beginning to push back and suggest that this neglect of listener interests disserves both the doctrine and free speech theory.

Listener interests are at the heart of many high-profile legal questions, including ones involving commercial speech and telecommunications regulation. As the Supreme Court expands the number of entities that count as speakers, they may well set aside negative impacts on listeners. In Moody v. Netchoice, LLC, for example, the Court recently determined that social media platforms have free speech rights to “editorial discretion.” Such rights could, at least in theory, come into conflict with listeners’ access to information and discretion over what they consume.

Volume 98 of the Southern California Law Review is pleased to present this special symposium edition. This issue features a group of the nation’s leading scholars in First Amendment law providing various perspectives on contemporary issues in free speech rights from the perspective of listeners.

Editor-in-Chief & Managing Editor, Volume 98

Narrow Banking as a Structural Remedy for the Problem of Systemic Risk: A Comment on Professor Schwarcz’s Ring-Fencing – Postscript (Comment) by Arthur E. Wilmarth, Jr.

From Volume 88, Number 1 (November 2014)
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In Ring-Fencing, Professor Steven Schwarcz provides an insightful overview of the concept of “ring-fencing” as a “potential regulatory solution to problems in banking, finance, public utilities, and insurance.” As Professor Schwarcz explains, “ring-fencing can best be understood as legally deconstructing a firm in order to more optimally reallocate and reduce risk.” Ring-fencing has gained particular prominence in recent years as a strategy for limiting the systemic risk of large financial conglomerates (also referred to herein as “universal banks”). Professor Schwarcz describes several ring-fencing plans that have been adopted or proposed in the United States, United Kingdom, and European Union.

This Comment argues that “narrow banking” is a highly promising ring-fencing remedy for the problems created by universal banks. Narrow banking would strictly separate the deposit-taking function of universal banks from their capital markets activities. If properly implemented, narrow banking could significantly reduce the safety net subsidies currently exploited by large financial conglomerates and thereby diminish their incentives for excessive risk-taking.


 

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Can Congress Make You Buy Broccoli? And Why It Really Doesn’t Matter – Postscript (Comment) by David Orentlicher

From Volume 84, Number 1 (November 2010)
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Critics of the individual mandate to purchase health care insurance make a simple but seemingly compelling argument. If the federal government can require people to buy insurance because that would be good for their health, then the government can require people to buy all sorts of things that are good for their health, like broccoli or membership in an exercise club.

To avoid the prospect of the ultimate nanny state, U.S. district court judges in Florida and Virginia concluded that while the federal government may regulate economic activity, it may not regulate economic inactivity. Thus, once you decide to purchase health care insurance, the government can regulate the terms of your insurance policy. However, you cannot be forced to purchase the policy in the first place. To breach the activity-inactivity line, wrote Judge Roger Vinson, would invite all kinds of well-intended, but liberty-destroying, laws.


 

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