Remarks on Academic Freedom and Free Speech: Reflections on Blocher

Joseph Blocher’s article is a rich contribution to our thinking about campus speech.1Joseph Blocher, Listening on Campus: Academic Freedom and Its Audiences, 98 S. Cal. L. Rev. 1161 (2025). It takes the academic endeavor seriously—both for its rights and for its responsibilities—while simultaneously warning of its fragility under the threat of strong free speech claims.

Professor Blocher struck a poignant note with his insight that the value of academic freedom needs defending. He reminds us that public trust in academic judgment is diminished or gone. That is a devastating observation because if campus speech problems are to be addressed responsibly, it is only academic judgment that will get us there. Without trust in it, solutions seem elusive.

But his article sounds the alarm, warning that efforts to address the complex conundrums posed by campus speech—if beholden to only the values of free speech and listener interests—can in fact strain, and even threaten, the independence that universities need to exist as centers of teaching and intellectual engagement. To shed light on this threat, we must frankly confront and seek to understand free speech and academic freedom as separate values, each playing an important role in sustaining a democratic polity—but in different ways.

There is little need to rehearse the familiar rationales for free speech, which assert its importance to the pursuit of truth through a competition often called the “marketplace of ideas”;2ed Lion Broad. Co. v. FCC, 395 U.S. 367, 390 (1969) (citing Abrams v. United States, 250 U.S. 616, 630 (1919) (Holmes, J., dissenting)). its value to democratic self-rule;3Alexander Meiklejohn, Free Speech and Its Relation to Self-Government 93–94 (1948). and its role in assuring individual fulfillment, a core aspect of human dignity.4Thomas I. Emerson, Toward a General Theory of the First Amendment, 72 Yale L.J. 877, 879–81 (1963). Academic freedom, on the other hand, has different derivations and different justifications, not nearly so familiar. Just as free speech theory in the public domain is anchored on a theory of the government, speech in the university setting—along with its companion, academic freedom—must emanate from a theory of the university.

The university as an institution is conducted for the common good—not for its own good, and not for the good of any individuals who are part of it. Thus, unlike many other institutions that serve the public in other ways, society has considered it appropriate—since the founding of our nation—for the public to establish and fund universities, with the first public university (University of North Carolina) established in 1789.5History of the University, U.N.C. Chapel Hill, https://www.unc.edu/about/history-and-traditions [https://perma.cc/PX7Y-EAQY].

Benjamin Franklin confirmed that “[a]lmost all Governments have . . . made it a principal Object of their Attention, to establish and endow with proper Revenues, such Seminaries of Learning, as might supply the succeeding Age with Men qualified to serve the Publick with Honour to themselves, and to their Country.”6Benjamin Franklin, Proposals Relating to the Education of Youth in Pensilvania 5 (Univ. of Pa. Press 1931) (1749), https://archives.upenn.edu/digitized-resources/docs-pubs/franklin-proposals [https://perma.cc/67DE-WU7Z]. In Franklin’s vision, the public invests in the university and gleans returns in the form of graduates: an educated citizenry that is an asset to the common good.

But the mere fact that universities have been established and endowed with proper revenues by the government, as an investment in the betterment of society, does not automatically render those institutions equivalent to the government itself. This distinction is critical because the theories underlying free speech do not necessarily support equating universities with governments. Universities, while part of the polity, are not coextensive with government. Franklin’s statement suggests that governments, when they support institutions of higher learning, necessarily endow those institutions with the means to achieve their mission—the means to achieve the common good that Franklin described.

In its famous 1915 Declaration of Principles on Academic Freedom and Academic Tenure—which has shaped discussion of universities for over a century—the American Association of University Professors identified a university’s purpose as threefold: “to promote inquiry and advance the sum of human knowledge”; “to provide general instruction to the students”; and “to develop experts for various branches of the public service.”7Am. Ass’n of Univ. Professors, Appendix I: 1915 Declaration of Principles on Academic Freedom and Academic Tenure 295 (1915), https://www.aaup.org/NR/rdonlyres/A6520A9D-0A9A-47B3-B550-C006B5B224E7/0/1915Declaration.pdf [https://perma.cc/G3Z8-HE8L]. Even today, most university websites identify their mission as involving the creation and advancement of knowledge.8See, e.g., Mission Statement, Princeton Univ., https://www.princeton.edu/meet-princeton/mission-statement [https://perma.cc/F47B-FHDV] (“advances learning through scholarship, research, and teaching”); Mission Statement, MIT, https://www.mit.edu/about/mission-statement [https://perma.cc/K8HZ-RWZV] (“generating, disseminating, and preserving knowledge”); Who We Are, Stan. Univ., https://www.stanford.edu/about [https://perma.cc/F3DF-DY3A] (“to create and share knowledge”). From that universal recognition of a core purpose comes a corresponding need: the government must promise not to interfere in academic judgment or undermine educational decisions, in exchange for the university’s contribution to the public good of education.9See Keyishian v. Bd. of Regents, 385 U.S. 589, 603–04 (1967). The institution itself is properly understood to be the holder of academic freedom, a “special concern of the First Amendment, which does not tolerate laws that cast a pall of orthodoxy over the classroom.”10Id. at 603. Academic freedom thus insulates the academy from government or politics for the betterment of the common good. As Justice Felix Frankfurter suggested in a famous concurring opinion, “ ‘the four essential freedoms’ of a university [are] to determine for itself on academic grounds who may teach, what may be taught, how it shall be taught, and who may be admitted to study.”11Sweezy v. New Hampshire, 354 U.S. 234, 263 (1957) (Frankfurter, J., concurring) (quoting Acad. Freedom Comms. of the Univ. of Cape Town & the Univ. of the Witwatersrand, Johannesburg, The Open Universities in South Africa and Academic Freedom 1957–74, at 10–12 (1974)).

But the goal of this Comment is to push harder on the question of what governments transmit to universities in addition to a degree of independence known as academic freedom. I would submit that there is no reason to assume that governments also pass along to universities the separate obligation to adhere to the free speech paradigm applicable to government itself and the public sphere in general. Indeed, there are very good reasons not to do so.

A key tenet of Blocher’s article is that free speech principles and academic freedom principles are not the same thing and can work in tension with one another. This clash, I submit, comes from a reflexive transplanting of doctrines designed to function in different settings. That is not to say free speech has no place in the academy. Rather, we should ask: where do free speech obligations come from with regard to a university?

The simple answer is that the Supreme Court has long held that the First Amendment’s protection of free speech applies fully to public universities.12Healy v. James, 408 U.S. 169, 180–81 (1972). But I believe that the Court made a category mistake in its holding, and so I would like to think further about what the right answer ought to be with regard to the question of free speech obligations for universities.

The better answer, in my view, is that universities do not take on the constitutional obligations of free speech that governments hold. But what about the importance of free speech for academic discourse? While a form of free inquiry and communication is essential to the academic enterprise, its success also depends on judgments about the truth of speech that are utterly inconsistent with the idea of unregulated speech in society at large. Robert Post, who has developed one of the most comprehensive accounts of academic freedom,13For representative works by Robert Post on academic freedom, see generally Robert C. Post, Democracy, Expertise, Academic Freedom: A First Amendment Jurisprudence for the Modern State (2012) [hereinafter Post, Democracy, Expertise, Academic Freedom]; Matthew W. Finkin & Robert C. Post, For the Common Good: Principles of American Academic Freedom (2009); Robert Post, The Structure of Academic Freedom, in Academic Freedom After September 11th 61 (Beshara Doumani ed., 2006); Robert Post, Debating Disciplinarity, 35 Critical Inquiry 749 (2009). offers a persuasive illustration: “Although the First Amendment would prohibit government from regulating the New York Times if the newspaper were inclined to editorialize that the moon is made of green cheese, no astronomy department could survive if it were prevented from denying tenure to a young scholar who was similarly convinced.”14Post, Democracy, Expertise, Academic Freedom, supra note 13, at 67.

My argument is that freedom of speech is best understood not as a free-standing obligation of universities as it is for governments; rather, free speech in the university setting is subsumed within academic freedom, properly understood. With this nesting of dominance, free speech and academic freedom can avoid the catastrophic collision course that Professor Blocher describes. Both free speech and academic freedom are separate but related means designed to further the noble purpose of the academy.

The University of Chicago’s Foundational Principles attest that a university has a “commitment to free, robust, and uninhibited debate and deliberation among all members of the University’s community.”15The Comm. on Free Expression, Univ. of Chi. Off. of the Provost, Report of the Committee on Freedom of Expression (2015), https://provost.uchicago.edu/sites/default/files/documents/reports/FOECommitteeReport.pdf [https://perma.cc/U4MD-FHUJ] [hereinafter Chicago Principles]. Many scholars agree that the central purpose of a university is, first and foremost, to facilitate disagreement across differences.16See Erwin Chemerinsky & Howard Gillman, Free Speech on Campus 51–52 (2018) (describing modern view of a university as a place in which “beliefs should be tested by free-thinking human beings . . . after engaging in debate and experimentation”); Prof. Geoffrey Stone Discusses Free Speech on Campus at the American Law Institute, Univ. of Chi. L. Sch., https://www.law.uchicago.edu/news/prof-geoffrey-stone-discusses-free-speech-campus-american-law-institute [https://perma.cc/6QPQ-3Z47] (fostering debate is an “essential part of the University’s educational mission”). These tropes are commonly taken as evidence that free speech is a critical value to universities. The words do suggest a free speech value, and certainly some universities and scholars have interpreted them that way—that universities are indistinguishable from public fora for speech.17See Chemerinsky & Gillman, supra note 16, at xx–xxi, 75–78 (arguing for a robust application of free speech principles to universities).

But the words are misleading. In my view, the commitment to debate and deliberation that Chicago rightly identifies as defining the educational mission of a university does not derive from the First Amendment at all. Indeed, I suggest that the free speech value is not a consequence of the First Amendment. Rather, it is a component part of the educational mission of colleges and universities.

Disagreement, engagement, communication—they are all forms of speech. However, that is not why they are central to academia; they are critical to universities because they are essential aspects of the learning process, and to the production and dissemination of knowledge, and thus fall under the rubric of the university’s commitment to academic freedom. It is wrong to assume that, because education requires speech, free speech holds an independent power within the university. That error influenced the Supreme Court, animates many of the critiques of universities, and has led to the problems that Professor Blocher identifies in his article. There should be only one overarching existential value guiding the university: the umbrella known as the pursuit of the educative mission and its guardian, academic freedom.

As Professor Blocher has so ably shown, free speech untethered from its relationship with academic freedom can become a threat to it. Thus, in the university setting, free speech should be considered subservient to academic freedom. To the extent that free speech values can validly claim a place in the university, they do so only to further the legitimate goals of education—goals that free speech supports rather than controls.

This is not the place to make a full-throated defense of the claim that the First Amendment should not apply to universities, public or private—but the concluding discussion will suggest a nod in that direction.

For one thing, the stakes are very different between speech regulation by a university and speech regulation by a government. When a university in some way restricts speech—whether it be a student’s placard in the quad or a white supremacist speaker’s rant at a campus rally—the regulation does not limit speech outside the university’s gates and thus causes significantly less potential speech harm than a government law that regulates speech in the world. The student is free to wave a placard out on the public sidewalk, and the speaker can conduct a rally at a public park.

Why would we assume that universities are public fora for speech? Listener interests, one might reply—people on campus need to be able to hear unfettered speech to achieve the knowledge and training that they seek. But I would respond that the university’s job is to consider the legitimate listener interests in the enterprise of academic engagement. Indeed, as Professor Blocher emphasizes, listener interests are really at the heart of the educational enterprise.

But the university owes no duty to listeners as such, separate from what contributes to the educational mission. If it does owe a duty to permit certain speakers, it is not because the speaker is entitled to speak to the students, or because the students are entitled to hear from every possible speaker. Rather, the duty is to support the acquisition of knowledge and to support speakers who contribute to that enterprise. This would leave out, for example, the people Professor Blocher calls “provocateurs who have no business speaking in an academic setting to begin with.”18Blocher, supra note 1, at 1162. The university simply is not the public square.

Additionally, of course, the final cause of government is very different from that of universities. The Constitution protects free speech to support self-government, informed democracy, and civic virtue. The university has

a different purpose, which is not always compatible with free speech for its own sake.

The protection of listeners is absolutely core to the academic mission of a university; knowledge cannot be attained, improved, or shared without the inculcation and practice of listening. Listening, critically evaluating what is heard, and engaging in meaningful dialogue are the processes by which learning occurs. Speech and listening are the lifeblood of the university, and they are a blood that nourishes its soul.

For example, if a university believes that hate speech is interfering with learning by causing conflict and insecurity among targeted students, it should have the power to limit expression to the degree necessary to prevent a genuine interference with learning, something that hampers the constructive debate and mutual respect that are essential to true academic engagement. This result is antithetical to the free-speech paradigm.19See Chemerinsky & Gillman, supra note 16, at 103 (claiming that hate speech regulation on campus both is and should be prohibited by the First Amendment).

Indeed, the Chicago Principles addressing campus speech explicitly reject any special accommodations to protect targets of hate speech, on the ground that unrestricted speech is the value to which they are committed. But I suggest that they should not be committed to that value if it conflicts with the academic mission. Universities have a core duty to manage speech to promote the advancement of knowledge, not sacrifice it in the name of unrestricted speech.

So, does this help at all with Professor Blocher’s powerful point about how the value of the academic enterprise, including its speech, is contested now and suffers low public regard? Perhaps in this very subtle way: Free speech is often touted as a right—as a sword, not a shield—and those inside and outside of academia are heard shouting, “I have the right to say it, so I am going to say it, and the university cannot keep me from saying it.”20See Defending Your Rights: Reforming College Policies, FIRE, https://www.thefire.org/defending-your-rights/reforming-college-policies [https://perma.cc/JU7U-8U7C] (working “to proactively and systematically challenge campus policies that violate college students’ and faculty members’ free speech rights”). With free speech in charge, there is less obligation to justify one’s claims. One can make any outrageous, false, offensive, and/or anti-intellectual statement, based solely on the right to speak. In such a scenario, the professional, empirical, or scientific basis for a claim is not offered—is not demanded—because, under the First Amendment, it is not required. But for the academic enterprise, justification is always required. Thus, when the free speech model overcomes the academic model, the terms of debate veer away from any foundation that might inspire trust. This can degrade the currency of academic judgment.

If we could move to a paradigm where universities were thought of more as enclaves governed by the ethos of academic integrity—where speech is justified and tested in dialectic, rather than as a contest of who can yell louder or be more provocative—perhaps there could be more of an emphasis on what Professor Blocher has persuasively defended as “justified true belief.”21See Joseph Blocher, Free Speech and Justified True Belief, 133 Harv. L. Rev. 439, 444 (2019) (setting forth a knowledge-based account of free speech). In the academic setting, the goal is not an unregulated marketplace of ideas but rather a shared quest for knowledge. This underscores the obligation of the academy to ensure dialectic and responsiveness—give and take—as much as protecting speakers as such.

In this world in which ideas are often communicated in the form of twenty-second TikTok videos, memes, and tweets, one thing that has suffered is reasoned argument—or even reasons, period. Conspiracy theories catch on precisely because they lack a foundation in justified true belief and fail to be subject to robust interrogation. This is the free-speech paradigm at work. But in the academic enclave, I wonder whether re-emphasizing academic freedom and de-emphasizing free speech might help restore to academic expertise the appearance of justification and, in turn, public value.

There are pragmatic objections to how such a regime would be implemented, and this brief Comment does not aim to resolve them. The aim was rather to plant the seed of a model of campus speech that nests free speech within an emboldened concept of academic freedom, making free speech the handmaiden of academic freedom, rather than its antagonist.

98 S. Cal. L. Rev. 1379

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* The Rader Family Trustee Chair in Law, University of Southern California. This Comment was prepared for the SCLR Symposium 2024: The First Amendment and Listener Interests, November 8–9, 2024. I am grateful to Erin Miller and Bob Rasmussen for comments.

Pluralism and Listeners’ Choices Online

“The plain, if at times disquieting, truth is that in our pluralistic society, constantly proliferating new and ingenious forms of expression, ‘we are inescapably captive audiences for many purposes.’ ”1Erznoznik v. City of Jacksonville, 422 U.S. 205, 210 (1975) (quoting Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 736 (1970)).

The speech and technology world has changed dramatically, even unimaginably, since Justice Powell penned these words about drive-in movie theaters. In attempting to grapple with this quandary in the contemporary era, James Grimmelmann offers us the provocative and original paper, Listeners’ Choices Online.2James Grimmelmann, Listeners’ Choices Online, 98 S. Cal. L. Rev. 1231 (2025) [hereinafter, Listeners’ Choices Online]. His contribution to this Symposium builds on earlier work in which he argues for a theoretical approach to free speech that makes listeners’ interests the central focus of First Amendment doctrine.3James Grimmelmann, Listeners’ Choices, 90 U. Colo. L. Rev. 365, 365, 372–73 (2019). As he argues in the earlier paper, freedom of expression involves what he calls a “matching problem”—ideally lining up speakers with listeners who want to hear their expression, but not with listeners who do not.4Id. at 366.

The current paper is simultaneously both too complex and too nuanced to adequately summarize in this brief Comment, but here are a few of his main points as I interpret them, and that my comments will address.

  • Facilitating matching between willing speakers and willing listeners is the goal of a system of free speech. In that regard, “listeners’ choices matter more than speakers’.. . . A consistent

commitment to protecting these willing speaker-listener pairs results in a system of First Amendment law that regularly defers to listeners’ choices.”5Id.

  • Applying that model resolves some of the important First Amendment questions arising from the regulation of contemporary electronic speech media.
  • It is useful to disaggregate communication media into four types, each of which presents distinct matching challenges: (1) Broadcast (television, radio, cable); (2) Delivery (telephone, email, messaging); (3) Hosting (providers of space for speech, but not engaged in speech themselves); and (4) Selection (directing listeners to specific content via algorithms based on the perception of listener preferences).6Listeners’ Choices Online, supra note 2, at 1249–64. Currently, hosting and selection functions are frequently combined, though that does not have to be so.7Id. at 1265.
  • Selection intermediaries play a key role in determining what listeners hear or see. This is an essential function because the sheer volume of speech available on the Internet creates otherwise insurmountable attention scarcity problems for listeners.8Id. at 1261–62.
  • This listeners’ choice model allows for limited regulatory interventions on the media’s selection functions that would not violate the First Amendment.
  • It would violate the First Amendment for regulators to prohibit intermediaries from offering listeners the ability to choose what speakers to listen to because that interferes with listeners’ right to listen.9Id. at 1265.
  • However, the government may permissibly intervene when a search engine (or, presumably, other selection intermediary) is dishonest or disloyal to its users, “when it shows them results that (objectively) differ from the engine’s own (subjective) judgment about what the users are likely to find relevant,”10Id. at 1261. because that also interferes with listeners’ interests.
  • It would also be permissible to have a rule requiring pure selection intermediaries to treat first-party content evenhandedly with content posted by third parties.11Id. at 1264–66.
  • “Seeing the Internet from listeners’ perspective is a radical leap. It requires making claims about the nature of speech and about where power lies online that seem counterintuitive if you are coming from the standard speaker-oriented First Amendment tradition. But once you have made that leap, and everything has snapped into focus again, it is impossible to unsee.”12Id. at 1282.

There is much to admire in Professor Grimmelmann’s paper. It makes a number of important and original contributions to thinking about the regulation of social media and is in many parts completely persuasive. First, consistent with the objective of this Symposium, it highlights listeners’ interests as a basis to evaluate the American system of freedom of expression. It is indisputable that the Supreme Court and legal scholars have underappreciated the role of listeners’ interests in articulating First Amendment doctrine.13But see Leslie Kendrick, Are Speech Rights for Speakers?, 103 Va. L. Rev. 1767, 1775–79 (2017) (observing that although much First Amendment doctrine is expressed in terms of protecting speaker interests, in many cases the resulting legal framework is ultimately designed with listeners in mind). That argument does not, of course, detract from the proposition that we have much to learn from focusing more explicitly on listeners’ interests. The primary context in which the Supreme Court expressly considers listener interests involves unwilling listeners as captive audiences, but those are the only cases that place listeners’ interests at center stage.14See, e.g., Erznoznick v. City of Jacksonville, 422 U.S. 205, 210 (1975); Cohen v. California, 403 U.S. 15, 21–22 (1971). The Court has upheld legal rules that bar speakers from imposing speech on unwilling listeners when the listeners’ “substantial privacy interests are being invaded in an essentially intolerable manner.”15Cohen, 403 U.S. at 21. Even in captive audience situations, as Grimmelmann points out, under current doctrine the interests of willing listeners will sometimes outweigh the rights of unwilling listeners, particularly if it is easy for the latter to avoid the speech.16Listeners’ Choices Online, supra note 2, at 1271–73.

Listeners’ Choices Online also offers us a way out of the ongoing effort to find the appropriate perspective through which to evaluate how First Amendment doctrine should apply to the contemporary media environment. Much recent scholarship has struggled with this question, with legal scholars sometimes seeking to find appropriate analogies from regulation of past communication technologies to justify a legal framework for thinking about the regulation of social media platforms.17See, e.g., Jack M. Balkin, How to Regulate (and Not Regulate) Social Media, 1 J. Free Speech L. 71, 89–96 (2021). Is cable television like traditional television and radio broadcast media? Does regulation of telephone services offer any insight into how we ought to regulate digital communications? Is Facebook more like a parade or a shopping mall? Can social media companies be treated like common carriers, subjecting them to greater regulatory constraints than would otherwise be permissible to impose on private companies engaged in speech?18       See, e.g., Ashutosh Bhagwat, Why Social Media Platforms Are Not Common Carriers, 2 J. Free Speech L. 127, 151–56 (2022); Eugene Volokh, Treating Social Media Platforms Like Common Carriers?, 1 J. Free Speech L. 377, 454–62 (2021).

None of the analogies work perfectly, however, because each different electronic speech medium bears some distinguishing features that complicate the analysis.19See Gregory M. Dickinson, Beyond Social Media Analogues, 99 N.Y.U. L. Rev. 109, 116–23 (2024) (criticizing the analogy-based approach to establishing norms for regulating social media). Some, as the article points out, are mere vessels for delivery of content, while others engage in important speech-impacting selection decisions that help listeners sort through the onslaught of online content, but, in doing so, may affect listeners’ interests by providing them content they do not want to hear or directing them away from content they would welcome.20See Listeners’ Choices Online, supra note 2, at 1287–88.

The Supreme Court has only just dipped its toes in the water, in its dicta in last term’s Moody v. NetChoice, LLC, with the majority opinion stating unequivocally that “[l]ike the editors, cable operators, and parade organizers this Court has previously considered, the major social-media platforms are in the business, when curating their feeds, of combining ‘multifarious voices’ to create a distinctive expressive offering.”21Moody v. NetChoice, LLC, 144 S. Ct. 2383, 2405 (2024) (quoting Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Bos., Inc., 515 U.S. 557, 569 (1995)). But as Grimmelmann points out, that is looking at the challenged state laws exclusively from the platforms’ perspective, and not the listeners’.22Listeners’ Choices Online, supra note 2, at 1262–64.

Rather than attempting to argue purely by analogy with past regulations of earlier media technologies, Grimmelmann’s paper elegantly uses listeners’ interests and choices as an organizing principle that cuts across these different media to create a coherent First Amendment model for evaluating media regulations. He suggests that focusing on these interests allows us to see more clearly the competing speech interests involved in ways that the purely analogical approach simply cannot. His listeners’ choice theory emphasizes matching speakers to willing listeners, which can be accomplished by structural designs, by some content neutral government regulation, and, in part, by requiring the separation of hosting and selection functions in ways that maximize these speaker-listener connections.23Id. at 1232–37, 1265–67.

While Professor Grimmelmann’s model is intriguing and helps us think about media regulation in useful ways, I offer three modest thoughts, two focused on whether, in some circumstances, prioritizing listeners’ rights may come at the expense of other important First Amendment values, and one questioning whether there is a need for further promoting listeners’ choices on social media given the increasing market for niche social media sites.24I am also unconvinced that Grimmelmann’s model is generalizable beyond the electronic media context. However, that is not the ambition of his paper.

  1. Prioritizing Listeners’ Choices May Diminish Public Discourse

First, permitting limited regulation of selection intermediaries to protect listeners’ interests could, in some cases, have deleterious effects on public discourse. Even the modest regulatory interventions that Grimmelmann suggests would be permissible to advance listeners’ interests could be leveraged to challenge selection intermediaries’ decisions to offer a more balanced, fact-checked feed to their subscribers. Or, even if those effects do not come to fruition, the very existence of regulatory interventions might deter selection intermediaries from experimenting with innovations to promote delivery of a greater diversity of content that does not cater purely to listeners’ interests.

Consider a hypothetical new platform calling itself Balanced Social Media (“BSM”). Following Grimmelmann’s model, let us assume that a different company is the host for BSM, which exclusively serves a selection function. BSM designs an algorithm that, for the most part, favors listeners’ choices of content, but adds three specific features that veer from the default rule. First, it builds in its own fact-checking mechanism that flags content posted by third-party users that may be objectively false or come from sources that have proven unreliable or inaccurate in the past. The BSM algorithm will still direct the user to that content, but the content will be marked with a red flag that warns the user that the factual foundation of the material may not be valid, and provides a link to a source that disputes the factual validity of the original post.

Second, the algorithm is designed to monitor users’ feeds to determine if they are seeking content that is unilaterally biased toward one particular ideology, for example, if a user reads only content posted by Fox News or MSNBC. If the algorithm identifies users who seek ideologically unbalanced content, it will occasionally feed such users some third-party content that comes from a dissimilar political perspective. This counter-ideological feed could come randomly or perhaps after the user has viewed ten consecutive stories from sources with their preferred ideological perspective.

Alternatively, BSM could instead offer a slightly less intrusive option under which, rather than posting counter-ideological content, BSM could give the user a warning or notice to the effect that the user has been reading content that is exclusively coming from sources with a specific political orientation and asking if the user would like to see something from a different perspective. This might operate in a manner like TikTok’s option for its users to set a daily screen time limit and be notified when they have reached that limit.25Screen Time, TikTok, https://support.tiktok.com/en/account-and-privacy/account-information/screen-time [https://perma.cc/5E64-3RTR]. Under my hypothetical, however, users would not be able to turn off this setting.

Third, BSM occasionally posts its own independent content on the platform that discusses issues regarding the responsible use of social media and the importance of ensuring that information is factually accurate before posting it. As with the counter-ideological posts, it will feed periodically into all users’ feeds. BSM users cannot opt out of any of these functions; though, of course, they may decide they do not want to use BSM. When users sign up to use BSM, they are fully informed about the algorithm’s functions, which they agree to as part of the Terms of Service (“TOS”). The TOS even says, “BSM offers a new vision of social media, one that will deliver content that you did not ask for, or even that you do not want to see (of course, we cannot make you read it, that is up to you!). The goal of our model is to expose all people to a range of ideologically diverse content.”

Grimmelmann’s model seems to suggest that lawmakers might be able to forbid BSM to adopt these innovative features because they do not fully promote listeners’ choices. The fact-checking flags and counter-ideological feeds are content that many users may not wish to see; indeed, they may be viscerally repelled by these posts, particularly if this interferes with their ability to experience the emotional resonance associated with speech that highlights their own world views.26On the emotional value associated with the consumption of even false information, see Alan K. Chen, Free Speech, Rational Deliberation, and Some Truths About Lies, 62 Wm. & Mary L. Rev. 357, 423–24 (2020). He suggests that regulators may be able to restrict selection intermediaries’ use of such algorithms to the extent that “it shows [users] results that (objectively) differ from the engine’s own (subjective) judgment about what the users are likely to find relevant.”27Listeners’ Choices Online, supra note 2, at 1261. In fact, BSM’s model is designed to show user content they do not want to see. In Grimmelmann’s terms, the intermediary is being disloyal to its users (although because the algorithm’s functions are fully disclosed in the TOS, they can argue they are not being dishonest).28Id.

Moreover, the BSM-produced content (and maybe even the fact-checking posts) can be viewed as first-party content.29Another question worth considering is whether even paid advertising could be construed as first-party content. Even though it is produced by a third-party, which pays the selection intermediary to distribute its content, it is being promoted by the intermediary without regard to listener interests. Surely, selection intermediaries cannot be forbidden to prioritize advertising content or the entire economic model under which social media platforms operate would collapse. BSM is in some sense trying to compete in the social media market by offering a new way of delivering content. Would a pure listener-based approach result in such experiments being shut down by regulators because they are occasionally giving their first-party content priority over content posted by third parties?30Listeners’ Choices Online, supra note 2, at 1276–79. Grimmelmann qualifies this statement by saying this would apply to only pure selection intermediaries, so perhaps BSM would not be subject to regulation to the extent that it is holding itself out as a content producer as well as an intermediary. But even pure selection intermediaries might flag content with fact-checking warnings, and those posts presumably could be understood as promoting first-party content. That is, by feeding users first-party content in the form of sermons on the importance of truth in the responsible use of social media, has BSM interfered with listener choice? Because Moody holds that social media platforms are speakers when they make decisions about content moderation,31Moody v. NetChoice, LLC, 144 S. Ct. 2383, 2405–06 (2024). they are unquestionably speakers if they are producing their own content. How would Grimmelmann’s model address the tension between a regulation prohibiting BSM from prioritizing first-party content to protect listeners’ choice and the platform’s First Amendment speech rights?

To the disloyalty argument, Grimmelmann might respond that because BSM is transparent about its algorithm, it is not actually being disloyal or dishonest to its users.32That is, assuming all subscribers read and fully understand the TOS, which is highly unlikely. A 2017 study by Deloitte found that 91% of people consent to TOS agreements without reading them. For respondents aged 18–34, the percentage rose to 97%. See Jessica Guynn, What You Need to Know Before Clicking ‘I Agree’ on That Terms of Service Agreement or Privacy Policy, USA Today (Jan. 29, 2020, 2:21 PM), https://www.usatoday.com/story/tech/2020/01/28/not-reading-the-small-print-is-privacy-policy-fail/4565274002 [https://perma.cc/C2JQ-LHFQ]. Listeners who do not want this type of balanced approach can simply choose a different platform that better suits their listening tastes. However, while BSM is certainly giving listeners choice at the first level (platform selection), its model will inevitably result in some BSM users receiving speech at the second level (content selection) that they subjectively do not want to hear.

  1. Elevating Listeners’ Choices Could Encourage Information Silos

A closely related concern with a system of electronic media regulation focusing primarily on promoting listeners’ interests is whether such an emphasis could have the broader systemic effect of exacerbating ideological information silos even more than under the current system.33See, e.g., Dawn Carla Nunziato, The Marketplace of Ideas Online, 94 Notre Dame L. Rev. 1519, 1527 (2019). An important function of a system of free expression is, of course, promoting robust public discourse. Public discourse is inherently oppositional—speakers of different viewpoints must be able to engage each other for it to meaningfully occur.

In many cases, speakers desire to reach listeners whom they believe will be persuaded by their messages if those listeners only had an opportunity to hear them. Anti-abortion advocates may sincerely believe that if women considering abortions only had more information, they would make different choices. Protesters concerned about the humanitarian crisis associated with Israel’s military actions in Gaza would like to reach those who are unconditionally sympathetic to Israel’s right to defend itself because they think, with additional information, these listeners may modify their positions. On social media as well, speakers try to convince unwilling listeners of the virtues of their political positions. Preaching only to the converted does not facilitate healthy discourse.

Outside of the captive audience context, which is almost exclusively applied to unwanted speech in one’s home,34See Rowan v. U.S. Post Off. Dep’t, 397 U.S. 728, 738 (1970) (“That we are often ‘captives’ outside the sanctuary of the home and subject to objectionable speech and other sound does not mean we must be captives everywhere.” (quotation omitted)); But see FCC v. Pacifica Found., 438 U.S. 726, 730, 748 (1978) (upholding placement of Federal Communications Commission order indicating that licensed radio station “could have been the subject of administrative sanctions” for broadcasting program that violated FCC’s indecency regulations during daytime hours (quoting 56 F.C.C.2d 94, 99)); Lehman v. City of Shaker Heights, 418 U.S. 298, 302, 304 (1974) (holding that passengers on rapid transit street cars are captive audiences). Under Grimmelmann’s model (and in my view, as well), it would certainly seem that Pacifica was wrongly decided because favoring the unwilling listeners’ interests there meant cutting off speech to many willing listeners. Listeners’ Choices Online, supra note 2, at 1269–70. a key function of the First Amendment is served by advancing the interests of speakers to influence those who are not inclined to agree with them.35This is setting aside other narrow areas in which unwanted speech causes cognizable harms, such as with true threats. See Virginia v. Black, 538 U.S. 343, 359 (2003) (defining true threats, which are not protected under the First Amendment, as “statements where the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals”). As the Supreme Court has recognized:

[Speech] may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea.36Terminiello v. Chicago, 337 U.S. 1, 4 (1949).

These express values are in direct tension with a purely listener-based approach. This may be particularly true of speech on social media, which the Court has argued is one of the “most important places . . . for the exchange of views.”37Packingham v. North Carolina, 582 U.S. 98, 104 (2017).

Thus, a second concern I have with a model prioritizing listeners’ choices over speakers’ is that its application, in many contexts, may impede what we might describe as lawful, but uncomfortable, speech that is intended to persuade.38On the importance of persuasion as a free speech value, see generally David A. Strauss, Persuasion, Autonomy, and Freedom of Expression, 91 Colum. L. Rev. 334 (1991). If listeners can confine themselves only to speech they want to hear, even in the social media context, then prioritizing that interest can operate as a kind of quiet heckler’s veto. In a social media environment in which listeners’ choice prevails, it is hard to imagine how persuasion might work, either individually or collectively. Are there any situations involving such speech through media in which the default position is not valuing the listener over the speaker, and if so, how could that decision be implemented?

Perhaps our society is headed in this direction already given that, as Grimmelmann observes, even in the absence of regulation of selection intermediaries, listeners might deploy a combination of pure hosting platforms with middleware, a third-party software that allows them to customize their feeds at an even greater level of detail.39Listeners’ Choices Online, supra note 2, at 1279–81. While this, too, would benefit listeners’ choices, it would move us in the direction of a more atomized speech universe—which is not necessarily a good thing, but at least it would not be the product of government intervention.

  1. Market Responses Are Already Enhancing Listeners’ Choices

Finally, one could argue that market forces are already moving toward a listener-centric model with the proliferation of niche social media platforms, even in the absence of regulatory interventions.40Aisha Jones, The Rise of Niche Social Media Platforms: Opportunities for Community Building, Kubbco (Feb. 7, 2024), https://www.kubbco.com/blog/the-rise-of-niche-social-media-platforms-opportunities-for-community-building [https://perma.cc/V8ZP-NHWB]. There is some evidence that users are beginning to migrate from more general social media sites such as X (formerly known as Twitter), to special interest platforms where they can avoid the cacophony of hostile rhetoric in favor of sites where they can engage with a smaller cohort of people who share common interests. That development certainly enhances listener choice without risking the possible unintended consequences of regulations designed to promote listeners’ choice.

Especially during the 2024 election season, there seemed to be growing dissatisfaction with general social media sites because of the unavoidability of sometimes harsh political discourse. It was not uncommon to hear calls for platforms dedicated to only discussion of books, movies, music, gaming, and other mostly nonpolitical (or, at least, not primarily political) topics that listeners sought out to find some respite. Sports lovers initially were the exception to this rule, although even those users have now started fleeing X.41Compare Jesus Jiménez, As Users Abandon X, Sports Twitter Endures, N.Y. Times (Oct. 27, 2023), https://www.nytimes.com/2023/10/27/sports/sports-twitter-x-elon-musk.html [https://web.archive.org/web/20250127170503/https://www.nytimes.com/2023/10/27/sports/sports-twitter-x-elon-musk.html], with Will Leitch, The Slow, Painful Death of Sports Twitter, N.Y. Mag.: Intelligencer (Feb. 27, 2024), https://nymag.com/intelligencer/article/the-slow-painful-death-of-sports-twitter-under-elon-musk.html [https://web.archive.org/web/20240927124315/https://nymag.com/intelligencer/article/the-slow-painful-death-of-sports-twitter-under-elon-musk.html].

Available statistics suggest that the market has responded to this interest and is already enhancing listener choice by serving its own matching function. About 115,000 users deactivated their X accounts on the day after the November 2024 Presidential Election.42Kat Tenbarge & Kevin Collier, X Sees Largest User Exodus Since Elon Musk Takeover, NBC News (Nov. 13, 2024, 1:40 PM), https://www.nbcnews.com/tech/tech-news/x-sees-largest-user-exodus-musk-takeover-rcna179793 [https://perma.cc/FZ3E-3XKQ]. No matter how the total user base is measured, that is a very small percentage, which is unsurprising because network effects deter people from leaving even platforms with which they are dissatisfied. Of course, people can maintain active X accounts while still seeking out other outlets for speech. In comparison, niche social media platforms are still quite small. One of the largest, Goodreads, a platform to share book recommendations, had about 150 million users as of 2023.43Phil Stamper-Halpin, How to Reach More Readers on Goodreads, Penguin Random House: News for Authors (Sept. 2023), https://authornews.penguinrandomhouse.com/how-to-reach-more-readers-on-goodreads [https://perma.cc/4JP5-8D9C]. Houzz, a home design social media platform, reportedly has about 70 million users.44Terri Williams, 2025 Houzz Home Design Trends: These Are the Top 10 Predictions, Forbes (Oct. 31, 2024, 4:07 AM), https://www.forbes.com/sites/terriwilliams/2024/10/31/2025-houzz-home-design-trends-these-are-the-top-10-predictions [https://perma.cc/CCH3-42Z9]. A platform for movie lovers (especially indie) called Letterboxd now has about 17 million users.45Jill Goldsmith, Letterboxd, Indie Cinema’s Secret Weapon, Hit 17 Million Members—Here Are Their Top 2024 Films, Deadline (Jan. 8, 2025, 9:11 AM), https://deadline.com/2025/01/letterboxd-indie-films-members-surge-in-2024-favorite-films-1236251217 [https://perma.cc/U6Y7-EGP9]. Reddit, while open to a wide range of users, is well known for facilitating smaller communities to generate discussion of interest, and now has about 91 million daily active users.46David Curry, Reddit Revenue and Usage Statistics (2025), Business of Apps, https://www.businessofapps.com/data/reddit-statistics [https://perma.cc/3JLY-DYYF]. Finally, Substack, a platform for distributing individualized newsletters to both paid and unpaid subscribers, now has approximately 50 million subscribers.47Max Tani, Substack Wants to Do More Than Just Newsletters, Semafor (Oct. 6, 2024, 4:58 PM), https://www.semafor.com/article/10/06/2024/substack-wants-to-do-more-than-just-newsletters [https://perma.cc/SR96-WCPC]; A New Economic Engine for Culture, Substack, https://substack.com/about [https://web.archive.org/web/20250331060253/https://substack.com/about].

It may seem somewhat contradictory to fret about information silos while simultaneously celebrating the expansion of niche social media sites. To address this briefly, I would argue that the siloing problem is much more problematic on the larger, omnibus social media platforms than with niche social media platforms. Political discourse is one of the main features of the larger platforms, so cutting off speech that is ideologically diverse is truly undermining the opportunities for persuasion. In contrast, the niche social media sites are mostly excluding posts about other topics not because of any ideological commitments, but rather to help filter out what they regard as irrelevant information. That is not to say that political discourse cannot arise in the context of these niche sites,48I would certainly be the last to argue that things such as art or music do not evoke important social and political meaning. See generally Mark V. Tushnet, Alan K. Chen & Joseph Blocher, Free Speech Beyond Words: The Surprising Reach of the First Amendment (2017). but it is at least less likely to do so. And, of course, these users may be walling themselves off from any political speech, which could be problematic for public discourse in the long run. But there is nothing to suggest that these users might not still engage in political discourse on other platforms or in other contexts of communication in their non-online lives.

* * *

Notwithstanding my limited reservations and questions, I wholeheartedly welcome Professor Grimmelmann’s important and valuable contribution to thinking about the complex constitutional and social issues associated with regulation of electronic media in the current climate. Continued efforts to meaningfully apply standard First Amendment doctrine to new media allow us all to think critically about the best way forward.

98 S. Cal. L. Rev. 1387

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* Thompson G. Marsh Law Alumni Professor, University of Denver Sturm College of Law. Thank you to Erin Miller and to the editors and staff of the Southern California Law Review, and especially Simone Chu, for their efforts in organizing this fantastic Symposium. Thanks also to Nina Christensen and Charlotte Rhoad for their helpful research.

Unchosen Listening

INTRODUCTION

A century of developments in communications technology has done wonders for listeners.1By “listeners,” I will mean consumers of speech in all forms. In the not-so-distant past, the listener had few choices regarding the speech they heard. An urban listener might find a range of choice in libraries or bookstores, or among private associations’ meetings or periodicals. But mostly listeners heard what others happened to say, on the job, at church, in the neighborhood, and on the street-corner. Today, listeners have more choices than ever, and more ability to choose which speech to hear and which not to hear.

First Amendment doctrine, for its part, has occasionally shielded these listeners’ choices about whom to listen to, even over speakers’ choices about whom to speak to.2E.g., Hill v. Colo., 530 U.S. 703, 716 (2000); Rowan v. Post Office Dept., 397 U.S. 728, 738 (1970); Frisby v. Schultz, 487 U.S. 474, 477–78 (1988). I largely agree with the authors in this symposium who argue that it should do so more often.3See generally e.g., Ashutosh Bhagwat, Respecting Listeners’ Autonomy: The Right to Be Left Alone, 98 S. Cal. L. Rev. 1129 (2025); James Grimmelmann, Listeners’ Choices Online, 98 S. Cal. L. Rev. 1231 (2025); Helen Norton, Fear and Free Speech, 98 S. Cal. L. Rev. 1351 (2025). The appeal is evident. Communication goes most smoothly with a willing speaker and a willing listener. And with listeners now awash in speech options, someone must choose among them. The listener seems obviously superior, as chooser, to many looming alternatives: the stalker, the fake-news purveyor, the oligopolistic media platform, or—most antithetical to the First Amendment—the government.

Yet this Commentary urges caution in so fully embracing listener’s choice that it becomes a paradigm of First Amendment jurisprudence. One can easily move from recognizing the advantages of willing listening (and speaking) to identifying the “core” of constitutionally protected speech as not just a “joint activity”—to use Ashutosh Bhagwat’s illuminating term4Bhagwat, supra note 3, at 1135—but mutually consensual, affirmatively chosen by both speaker and listener.5See Grimmelmann, supra note 3, at 1281–82. Grimmelmann also has thoughtfully discussed the limits of listener choice, given the risks of irrational and uninformed choice, as well as the importance of other values. See James Grimmelmann, Listeners’ Choices, 90 U. Colo. L. Rev. 365, 372–73 (2019). One might even begin seeing something constitutionally suspect about speech that lacks a consenting listener. On this interpretation, the fact that the speaker on his soapbox in Washington Square Park annoys some passersby is, while inevitable, still unfortunate—a sacrifice made for the sake of the other, more willing passersby.6See Bhagwat, supra note 3, at 1143–44; Grimmelmann, supra note 3, at 1233. To be clear, Bhagwat explicitly acknowledges the need to maintain the diversity and friction of public discourse. Bhagwat, supra note 3, at 1143. I just believe the importance of that need is more cleanly understood without too much emphasis on the willingness of listeners in general.

Yet in a not-too-distant future, this fact might be “correctible” by technology, assisted by artificial intelligence and mass data collection. Every webpage you visit might seamlessly filter out any content you have elected not to see; or software might elect for you, based on your eyes’ patterns of lingering. When you step onto the street, you might wear digital glasses to blur out all written speech that you have deemed unwelcome, and digital headphones to cancel all noise except oral speech you have deemed welcome.7Thanks to Jeremy Gartland and Eugene Volokh for inspiring this thought experiment.

While this seems a paradise for listeners’ choice, it would not be one for listeners’ interests, another traditional First Amendment concern.8See, e.g., Citizens United v. F.E.C., 558 U.S. 310, 354 (2010); Red Lion Broad. Co. v. F.C.C., 395 U.S. 367, 390 (1969). The speech that we choose to hear does not always make us better off.9I assume that a listener’s interests are not inevitably reflected in their choices. The former can come apart from the latter, either because the listener’s interests are objective in some sense, or else because they are subjective but higher-order or long-term such that they do not determine every choice. Certainly, a listener’s choice is one aspect of their interests. And speech they vehemently reject—such as harassing speech—will rarely be in their interest. But a gray zone exists between chosen listening and coerced listening, which I will call unchosen listening. Some unchosen listening, I will argue, is a desirable part of being an autonomous person and citizen.

I will also argue that it is desirable for the broader society of which listeners are a part—including its collective knowledge, culture, and, especially, democratic institutions. These societal interests underlie the First Amendment, too, as Alan Chen also discusses in this symposium.10Alan K. Chen, Pluralism and Listeners’ Choices Online, 98 S. Cal. L. Rev. 1387, 1395 (2025). Perhaps for these reasons, unchosen listening has been revered in First Amendment doctrine. As the Supreme Court declared in Terminiello v. Chicago, speech “may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea.”11Terminiello v. Chicago, 337 U.S. 1, 4 (1949).

Indeed, the most fiercely protected First Amendment speech—perhaps its real “core” case—involves non-consensual listeners: speech in the public forum.12I mean by “core” only, as stated, the most stringently protected; various theories of the First Amendment might interpret the theoretical core—the cases best serving First Amendment values—differently. This means citizens trying to move or persuade fellow citizens, and especially those none too thrilled to listen. It is—for those familiar with the First Amendment landmarks—Abrams’s communist pamphlets thrown from the roof, Kovacs’s pro-labor commentary amplified from his truck, Mosley’s sign decrying race discrimination, Cohen’s jacket protesting the draft.13Abrams v. United States, 250 U.S. 616, 630 (1919); Kovacs v.Cooper, 336 U.S. 77, 79 (1949); Police Dept. of Chi. v. Mosley, 408 U.S. 92, 93 (1972); Cohen v. California, 403 U.S. 15, 16 (1971). And it is arguably the only speech government has a (currently recognized) positive obligation to protect—by preserving the openness of traditional public forums—under the First Amendment.14See Hague v. Comm. Indus. Org., 307 U.S. 496, 513, 515–16 (1939).

While the Court has seldom expounded on the theme of unchosen listening, its silence invites less doctrinally bound theorizing. This Commentary thus offers a brief normative case for resisting a listener’s-choice paradigm (and maintaining more of a public forum paradigm).15I take my case to be congenial and supplementary to Alan Chen’s remarks on a similar theme in this symposium. See generally Chen, supra note 10.

I. The Case for unchosen listening

What speech will a listener hear, if they mostly choose that speech themselves or have it selected for them based on algorithmic predictions of their preferences?16 Currently, these predictions often track not our choices about content but predictions of what content we will click through to––based on past listening data––or spend time listening to. I largely set aside here the enormous discrepancies in preferences that might result. For a discussion in the music context, see Liz Pelly, Mood Machine: The Rise of Spotify and the Costs of the Perfect Playlist 103 (2025) (describing how music streaming services like Spotify do not actually satisfy listeners’ preferences, but rather those of their “slightly off data double”). I also set aside the potentially grave issue of how listeners’ preferences might themselves be manipulated by media or other corporations. Chances are, it will be fairly insular and homogeneous. That is, it will be familiar, comfortable, and unchallenging; and it will come from like-minded speakers and a small number of sources.17See, e.g., Florian Arendt, Temple Northup & Lindita Camaj, Selective Exposure and News Media Brands: Implicit and Explicit Attitudes as Predictors of News Choice, 22 Media Psych. 526, 540 (2019) (finding that consumers’ positive or negative attitudes toward news media brands predict their content choice decisions); Eytan Bakshy, Solomon Messing & Lada Adamic, Exposure to Ideologically Diverse News and Opinion on Facebook, 348 Science 1130, 1131–32 (2015). Its insularity and homogeneity will be reinforced to the extent that the listener chooses with greater granularity—that is, chooses not just among sources or topics but among specific speech from each source or specific views on each topic.18Thanks to Joseph Blocher for alerting me to potential problems of more granular choosing. The result might resemble “The Daily Me” envisioned by Cass Sunstein.19Cass R. Sunstein, #Republic: Divided Democracy in the Age of Social Media 1 (2018) (citing Nicholas Negroponte, Being Digital 153 (1995)). While not all listeners will choose like this, and few will do so all the time, enough listeners will likely do so in enough cases to affect the overall patterns of communication in society.

Assuming this is true, the following discussion identifies five significant interests that can be undermined when listening becomes too tailored to a listener’s choices: preference optimization, error avoidance, innovation, self-evolution, and tolerance.20A full theory, and more space than I have, would be needed to identify and adjudicate the range of conflicts that arise between listeners’ interests and choices, as well as to determine when listener’s choosing becomes over-tailored. Each interest has an individual dimension: for listeners themselves. Each also has a collective dimension: for a society in which the total pool of speech consumed is determined largely by listeners’ choices.

A. Optimizing Preferences

Even listener-chosen speech does not always satisfy listener preferences.21Cf. Grimmelmann, Listeners’ Choices, supra note 5, at 1237 (echoing similar concerns that some listeners may make mistakes about their own preferences). Speech often defies expectations. Sometimes we have a “meh” reaction to a movie by our favorite director, or are spellbound by a movie we expected to bore. Our expectations are sometimes even insufficient for choice. I may have almost no sense of whether I would like a movie from an unfamiliar genre, because I have not experienced anything like it before. After all, the indicators of content that are available prior to hearing speech—for example, its speaker, venue, general subject, or reviews—are necessarily limited.

       With ever more personalized listening technology, our mistaken choices—or mistaken predictions of our choices by algorithms—can lock us into inferior patterns of listening. Mistaken choices are easily corrected when they produce dissatisfaction, but less so when they produce merely suboptimal satisfaction. Say that I have watched and liked one Fellini film and one Spielberg film. Perhaps I am directed, by choice or algorithm, toward more Spielberg films rather than Fellini films. I continue to like Spielberg films and hence grow my love of Spielberg. I may never know the counterfactual––whether I would have preferred the Fellini films. The best chance of exiting a suboptimal equilibrium is exposure to unchosen speech, or at least less-precisely-chosen speech. Optimizing, therefore, involves reflective equilibrium between chosen and unchosen exposure.

       A collective cultural danger lurks here, too, at least insofar as listeners rely on algorithmic services to make these finer speech selections for them.22More strikingly, sometimes we do not actively want to choose at all, but just “lean back and let Spotify choose things.” Pelly, supra note 16, at 25; see also id. (explaining how Spotify started to “optimize . . . for a less engaged user” experience). Because these services operate within a market economy, their corporate makers may face incentives to nudge listeners toward more popular, hence more easily satisfiable, preferences. Forced to rely on the same services to find listeners, speakers—including musicians, writers, filmmakers, journalists, and others—may also feel pressure to create content to win the algorithm’s game, as many have already.23Id. at 33 (describing music streaming as a system that is “not only designed by the major labels but also prioritizes the type of music engineered for and roundtabled for mass-scale success”); see also id. at 115 (“[M]usic that sounds like other music is the most data-blessed.”). The result may be a blander culture and public sphere, with fewer options over which to optimize our preferences.

B. Avoiding Error

Listening primarily to chosen speech may proliferate error. The first problem is that it may skew our available evidence. If, as assumed, we choose to listen to speakers who share our beliefs, including false ones, then they will be unlikely to offer evidence against those beliefs.24See, e.g., Jieun Shin & Kjerstin Thorson, Partisan Selective Sharing: The Biased Diffusion of Fact-Checking Messages on Social Media, 67 J. Commc’n 233, 247–50 (2017). They may even pass on new false beliefs based on old ones. These harms are well-documented within “epistemic bubbles,” that is, discussion spaces in which certain views are systematically excluded.25C. Thi Nguyen, Echo Chambers and Epistemic Bubbles, 17 Episteme 141, 143–44 (2020) (citing sources); Elizabeth Anderson, Political Epistemology 11 (2021). I do not dispute political science findings that echo chambers, those that tend to magnify and insulate extreme political views and consult limited media sources, may not currently be common. Cf. Amy Ross Arguedas, Craig T. Robertson, Richard Fletcher, Rasmus Kleis Nielsen, Echo Chambers, Filter Bubbles, and Polarisation: A Literature Review, Reuters Institute Report, 2022, at 4 (surveying recent literature); Damian Trilling & Claus Schoenbach, Challenging Selective Exposure, 3 Digital Journalism 140, 141 (2014) (explaining how current structural factors and the existence of mainstream news outlets at least tend to give most citizens decently diverse news diets, even if contrary to their preferences).

A second problem is that too much chosen listening may objectionably narrow the range of subjects on which we possess evidence. People may choose to listen to little or no speech concerning decisions they will or must take, including voting. For instance, research suggests that the most promising ways to inform voters may involve incorporating speech that they do not choose alongside speech they do—such as entertainment.26See Markus Prior, Post-Broadcast Democracy: How Media Choice Increases Inequality in Political Involvement and Polarizes Elections 17 (2007).

Yet a third problem is that a steady diet of chosen speech may dull our capacity to think itself. As John Stuart Mill observed 166 years ago, reasoning is better stimulated and optimized by speech that is uncomfortable and challenging.27John Stuart Mill, on Liberty (Rethinking the Western Tradition) 90–91 (David Bromwich & George Kateb eds., Yale Univ. Press 2003) (1859). But chosen speech is, by assumption, typically the opposite. Chosen speech can exacerbate self-favoring and in-group-favoring cognitive biases.28See, e.g., Anderson, supra note 25, at 13. Chosen speech may not even offer reasons, because it does not seek to persuade. Chosen speech can, by repeating or just assuming our beliefs, reinforce and bury them so deeply that we have trouble getting the “mental distance” necessary to scrutinize them—to question them and their justification.

C. Innovation

Unchosen listening can stimulate not just rational thought, but more creative and generative forms of thought that do not merely analyze evidence but propose new ideas or solutions.

Creativity is by its nature unexpected. It often involves making connections among facts, ideas, disciplines, cultures, and so forth that others—including oneself—had never thought to draw. We are thus sometimes likelier to arrive at an innovative solution not by continuing to think directly about the problem—constrained by our previous expectations—but by allowing our mind to wander and randomly associate.29See, e.g., Jonathan Gingerich, Is Spotify Bad for Democracy?: Artificial Intelligence, Cultural Democracy, and Law, 24 Yale J.L. & Tech. 227, 262–63 (2022). The revolutionary inventions, discoveries, insights, and movements that have been prompted by contact with unusual contexts, other disciplines, or other cultures are countless. Consider an eclectic sampling. Clinical psychology has been seriously influenced by Buddhist religious practices. Impressionism in painting was largely inspired by Japanese ukiyo-e prints30Colta Feller Ives, Japonisme, Metro. Museum of Art (Oct. 1 2004), https://www.metmuseum.org/essays/japonisme [https://perma.cc/EZP2-D6YX].; and the painting of Jackson Pollock, darling of the Supreme Court’s own First Amendment cases, was likely inspired by Native American sandpainting.31Jackson Pollock, One: Number 31, 1950, Museum of Mod. Art, https://www.moma. org/collection/works/78386 [https://web.archive.org/web/20250114000836/https://www.moma.org/collection/works/78386]. The QR code was suggested by the Go board,32Justin McCurry, ‘I’m Pleased It Is Being Used for People’s Safety’: QR Code Inventor Relishes Its Role in Tackling Covid, The Guardian (Dec. 10, 2020), https://www.theguardian. com/technology/2020/dec/11/qr-code-inventor-relish-its-role-in-tackling-covid [https://perma.cc/G6AS-3NMG]. while the foldable shape of heart stents was suggested by Japanese origami.33Wei Zhao, Nan Li, Liwu Liu, Jinsong Leng & Yangju Liu, Origami Derived Self-assembly Stents Fabricated via 4D Printing, 293 Composite Structures 1, 1 (2022). Numerous engineering innovations, from aeronautics to robotics, have come from observing animals.34See Sandy B. Primrose, Biomimetics: Nature-inspired Design and Innovation 9, 81 (2020) (describing, among many examples, innovations in bullet trains from observing birds, and in robotics from observing gripping mechanisms on gecko feet). The latest monumental computer science invention, large language models, grew from insights in both linguistics and cognitive science. And this symposium’s own Aziz Huq uses observations in sociology for thinking about digital speech.35Aziz Huq, Islands of Algorithmic Integrity: Imagining a Democratic Digital Public Sphere, 98 S. Cal. L. Rev. 1287, 1289 (2025).

Creativity thus seems likeliest to be prompted by exposure to speech that is unexpected, or at least unguided by our own choices.36See, e.g., Charlan Jeanne Nemeth & Margaret Ormiston, Creative Idea Generation: Harmony Versus Stimulation, 37 Euro. J. Soc. Pysch. 524, 532–33 (2007). Unchosen speech can offer new concepts and frameworks of thinking that supplement or integrate with existing ones. Or it can simply interrupt habitual frameworks—generating another (creative) form of mental distance—and thus open the mind to the potential relevance of unexpected inputs. By contrast, chosen speech can lock in certain expectations of relevance.

One might expect collective, rather than individual, innovation to be fueled through highly personalized listening. It might segregate most listeners into speech subcultures, within which they could refine their own insular ideas—like members of a species separated among islands and continuing to evolve. But then a few innovators sampling from those radically diverse subcultures might produce innovations of even greater enormity. Yes, it seems just as plausible that, so long as enough listening is chosen, occasional sampling by a greater number and diversity of listeners would provide offsetting benefits of more sophisticated—if slightly less radically distinct—subcultures and more frequent innovation.37See generally Tyler Cowen, Creative Destruction: How Globalization Is Changing the World’s Cultures (2004) (arguing that globalization typically increases diversity and innovation within each society, even if cultures grow closer together).

D. Self-Evolution

Persons arguably have a fundamental autonomy interest in being able not just to make up their minds, but to change them, too. This ability to change applies to their beliefs, as described above, but also their ends—their important goals, values, commitments, and so forth—and their tastes.38See, e.g., John Rawls, Political Liberalism 186 (1993) (assuming, as part of citizens’ “moral powers,” that they “can regulate and revise their ends and preferences”); Gerald Dworkin, The Nature of Autonomy, 2 Nordic J. Stud. Educ. Pol’y 7, 12 (2015) (“Autonomy should have some relationship to the ability of individuals, not only to scrutinize critically their first-order motivations but also to change them if they so desire.”). I do not mean the mere freedom to zig when one previously zagged. Certain factors beyond our control inevitably change over time: our external circumstances vary, and our set of experiences and beliefs expands. In response, it is often appropriate or even necessary to change ourselves in order to cohere, adapt, and grow. Otherwise, we become frozen into a course determined not by us, but by the “dead hand” of our past self.39Joel Feinberg, The Concept of Autonomy, in The Inner Citadel: Essays on Individual Autonomy 34 (John Christman ed., 1989) (“Always the self that contributes to the making of the newer self is the product of both of outside influences and an earlier self that was not quite as fully formed.”); see also Gingerich, Spotify, supra note 29, at 276 (2022); Jonathan Gingerich, Spontaneous Freedom, 133 Ethics 38, 42 (2022). Indeed, one might say that autonomous self-development just is the continual evolution of our self in response to new, external inputs.

It is almost always possible to change our ends, at least insofar as nothing physically prevents us. But pursuing our ends is often habitual, or even inertial. For us to have a meaningful opportunity to change,40The freedom to change cannot mean that one simply could change. That would be either impossible or true in nearly every circumstance, depending on one’s metaphysics. We anyway do not fully choose our ends. Rather, a meaningful opportunity is all that we can hope for. we must occasionally gain mental distance—of yet another sort—sufficient to reflect directly on our existing ends and their continued desirability, with adequate understanding of alternatives.41Cf. Gingerich, Spotify, supra note 29, at 277.

Listening only to chosen speech impedes this mental distance. Because we as listeners choose speech based on who we are, that speech is unlikely either to prompt critical self-reflection or to present an adequate range of alternatives for whom we could become. It may even passively reenforce our present ends and hinder our evolution.42Id. at 276; see also Gingerich, Spontaneous Freedom, supra note 39 , at 42. By contrast, consuming speech that is unchosen and hence more unfamiliar or even genuinely surprising is likelier to enable self-transformation.

A society that lacks such dynamism among its members, too, seems destined to remain trapped in outdated ways of life. As its membership grows and shifts, and the world changes, it may not evolve—culturally, politically, or legally—to meet new needs. As a staunch advocate of “[a] constitutional regime fearful of political entrenchment and dedicated to continual adaptation,”43incent Blasi, Holmes and the Marketplace of Ideas, 2004 Sup. Ct. Rev. 1, 45 (2004). Justice Oliver Wendell Holmes saw protection of specifically “the expression of opinions that we loathe” as indispensable.44Abrams v. United States, 250 U.S. 616, 630 (1919) (Holmes, J., dissenting).

E. Tolerance and Persuadability

In a pluralistic society, we must cooperate across irresolvable differences and disagreements. We must work with and take into account the interests of those with values, beliefs, and tastes significantly different from our own (let us call them our counterparts). Sometimes we must reach compromises with our counterparts, even at partial expense of our own ends. This demands tolerance toward our counterparts, that is, engaging and respecting them as rational agents and persons as we engage with them. We must, so far as possible, attempt to understand and make sense of their claims, identify issues of agreement, and persuade them on issues of disagreement.

Highly personalized listening can be expected to decrease tolerance. Humans have a well-documented proclivity to exhibit negative personal attitudes toward those who hold views—especially moral and political views—with which they strongly disagree.45See, e.g., Cass R. Sunstein, Going to Extremes: How Like Minds United and Divide, 1–20 (2009) (detailing tendencies within likeminded groups toward both more extremism and more negative perceptions toward outsiders); Lee C. Bollinger, The Tolerant Society 111, 120 (1986). We may also interpret the speech of our counterparts in uncharitable ways, thereby missing any merit in it.46See, e.g., Julia A. Minson, Frances S. Chen & Catherine H. Tinsley, Why Won’t You Listen to Me? Measuring Receptiveness to Opposing Views, 66 Mgmt. Sci. 2801 (2019). But these effects can be countered, the more often we hear counterparts speak.47See, e.g., Diana C. Mutz, Cross-Cutting Social Networks: Testing Democratic Theory in Practice, 96 Amer. Pol. Sci. Rev. 111, 122–23 (2002). The more we so listen, the likelier we become to succeed in the social cooperative tasks mentioned above, and to empathize with our counterparts.

Tolerance is useful within any social group, but its usefulness is heightened within a democracy. For in a democracy, we exercise coercive power mutually over each other. As Jonathan Gingerich has argued, all participants in a democratic system, and especially potential losers, must have a genuine opportunity to persuade their fellow citizens on political issues.48Gingerich, Spotify, supra note 29, at 264; see also Robert Post, Religion and Freedom of Speech: Portraits of Muhammad, 14 Constellations 72, 75–75 (2007). Gingerich focuses on the importance of being able to persuade fellow citizens on cultural issues; but the point holds even if one centers political issues. See also Chen, supra note 10, at 105–06, 108–11. This logically entails that citizens must open themselves, even ever so slightly, to the possibility of being persuaded49For an enlightening discussion of persuadability as a personal virtue, see generally Joseph Blocher, “The Road I can’t Help Travelling”: Holmes on Truth and Persuadability, 51 Seton Hall L. Rev. 105 (2020)., in light of their own fallibility and the basic rationality of other citizens—at least enough to actively listen.50Teresa Bejan has cogently criticized public speakers today for talking to ourselves (those who agree with us), and thereby primarily seeking not to persuade but to acquire and bestow recognition. Teresa Bejan, A People’s History of Free Speech, Persuasion (Oct. 9, 2024), http://www.persuasion.community/p/a-peoples-history-of-free-speech [https://perma.cc/DD2Q-PRDW]. For any opportunity for a speaker to persuade, however slight, dies if all listeners tune out.51Cf. Chen, supra note 10, at 108, 111.

One might go further. Elected officials within a democracy owe a duty to their constituents to hear out their political concerns, no matter how much the officials would prefer not to. One might by extension argue that voters, as joint rulers over one another, have an obligation to hear out the political concerns of at least some of their counterparts.52Of course, choosing across many axes of preference may incidentally expose a listener to speech that is unchosen, and mitigate some of these harms. The socialist may encounter anti-socialist speech on the Yankees-fans’ or parents’ forum. However, insofar as viewpoints tend to cluster, and conversations tend to be more focused online than in-person, the mitigating effects may be limited. As Justice Louis Brandeis once declared, “public discussion is a political duty.”53Whitney v. California, 274 U.S. 357, 375 (1927) (Brandeis, J., concurring).

II. Limitations and Implications

Having made the general case for unchosen listening, I offer a few brief remarks to situate it within contemporary free speech doctrine.

Hopefully it is clear that I do not mean to reject listener choice as a critical First Amendment concept. Listener choice is rightly viewed by courts as definitive in certain limited domains, such as the home.54Frisby v. Schultz, 487 U.S. 474, 484–85 (1988). The doctrine largely limits those domains to one, the home, see Bhagwat, and it may do so rightly. The home is a place of private intimacy, where one can retreat in order to avoid the social cooperative pressures that pervade our lives in so many other spaces. Arguably courts should, even most of the time, defer to the listener’s choice, as the least objectionable, content-neutral proxy for their interests. After all, listeners’ choices usually converge with their personal interests. Respecting listeners’ choices also tends, through market mechanisms, to generate decently diverse media options, which are good for their democratic interests.55Grimmelmann is thus right that listener choice should be a significant factor guiding regulation of some intermediaries. Grimmelmann, supra note 3, at 1231–32. He also elegantly weighs the diverse interests of speakers, listeners, and intermediaries.

As mentioned at the outset, I am also inclined to believe that the First Amendment does not protect a right to coerce listeners.56See Bhagwat, supra note 3, at 1157–58; Norton, supra note 3, at 1366. The final scene of A Clockwork Orange is not a good look for the Constitution. Some speech, such as hundreds of creepy Facebook messages,57Counterman v. Colorado, 600 U.S. 66, 70 (2023). See also Norton, supra note 3, at 1365, 1367. may be constructively coercive, because of its repetition, intimidation, or substantial disruption of normal activities. Other speech may be coercive because of time-constrained psychological vulnerabilities of a listener.58See generally, e.g., McCullen v. Coakley, 573 U.S. 464 (2014) (abortion clinic patients); Snyder v. Phelps, 562 U.S. 443 (2011) (funeral attendees); Ohralik v. Ohio State Bar Ass’n, 436 US 447 (1978) (accident victims). The first two cases upheld free speech claims against listeners, perhaps rightly, but all three involve listeners who might be considered (temporarily) psychologically vulnerable. But listening is not coerced simply because unrequested, unaccepted, or even undesired. I am inclined to believe that even speech that ignores a listener’s affirmative assertion of unwillingness is not coerced, absent such exacerbating factors.59I do appreciate, however, that Bhagwat contemplates limitations on assertions of the right not to listen, such as across time, and perhaps even a requirement of one-time minimal exposure. Bhagwat, supra note 3, at 1129. Speech is not sex. Nor is listening coerced if the asserter had some minimal exposure to the speech on a prior occasion—the glimpse before we “avert our eyes” or click to delete.60The power of government to compel listening, because of its power, may be uniquely limited.

One of the main venues for speech of this sort is the public forum. Of course, speech in these spaces works better—to spark correction, creativity, transformation, or tolerance—when the listener is game. Indeed, the more actively a listener resists, the less likely speech will achieve any such benefits. But even if most listeners avert their eyes against unwanted speech in public, they at least gain minimal exposure to the message and the fact that someone wants to speak it. Even that regular exposure can heighten tolerance and reduce resistance toward other, perhaps more articulate, unchosen speech.

Virtual forums can prevent even such minimal exposure to speech. With digital listener’s-choice technology, you need not avert your eyes whenever you see an unwelcome message, but can often effectively swipe right to pre-screen all similar messages. Indeed, some messages can be silenced not because you affirmatively resisted them, but because messages you liked better were prioritized over them. Yet media platforms may increasingly turn to listener’s choice as a means of filtering principle that both satisfies users and evades responsibility.

Aggressive use of listener-chosen filtering may even portend the demise of the traditional public forum. The area of publicly owned space available for talking appears to have been shrinking for decades, as the Court has recognized.61See Food Emps. v. Logan Valley Plaza, Inc., 391 U.S. 308, 324 (1968) (describing movement from urban to suburban spaces and hence the growth of shopping malls as places of public congregation); see also Sarah Schindler, The Publicization of Private Space, 103 Iowa L. Rev. 1093, 1106 (2018) (“Fewer cities are investing in the direct creation of new publicly owned public space, and there has been an increase in privatized public space.”). Listeners, willing and unwilling, have fled those spaces even faster since the digital era. Research shows that pedestrians now walk faster, and interact less often, in public spaces.62Arianna Salazar-Miranda, Zhuangyuan Fan, Michael B. Baick, Keith N. Hampton, Fabio Duarte, Becky P.Y. Loo, Edward L. Glaeser & Carlo Ratti, Shifting Patterns of Social Interaction: Exploring the Social Life of Urban Spaces Through A.I. (Nat’l Bureau Econ. Rsch., Working Paper No. 33185, 2024) (analyzing pedestrian behavior using video evidence from 1979–2010). Many factors seem to exacerbate this trend: ever more densely developed urban areas,63Zenovia Toloudi, Are We in the Midst of a Public Space Crisis?, The Conversation (Jun. 7, 2016) (describing urban planning choices that restrict access to public space). constrained public budgets,64Nina Lakhani, Millions of Americans Lack Access to Quality Parks, Report Reveals, The Guardian (May 20, 2020), https://www.theguardian.com/environment/2020/may/20/park-inequality-access-coronavirus-wellbeing [https://perma.cc/KHT4-S5JH] (describing budget constraints as one reason why 100 million Americans lack access to public open and green spaces). perceived rises in crime, architectural features designed to make spaces less welcoming (likely targeted at the homeless),65See, e.g., Faith Ruetas, Anti Homeless Architecture, Rethinking the Future, https://www.re-thinkingthefuture.com/designing-for-typologies/hostile-architecture-anti-homeless-architecture/ [https://perma.cc/XY2M-4GUP] (depicting various forms of architecture that seem designed to exclude lingering). and increasing stretches of everyday life spent online. When we talk to strangers, it is thus mostly in private, digitally moderated spaces, to the willing. Even when we do find ourselves conversing in physical spaces, severe geographical political segregation means that our interlocutors will often still be likeminded.66See, e.g., Yongjun Zhang, Siwei Cheng, Zhi Li, Wenhao Jiang, Human Mobility Patterns Are Associated with Experienced Partisan Segregation in U.S. Metropolitan Areas, (Nat’l Econ. Bureau Rsch., Working Paper, 2025) (observing partisan segregation not just across geographical regions but within residential neighborhoods of cities). All of this stymies the serious engagement across difference that is critical to the democratic process.

Admittedly, the public forums of old were never ideal sites for reasoned discourse. Soapbox speakers are typically better at stirring passions than parsing arguments. Yet the solution should not be doctrinal abandonment of the public forum, and the commitment to unchosen listening that it represents.67See Ronald J. Krotoszynski, Jr., Our Shrinking First Amendment: On the Growing Problem of Reduced Access to Public Property for Speech Activity and Some Suggestions for a Better Way Forward, 78 Ohio St. L.J. 779, 784 n.15 (2017) (collecting cases in which courts permitted the government to exclude citizens from public spaces). Rather, courts should stand ready to approve the expansion of spaces in which we encounter at least some unbidden speech—if necessary, privately owned ones68See generally Erin L. Miller, The Private Abridgment of Free Speech, 32 Wm. & Mary Bill Rts. J. 615 (2024) (arguing for the validity of First Amendment claims against certain powerful private agents, including potentially the largest social media platforms).—and encourage reason-giving within them.69See Rebecca L. Brown, Remarks on Academic Freedom and Free Speech: Reflections on Blocher, 98 S. Cal. L. Rev. 1379, 1385–86 (2025). That would be the First Amendment paradise.

 

98 S. Cal. L. Rev. 1399

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* Associate Professor of Law & Philosophy, University of Southern California Gould School of Law. I am grateful to the participants in this symposium for inspiring this comment, to the student editors of the Southern California Law Review for their diligence at every step of the production process, and to Ashutosh Bhagwat, Rebecca Brown, James Grimmelmann, and Felipe Jiménez for detailed feedback.

The First Amendment of Fear

  Introduction

Fear can be a powerful silencer. Speakers may be thwarted not only by direct force but also when they check themselves because they anticipate adverse consequences. Some assessment of costs and benefits is involved whenever anyone decides to communicate, of course. That is normal and actually valuable. Yet acute anxiety, caused by the realistic prospect of violence or other grave harm, differs from ordinary consequential reasoning, even if both result in silence.

Today, speakers seem to be hesitating with concerning frequency. Their reticence is understandable, because disagreement and its consequences have become severe in certain settings. Acute fear of speaking has affected those on the right and on the left, though not perhaps in the same way or to the same degree. Consider an example at Columbia University. Reportedly, a truck with a billboard bearing the words “Columbia’s Leading Antisemites,” alongside the names and faces of students and faculty, appeared in Morningside Heights and drove slowly around campus.1Esha Karam, ‘Doxxing Truck’ Displaying Names and Faces of Affiliates It Calls ‘Antisemites’ Comes to Columbia, Colum. Spectator (Oct. 25, 2023, 11:45 AM), https://www.columbiaspectator.com/news/2023/10/25/doxxing-truck-displaying-names-and-faces-of-affiliates-it-calls-antisemites-comes-to-columbia [https://perma.cc/37K2-QSXM]. For reporting on a similar incident, see Anemona Hartocollis, After Writing an Anti-Israel Letter, Harvard Students Are Doxxed, N.Y. Times (Oct. 18, 2023, 5:03 AM), https://www.nytimes.com/2023/10/18/us/harvard-students-israel-hamas-doxxing.html [https://web.archive.org/web/20231018090959/https://www.nytimes.com/2023/10/18/us/harvard-students-israel-hamas-doxxing.html]. The truck targeted Columbia affiliates who allegedly had signed a statement of solidarity with Palestinians in Gaza. The stunt was reported to be a project of a conservative media group, which also published a website that listed students and faculty members and was updated regularly.2Karam, supra note 1. People named on the website were said to be members of various campus groups that were engaged in protests against Israel’s military actions. The website asked readers to send messages to Columbia’s board of trustees urging them to “take a stand” against “these hateful individuals.”3Id. The group also purchased domain names that corresponded to the actual names of several students and faculty on the list, and it planned to send the truck to the targets’ homes. Two Columbia law students who were named had job offers withdrawn by law firms, according to news outlets covering the story.4Id. For reporting on self-censorship surrounding the military actions in Gaza, see Emily Nayyer, Surveys Reveal Rising Student and Faculty Concern About Censorship, Self-Censorship Post-October 7, FIRE (July 12, 2024), https://www.thefire.org/news/surveys-reveal-rising-student-and-faculty-concern-about-censorship-self-censorship-post [https://perma.cc/5RJW-WXFC] (reporting the results of a survey that found increased censorship and self-censorship among students concerning the war in Gaza); Shibley Telhami & Marc Lynch, Middle East Scholar Barometer #7 (May 23-June 6, 2024), https://criticalissues.umd.edu/sites/criticalissues.umd.edu/files/November%202023%20MESB%20Results.pdf [https://perma.cc/8YKA-2GSS] (reporting the results of a poll conducted by the University of Maryland and George Washington University, finding that seventy-five percent of scholars of the Middle East responded “Yes” when asked, “Do you feel the need to self-censor when speaking about the Palestinian-Israeli issue in an academic or professional capacity?”).

Although debates over Israel’s military actions in Gaza are particularly fierce, they are not unique. Fear of speaking seems to have intensified as political conflict has escalated in the United States and elsewhere.5Again, the phenomenon probably is not limited to one political camp, however asymmetric it may be. It is possible to imagine a situation where a public identification, accompanied by a charge of racism or bigotry, could be intended to elicit violence by third parties. The 2020 Central Park incident was meaningfully different, both because the intent of the person who posted the video did not seem to be malicious, and because the speech the video depicted was not on a matter of public concern. But a variation on that incident could be invented that would constitute doxing. Olivia Land, NYC’s ‘Central Park Karen’: I still live in hiding three years after viral video, N.Y. Post (Nov. 7, 2023), https://nypost.com/2023/11/07/metro/central-park-karen-still-hiding-3-years-after-viral-video [https://perma.cc/5LUY-VDNN]. As differences have deepened and political identities have tribalized, speakers noticeably have withdrawn, nervous about the possible results. Some antagonism is inherent in healthy democratic discourse, and it is not cause for regret. Criticism is a feature of deliberation, and it is valued by First Amendment traditions. But anticipation of systematic violence is something of a different order, at least arguably. Intimidation like that can degrade democratic discourse and political cooperation—or that at least is the worry with respect to freedom of expression.

Technological changes have contributed to the climate of anxiety, of course. Although some of the activity at Columbia was analog—it took the form of a truck circling campus—other aspects have leveraged the efficiency of digital media. Today, any utterance can be preserved and disseminated, instantly and cheaply. Anonymity reduces accountability for the intimidation; though anonymity also can serve freedom of expression,6See McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 342 (1995) (describing a First Amendment tradition of protecting anonymous speech in the United States). its possible piercing can disincentivize debate. A feeling of surveillance can result—the sense that something you say can provoke reprisal that is utterly devastating.

Although this is hard to document, the university classroom itself shows signs of being impoverished by the effects of systemic fear. On questions of political controversy, students appear reluctant to volunteer views that even conceivably could expose them to retribution or stigmatization. Faced with a choice between the exploration of ideas that entails the risk of retribution and the safety of silence, many students opt for the latter, it seems. And that is true of at least some students on the right and left.

Professor Helen Norton’s insightful essay for this symposium explores a related dynamic surrounding the law of stalking.7Helen Norton, Fear and Free Speech, 98 S. Cal. L. Rev. 1351 (2025). For purposes of this Essay, what her sophisticated analysis illustrates is a more general phenomenon, namely that speech generating fear can itself have a silencing effect. Although the constitutional debate surrounding stalking manifestly concerns the expressive rights of the stalker, its latent lesson is that there are speech interests on both sides—that the victims of harassment and intimidation themselves can become muzzled.8To get a sense of that debate, see the majority and dissenting opinions in Counterman v. Colorado, 143 S. Ct. 2106 (2023), and Genevieve Lakier & Evelyn Douek, The First Amendment Problem of Stalking: Counterman, Stevens, and the Limits of History and Tradition, 113 Calif. L. Rev. 149, 195–203 (2025) (endorsing Justice Sotomayor’s concurring opinion in Counterman). Understanding that dynamic complicates any consideration of the First Amendment of fear.

This short Essay seeks to make modest progress on understanding and approaching the relationship between extreme fear and freedom of speech. Part I draws inspiration from Judith Shklar, who famously built a liberal political theory designed to shield citizens from fear.9A representative work is Judith N. Shklar, The Liberalism of Fear, in Liberalism and the Moral Life 21, 29 (Nancy L. Rosenblum ed., 1989). Though her theory was concerned solely with government oppression, and though she built up only a minimal kind of political morality, it can be complicated and complemented to include private sources of intimidation and, relatedly, to comprehend a positive government obligation to ensure the basic social and material conditions for a healthy speech environment. Part II then applies this political conception to the problem of doxing. State statutes regulating doxing already exist, though they mostly have not yet been tested for adherence to the First Amendment.10For examples of state doxing statutes, see infra notes 34, 37. For cases testing doxing statutes, see Kratovil v. City of New Brunswick, 261 N.J. 1 (2025) (holding that a New Jersey law that shielded an official from publication of their exact home address was narrowly tailored to a compelling state interest); Atlas Data Privacy Corporation v. We Inform, LLC, 758 F. Supp. 3d 322 (D.N.J. 2024) (also upholding the New Jersey statute); DeHart v. Tofte, 326 Or. App. 720 (Ct. App. Ore. 2023) (declining to apply a doxing law on expressive grounds); Publius v. Boyer–Vine, 237 F. Supp. 3d 997 (E.D. Cal. 2017) (ruling unconstitutional a statute that protected against the publication of certain identifying information about certain officials, upon request); Brayshaw v. City of Tallahassee, 709 F. Supp. 2d 1244 (N.D. Fla. 2010) (overturning on constitutional grounds a conviction for publishing identifying information about a police officer); Ostergren v. Cuccinelli, 615 F.3d 263 (4th Cir. 2010) (holding that a free-speech advocate’s publication of social security numbers was protected); Sheehan v. Gregoire, 272 F. Supp. 2d 1135 (W.D. Wash. 2003) (invalidating a state statute prohibiting publication of identifying information about certain public officials). Whether and how those laws comport with the right to freedom of expression is a complicated issue, one that must include consideration of the expressive interests of the targets or victims of doxing, as well as of the perpetrators, and it must involve the social and economic power relationships that constitute and distort the expressive environment.

I. The Politics of Fear

A place to start is with perhaps the most prominent political theorist of fear, Judith Shklar. Reading her later work today is bracing—it elicits a jolt of recognition. At the most basic level, Shklar seeks to organize a conception of liberalism around a summum malum, namely “cruelty and the fear it inspires, and the very fear of fear itself.”11Shklar, supra note 9, at 29. Cruelty of the sort that concerns her is systematic; it is not haphazard but instead it entails the “deliberate infliction of physical, and secondarily emotional, pain” as an exercise of power by those in positions of strength against those in positions of weakness.12Id.

Terror and acute anxiety are bad, supremely bad, partly because they interfere with freedom, understood as the ability to direct one’s own life. Here is a key passage: “Every adult should be able to make as many effective decisions without fear or favor about as many aspects of her or his life as is compatible with the like freedom of every other adult. That belief is the original and only defensible meaning of liberalism.”13Id. at 21. She explains that liberalism aims to lift the burden of political anxiety from the shoulders of adults, who then can order their lives according to their own beliefs, wants, and needs.14Id. at 31 (explaining that liberalism restricts itself to politics and seeks “to lift the burden of fear and favor from the shoulders of adult women and men, who can then conduct their lives in accordance with their own beliefs and preferences”).

Shklar’s chain of reasoning—from basic security, to the fear of its violation, to the fear of fear itself, and then to the connection of security to the exercise of basic freedom—resonates. She connects power differentials and their abuse to human emotion, and she connects psychological security to the ability of individuals to function as citizens in a political community.15Id. at 29 (“Systematic fear is the condition that makes freedom impossible . . . .”). A commitment to personal security is political insofar as it concerns a necessary condition of the community—of the project of democratic cooperation.16Id. (“[W]hen we think politically, we are afraid not only for ourselves but for our fellow citizens as well. We fear a society of fearful people.”).

For theorists of free speech, it is a short step from Shklar’s liberalism to the realization that speakers cannot be free if they are fearful of physical violence or of power exercised against them in ways that threaten their safety. Is this silencing systematic? Shklar is not simply concerned with insecurity, again, but with insecurity that issues from power differentials and is patterned. Silencing that results from fear today could possibly be considered systematic, in a sense. Or you could say that some silencing is systematic in this way. In a radically polarized political climate, the content and viewpoint that risks retribution is foreseeable—and it is precisely this predictability that creates the conditions for censorship. If speakers did not know what positions or politics would endanger themselves or their families, they would not be able to avoid them. But because such viewpoints are foreseeable, and to the extent they are, they can be silenced.

Shklar is focused on public power, which she identifies with government action.17Id. at 21 (“[W]hile the sources of social oppression are indeed numerous, none has the deadly effect of those who, as the agents of the modern state, have unique resources of physical might and persuasion at their disposal.”). And her sharp distinction between public and private power is recognizably liberal.18Cf. Corey Robin, Fear: The History of a Political Idea 14–15 (2004) (describing and complicating Shklar’s exclusive focus on government, and showing how that focus relates to her liberalism). To some degree, Shklar’s work nevertheless remains relevant here, even strictly construed, because it applies to certain violations of freedom of expression that are instigated by government actors. In this pattern, a public official identifies a political enemy with the knowledge and expectation that followers will harass and intimidate the targeted person, terrifying them into submission and silence. So, although the proximate harm is caused by private persons, the coordination and instigation come from politicians.

Yet taking a broader view, Shklar’s focus on state action neglects instances in which private actors threaten potential speakers without any apparent or actual coordination by government figures. Because the effect is often the same, and because the topics involved may well be matters of public concern, her neglect of nonpublic exercises of power to systematically silence people limits the usefulness of her insights in today’s speech environment.

It is true that Shklar acknowledges the relevance of some social and institutional conditions for the exercise of individual freedom. For example, she emphasizes some differences between her theory and Isaiah Berlin’s negative liberty, which is otherwise quite similar. She sees the importance of protecting not just negative liberty as such, but also the conditions that make its exercise possible, and she realizes that in this way negative liberty is a necessary but not sufficient condition for personal freedom.19Shklar, supra note 9, at 28. “No door is open in a political order in which public and private intimidation prevail,” she says, and therefore it is important to identify the “institutional characteristics of a relatively free regime,” including mechanisms for the dispersal of power—social as well as strictly political power.20Id. (emphasis added); see id. at 30–31 (embracing property rights as a mechanism for the dispersal of power).

In a prominent critique, Sam Moyn portrays the liberalism of fear as an instance of what he calls Cold War liberalism. Chastened and traumatized by the wars and totalitarianisms of the twentieth century, Shklar pessimistically “dropped any radical expectations of improvement” and retreated to defending minimal pluralism against the persistent threat of violence.21Samuel Moyn, Before—and Beyond—the Liberalism of Fear, in Between Utopia and Realism: The Political Thought of Judith N. Shklar 24, 24 (Samantha Ashenden & Andreas Hess eds., 2019). Abandoning the aspirations of her earlier work, Shklar adopted a “ ‘survivalist’ approach to political theory,” one resigned to hope only for “damage control.”22Id. at 25; Shklar, supra note 9, at 27 (“We say ‘never again,’ but somewhere someone is being tortured right now, and acute fear has again become the most common form of social control. To this the horror of modern warfare must be added as a reminder. The liberalism of fear is a response to these undeniable actualities, and it therefore concentrates on damage control.”). This form of liberalism offered few resources to resist the rise of libertarianism and neoliberalism, though it was distinct from both.23Cf. Daniel McAteer, A Conversation with Samuel Moyn: The Cold War and the Canon of Liberalism, Univ. of Oxford: Ctr. for Intell. Hist. (Apr. 1, 2022), https://intellectualhistory.web.ox.ac.uk/article/a-conversation-with-samuel-moyn-the-cold-war-and-the-canon-of-liberalism [https://perma.cc/597Y-CEJ9] (arguing that in “the Cold War” period, “you get a much more libertarian framing of liberalism”).

We need not accept the limits of the liberalism of fear. To the degree that Shklar herself is focused solely on precarity caused by government policing, we can expand her insights and apply them to nongovernmental sources of insecurity. Political and constitutional theory can assimilate the insight that freedom of speech, like other basic liberties, cannot be merely formal but must be real for the actual human beings living in historically specific social situations.24Nelson Tebbe, A Democratic Political Economy for the First Amendment, 105 Cornell L. Rev. 959, 974–80 (2020). For a new, important account of why legal rights often are formal, not real, see Jeremy Kessler, Law and Historical Materialism, 74 Duke L.J. 1523, 1527–1538 (2025). It is essential for the meaningful exercise of freedom of speech for certain essential social and economic conditions to obtain. Some of these conditions are egalitarian, and some are sufficientarian, as argued in other work.25Tebbe, supra note 24, at 967. Here, the specific point is that speakers do not have a meaningful ability to express themselves freely if they are subject to fundamental physical and psychological insecurity. This is not just the healthy fear of avoidable pain, as Shklar emphasizes, but the systematic circumstance of political polarization and power exertion that predictably suppresses particular viewpoints.

The First Amendment of fear qualifies as a political conception because it attends to social and economic power and locates solutions, ultimately if not exclusively, in the state. Although the closest causes of anxiety today often are other citizens, leveraging digital media and other technologies of terror, they are unlikely to be stopped solely by private means. Government has an obligation to ensure people’s security, and their sense of security, as a condition of meaningful political participation as cogovernors in a democracy. Whether that obligation itself has constitutional force is an interesting but different question, and regardless government ought to be constitutionally permitted to pursue the structural conditions for real

people’s meaningful exercise of the fundamental right to freedom of expression.

Is the political commitment to freedom from fear possible to implement in law, given existing First Amendment doctrine? There is some doubt. Part II explores that question in the context of state statutes criminalizing or otherwise regulating doxing.

II. Doxing and Silencing

In the little space that is left in this Essay, let’s consider attempts by law to guard against a particular cause of fear, namely doxing. These attempts face serious challenges under the First Amendment, since doxing typically constitutes speech that does not necessarily or obviously fall within an existing category of unprotected expression, and since it is regulated based on its content.26For decisions considering the constitutionality of doxing laws, see supra note 10. From the perspective of the First Amendment of fear, this legal circumstance could be seen as a matter of regret, insofar as doxing itself can have a powerful silencing effect on those it targets.27Although doxing nearly always constitutes speech, it does not always single out its targets because of their expression. Even when it does not, however, it can exert a silencing effect. There may be no way to assimilate that insight into the existing structure of free speech doctrine. Yet this Part cautiously explores one possible pathway.

Doxing can be understood in several ways. The Oxford English Dictionary defines it as “[t]he action or process of searching for and publishing private or identifying information about a particular individual on the internet, typically with malicious intent.”28Doxing, Oxford Eng. Dictionary, https://doi.org/10.1093/OED/6624632723 [https://perma.cc/V3TS-EJ3G]. At root, and colloquially, the practice involves publishing identifying information about someone in order to facilitate harm of that person by third parties. Yet not every element of this understanding is essential; arguably, the trucks that circled campuses displaying the names and images of students constituted doxing even though they did not involve the internet.29See, e.g., Karam, supra note 1 (using the phrase “doxxing truck”). And additional elements may be necessary, such as a particular level of mens rea, or a requirement that the information not already be publicly available, or that the target is not a public official.

California has an influential criminal statute that includes a specification of what constitutes doxing. It prohibits “electronically distribut[ing]” through various means “personal identifying information” of another person “with intent to place another person in reasonable fear for his or her safety, or the safety of the other person’s immediate family” and “for the purpose of imminently causing that other person unwanted physical contact, injury, or harassment . . . by a third party.”30Cal. Penal Code § 653.2(a) (West 2024). The statute also, but separately, prohibits distributing “an electronic message of a harassing nature about another person, which would be likely to incite or produce that unlawful action.” Id. Among the exceptions is the distribution of information with the target’s consent.31See id.

Though the California criminal statute does not use the term doxing, it has been understood to regulate that activity. A newer state law provides a civil cause of action for “doxing,” which it defines using much the same language as the criminal provision.32Cal. Civ. Code § 1708.89(a)(1) (West 2024). Here is the language:

“Doxes” means an act when a person, with intent to place another person in reasonable fear for their safety, or the safety of the other person’s immediate family, by means of an electronic communication device, and without consent of the other person, and for the purpose of imminently causing that other person unwanted physical contact, injury, or harassment, by a third party, electronically distributes, publishes, emails, hyperlinks, or makes available for downloading, personal identifying information, including, but not limited to, a digital image of another person, or an electronic message of a harassing nature about another person, which would be likely to incite or produce that unlawful action.
Legislative history shows that state lawmakers intended to provide a civil cause of action for doxing, referencing the criminal statute.33A.B. 1979, 2023–2024, Reg. Sess. (Cal. 2024). Also, Stanford University’s “Anti-Doxxing Policy” appears to be modeled on the California statutes and uses substantially the same definition of the prohibited activity.34Anti-Doxxing Policy, Stanford Univ. Bull., https://bulletin.stanford.edu/academic-polices/student-conduct-rights/anti-doxxing [https://perma.cc/L5D5-4UE6]; see David Cremins, Defending the Public Quad: Doxxing, Campus Speech Policies, and the First Amendment, 76 Stan. L. Rev. 1813, 1821 (2024) (noting that Stanford’s anti-doxing provision was modeled on California’s law, and that it passed the Faculty Senate with “near-unanimous support”).

Notable here is California’s use of the term “fear” to indicate the harm that it seeks to protect against. Apparently, the state believes that disabling anxiety on the part of victims is serious enough to warrant a criminal prohibition. And the statute recognizes that the electronic distribution of personal information has the power to generate a specific kind of harm, and to an extraordinary degree. Yet the statute also limits itself to fear of “physical contact, injury, or harassment,” not just anticipation of political criticism or even social ostracism, without more. Though there is considerable variation among state doxing statutes on this and other questions, the California approach is among the most straightforward.35For an example of a state statute that regulates doxing by name, see Wash. Rev. Code § 4.24.792 (2024). For an example of a law that does not use the term and is narrower in that it only applies to the disclosure of telephone numbers and home addresses, see Tex. Penal Code Ann. § 42.074 (West 2023). Also notable is that the California statute does not exempt news reporting, perhaps because lawmakers reasoned that the intent requirement would not be satisfied and therefore an explicit exemption was unnecessary.

Could the California statute withstand a First Amendment challenge?36The statute has been applied by courts, none of which have reached the constitutional question. Dziubla v. Piazza, 273 Cal. Rptr. 3d 297, 306–07 (2020); People v. Shivers, 186 Cal. Rptr. 3d 352, 356–358 (2015); see Cremins, supra note 34, at 1819 (“Since its passage in 2008, Section 653.2 has apparently never been challenged on First Amendment grounds . . . .” (footnote omitted)). The difficulty, of course, is that the distribution of personal identifying information could itself be seen to be expression, or expressive conduct. And if the Speech Clause is implicated, then plausibly it requires strict scrutiny of the California statute, which regulates on the basis of content.37See Cremins, supra note 34, at 1823, 1824 n.51 (noting that doxing rules single out speech on the basis of content). After all, the statute only prohibits a specific kind of speech, namely the distribution of certain identifying information using a particular medium. And whether the statute is narrowly tailored to a compelling government interest is unclear.38For examples of decisions finding that strict scrutiny was satisfied, see Kratovil, 261 N.J. at 26 (“we hold that when it enacted Daniel’s Law, the Legislature carefully calibrated the statute to serve a state interest of the highest order by the least restrictive means”), and Atlas Data Privacy Corp., 758 F. Supp. 3d at 337.

Under one theory, the California statute might be constitutional because it regulates a type of threat. On this approach, the regulated content would fall within a traditional category of unprotected speech. Compare California’s threat statute. It criminalizes threatening another person with “death or great bodily injury” with the specific intent that the statement be taken as a threat and under circumstances that convey a specific and immediate danger so that the target “reasonably . . . [is] in sustained fear for his or her own safety or for his or her immediate family’s safety.”39The relevant section of the statute reads, in full:

Any person who willfully threatens to commit a crime which will result in death or great bodily injury to another person, with the specific intent that the statement, made verbally, in writing, or by means of an electronic communication device, is to be taken as a threat, even if there is no intent of actually carrying it out, which, on its face and under the circumstances in which it is made, is so unequivocal, unconditional, immediate, and specific as to convey to the person threatened, a gravity of purpose and an immediate prospect of execution of the threat, and thereby causes that person reasonably to be in sustained fear for his or her own safety or for his or her immediate family’s safety, shall be punished by imprisonment in the county jail not to exceed one year, or by imprisonment in the state prison.

Cal. Penal Code § 422(a) (West 2024).
Threat statutes do typically guard against a particular kind of “fear.”40Counterman v. Colorado, 143 S. Ct. 2106, 2114 (2023) (“True threats subject individuals to ‘fear of violence’ and to the many kinds of ‘disruption that fear engenders.’ ” (quoting Virginia v. Black, 538 U.S. 343, 360 (2003))). Conceivably, California’s doxing statute regulates a subset of threat—a specific kind of statement, made through a particular medium, that causes the target to feel insecure, particularly with regard to safety. Both statutes have an intent requirement and they both apply only to reasonable fears and imminent dangers. Neither requires the violence to eventuate because both recognize that the fear itself is harmful.

To be sure, there are differences that may be important. Crucially, the doxing statute shields against statements that risk harm not by the speaker, but by a third party. For this reason, it could be reasonably argued that incitement is the category of unprotected speech that is more closely analogous to doxing.41Under this alternative, a doxing conviction would have to meet the Brandenburg test, according to which “the constitutional guarantees of free speech and free press do not permit a State to forbid or proscribe advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action and is likely to incite or produce such action.” Brandenburg v. Ohio, 395 U.S. 444, 447 (1969). But incitement does not centrally involve fear, which seems essential to the harm of doxing.

If it is correct that doxing can count as a type of threat, then its prohibition could be seen as having a kind of derivative constitutionality. Threats constitute a category of unprotected speech, under established Supreme Court doctrine.42Counterman, 143 S. Ct. at 2113 (“True threats of violence, everyone agrees, lie outside the bounds of the First Amendment’s protection.”). If California has criminalized a species of threat, then its doxing statute could survive under that First Amendment doctrine. Importantly, the state would have to require at least a recklessness level of mens rea to avoid chilling protected activity.43Id. But because the doxing statute requires an “intent” and a “purpose,” it could be construed to clear that bar.44Cal. Penal Code § 653.2(a) (West 2024).

A possible doctrinal objection is that the Supreme Court protected an early form of doxing in NAACP v. Claiborne Hardware.45NAACP v. Claiborne Hardware Co., 458 U.S. 886 (1982). That decision is mainly known for its holding that a civil rights boycott of white-owned businesses was constitutionally protected.46Id. at 914. Less well known is the Court’s holding that recording the names of customers who violated the boycott, reading those names at meetings, and publishing the names in a newspaper could not be punished.47Id. at 925–26. If boycott enforcers from the NAACP intended to threaten these customers by causing them to fear that they would be identified to third parties who would harm them, then their activity of recording names looks like doxing. And the Court held that the organizers “admittedly sought to persuade others to join the boycott through social pressure and the ‘threat’ of social ostracism” but that “[s]peech does not lose its protected character . . . simply because it may embarrass others or coerce them into action.”48Id. at 910–11. Violence did occur in the course of the boycott, but still, the Court held that publishing names of boycott violators could not be punished. This could be understood as precedent for protecting doxing.

Yet the Court also reaffirmed that both violence and the threat of violence are unprotected and could be punished.49Id. at 916 (“[T]here is no question that acts of violence occurred. No federal rule of law restricts a State from imposing tort liability for business losses that are caused by violence and by threats of violence.”). What the First Amendment requires is precision, not protection of threatening speech.

When [violence or a threat] occurs in the context of constitutionally protected activity . . . ‘precision of regulation’ is demanded. Specifically, the presence of activity protected by the First Amendment imposes restraints on the grounds that may give rise to damages liability and on the persons who may be held accountable for those damages.50Id. at 916–17 (quoting NAACP v. Button, 371 U.S. 415, 438 (1963)).

In the context of doxing, this may provide good reason to require an elevated level of mens rea.51Cf. id. at 919 (noting that, in the context of those who associate with others who commit violence, “to punish association with such a group, there must be clear proof that a defendant specifically intends to accomplish the aims of the organization by resort to violence”) (alterations and internal quotation marks omitted). The lesson may be that while speech that identifies perceived wrongdoers cannot be punished, particularly when it addresses matters of public concern, speech that identifies individuals for the specific purpose of eliciting violence can be prohibited because criminalization with that elevated level of intent constitutes “precision of regulation.” Whether the “doxing truck” at Columbia could be criminalized under this approach would depend, in part, on whether it was operated with the requisite level of intent.

Another possible objection is that punishing only doxing that is specifically intended to elicit fear of violence, and that qualifies as a type of threat, does not match people’s common understanding of doxing. On this objection, it is undesirable for there to be a mismatch between the social meaning of a term like doxing and the legal prohibition that seeks to address the harm. That is reasonable. If the truck at Columbia were not motivated by the requisite intent, such that it did not constitute doxing as a legal matter, some would view that as a fault of the statute. One response is that not protecting against doxing at all, or doing so only through existing statutes designed for other purposes, also fails to match people’s reasonable expectation that the law should address serious harms. Another response is that many people seemingly do think that doxing involves “malicious intent” in the words of the Oxford definition, if not necessarily intent relative to violence.52See supra text accompanying note 28. So maybe the mismatch is not so egregious.

Another mismatch is that the proposal here only prohibits doxing that creates a fear of violence, not also harassment.53Cremins argues that doxing statutes should only punish in which there is a threat of physical contact or injury. Cremins, supra note 34, at 1827–29, 1832. That is because it is unclear whether a statute that guarded against fear of harassment, without more, would fall within the category of unprotected speech for true threats.54Note that the California threat statute only protects against fear of “death or great bodily injury” or lack of safety of self or family. See supra text accompanying note 39. So here too, there is a potential mismatch between the proposal and colloquial understandings of doxing—an awkwardness that may simply be a cost of fitting this particular protection against disabling fear into the existing constitutional doctrine.

This proposal would bring the regulation of doxing within the unprotected category of threatening speech. Still, it is unfortunate that First Amendment law is being understood to require strict scrutiny of all speech regulations that fall outside a recognized category of unprotected speech, such as threats. As Genevieve Lakier and Evelyne Douek have argued, the Supreme Court has moved away from its traditional practice of evaluating speech regulations with respect to First Amendment values and competing considerations.55Lakier & Douek, supra note 8, at 216 (taking no position on the constitutionality of laws against doxing, inter alia, but arguing that the issue should be confronted “head-on,” and not through the “distorted kaleidoscope” of current doctrine, with its categories of unprotected speech and its assumption that all speech regulation outside them will draw strict scrutiny); see id. at 217 (arguing that “the First Amendment provides more latitude to legislatures to protect individuals from this kind of fear-inducing speech than a superficial reading of the Court’s recent precedents implies”). In this context, as noted, doxing regulation could serve important free speech values, especially by protecting victims against the sort of disabling hesitation that effectively silences them. So it could be said that in at least some cases there are expressive interests on both sides of a statute like California’s. A full consideration of values would take that symmetry into account.

Yet, for now, unless and until there is a meaningful change in the ideology or composition of the Roberts Court, the binary approach to speech doctrine must be taken as a fixed feature of constitutional law. And under that approach, a doxing statute like this one can best survive if it is understood to regulate a subset of threatening speech.

  Conclusion

From the perspective of the First Amendment of fear, government ought to be at least permitted, if not required, to safeguard the conditions under which people have a meaningful and not just formal ability to participate in democratic discourse and otherwise express themselves freely. One obstacle to that freedom is the systematic apprehension of speaking on certain topics. Unfreedom of this kind is worth protecting against. Government has the ability and the responsibility to ensure expressive security—not freedom from fear of criticism or rebuke, but freedom from systematic fear of violence, at the very least. Arguably, this kind of safety is essential to expression. Doxing legislation may be one example of government protection that, despite facing constitutional hurdles, can be crafted so that it does more to promote than to frustrate First Amendment imperatives.

98 S. Cal. L. Rev. 1413

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* Jane M.G. Foster Professor of Law, Cornell Law School. Thanks to Evelyn Douek, Eugene Volokh, participants in the Southern California Law Review symposium, and the staff of the law review for comments and suggestions. The author served as an observer for a committee of the Uniform Law Commission on doxing, but the arguments here do not reflect the views of the committee.

Criminalization: An Exceptionally American Response to Homelessness

This Note analyzes the recent trend of criminalizing homelessness in the United States. The first half discusses homelessness through the lens of American exceptionalism as a comparative tool. Comparing America to its international peers helps us better understand why America’s response to homelessness has become increasingly punitive. In doing so, the Note makes a novel contribution to American exceptionalism literature in applying the concept to homelessness. Specifically, it shows that while American homelessness rates are not unusually high, American shelter rates are unusually low relative to other western democracies. The Note shows this by combining national homelessness reports into a single dataset and document. The second half of the Note discusses current constitutional doctrine relating to homelessness, focusing on City of Grants Pass v. Johnson. This section uses the first half’s analysis to show why, contrary to the Supreme Court’s decision, the Ninth Circuit’s ruling was, at its core, correct on a legal and sociological level in applying status crimes doctrine to homelessness. In doing so, the Note builds on others’ defenses of the Ninth Circuit’s ruling by both adding to those legal arguments and bolstering them with a sociological grounding, offering a new way of thinking about status crimes in general and homelessness in particular. The Note mounts a defense not only of now-outdated homelessness constitutional doctrine, but also of a shift in American political culture that recognizes homelessness as a product of social circumstances rather than individual failure. Such a change is a necessary prerequisite for curbing, on legal and political levels, America’s intensifying trend of criminalizing homelessness, the first step in bringing America in line with its peers and actually solving homelessness.

Introduction

In 2010, Debra Blake, a resident of Grants Pass, Oregon, lost her job.1Blake v. City of Grants Pass, No. 18-cv-01823, 2020 U.S. Dist. LEXIS 129494, at *11 (D. Or. July 22, 2020). Already in a precarious financial position, she could not afford to remain in her home and was forced out.2Id. For the next ten years, she had no choice but to spend her nights in a variety of locations, either in temporary shelters or on the streets of Grants Pass.3Id. This already devastating and tumultuous experience was made worse beginning in 2013, when Grants Pass began issuing civil citations to people sleeping on public property.4Id. at *17. Between 2013 and 2019, Blake accumulated over $5,000 in fines.5Id. at *11. If she did not pay those fines and was caught by the police on city property, she would be subject to criminal prosecution for trespass.6Johnson v. City of Grants Pass, 72 F.4th 868, 875 (9th Cir. 2023). With nowhere else to go, Blake was on the brink of just such a prosecution. Before any prosecution could take place, however, Debra Blake died. Little is publicly known about her death. She was sixty-two.7Penny Rosenberg, A Look at the Legal System and the Lawsuits Leading to Oregon HB 3115, Alb. Democrat-Herald (June 28, 2024), https://democratherald.com/news/local/government-politics/the-lawsuits-leading-to-oregon-hb-3115/article_db1386fa-67a1-11ee-acd4-2701a6f853a7.html [https://perma.cc/9KNN-K4YQ].

Blake’s story is tragic, but it is far from unique in the United States. As of 2024,8When comparing countries’ homelessness rates later, the year 2022 will be used due to the availability of quality data. over 770,000 people were living without a home or apartment in America.9U.S. Dep’t of Hous. & Urb. Dev., The 2024 Annual Homelessness Assessment Report (AHAR) to Congress 2 (2024), https://www.huduser.gov/portal/sites/default/files/pdf/2024-AHAR-Part-1.pdf [https://perma.cc/N3EW-6R6G]. In response, cities across the country, including Grants Pass, have passed laws and regulations increasingly hostile to their homeless residents.10Eric S. Tars, Criminalization of Homelessness, in Nat’l Low Income Hous. Coal., Advocates Guide ‘21: A Primer on Federal Affordable Housing & Community Development Programs & Policies 6-36 (2021), https://nlihc.org/sites/default/files/AG-2021/06-08_Criminalization-of-Homelessness.pdf [https://perma.cc/53YG-FBGT]. Before passing away, Blake filed a class action lawsuit with other homeless residents against Grants Pass.11Blake v. City of Grants Pass, No. 18-cv-01823, 2020 U.S. Dist. LEXIS 129494, at *11–12 (D. Or. July 22, 2020). She alleged that the practice of fining people for sleeping on public property violated the Eighth Amendment’s ban on status crimes—crimes which criminalize people solely for their states of being rather than their actions.12Id. at *12–13. Although she did not live to see the result, the Ninth Circuit agreed with her claim that the city’s practice was unconstitutional.13Johnson v. City of Grants Pass, 72 F.4th 868, 891 (9th Cir. 2023). Grants Pass, however, appealed the case to the Supreme Court, which in 2024 ruled in favor of the city.14City of Grants Pass v. Johnson, 144 S. Ct. 2202, 2228 (2024). The ruling solidified and gave constitutional cover to the nationwide trend of municipalities criminalizing homelessness.

How did we get here? What has led to so many towns and cities in the United States to criminalize homelessness? Is America unique in this regard? How should the Court have ruled? This Note explores these questions through the concept of American exceptionalism and American history to better understand and justify legal doctrine and arguments surrounding the criminalization of homelessness.

The first half of this Note, Part I, explains American homelessness and compares it to America’s international peers. Section I.A outlines its methodology showing that an approach to legal scholarship that puts black-letter law in social context is imperative for understanding law. Section I.B introduces newly synthesized data on homelessness rates and shelter rates among western democracies where data is available, showing that while America’s homelessness rate is not uniquely high, its rate of unsheltered homeless people is. The subsequent parts of this Section explain these findings. Section I.C examines government spending and America’s comparatively weak social safety net writ large. Section I.D outlines American public opinion and ideology, unveiling a culture of individualism over collectivism using a variety of political documents and public opinion polling. Section I.E discusses the role of race and homelessness, showing how America’s history of racial oppression enables and exacerbates the problem of homelessness. Section I.F explains America’s turn towards criminalization as a “solution” to homelessness, embedding it in larger trends of American history and ideology.

The second half of this Note, Part II, outlines and defends current Ninth Circuit legal doctrine on homelessness. Section II.A gives an outline of current law, showing how the Ninth Circuit used the Eighth Amendment’s status crime doctrine to bar cities from utilizing what is effectively a loophole in constitutional law. Section II.B examines the arguments made in City of Grants Pass v. Johnson. Section II.C analyzes the Supreme Court’s eventual decision in the case. Section II.D defends the Ninths Circuit’s ruling against the Court’s decision. It takes the stance that the Ninth Circuit’s understanding and application of status crime doctrine fits well within the more collectivist understanding of reality as comprehended by those in other western democracies. Finally, Section II.E calls for a change in popular American ideology that is likely to motivate the Court’s decision and current municipal law. Only a shift away from an individualist and towards a collectivist understanding of society can fuel the political will to change homelessness law.

Homelessness Compared and Explained

This Part uses the lens of American exceptionalism to elucidate homelessness data and policy in the United States, comparing it to other western democracies in order to better understand America’s turn to criminalization as a “solution” to homelessness.

A.A Preliminary Note on Method

This Note takes a relatively unique approach to the study of homelessness law and doctrine. That is, it does not take law as an isolated field that can (or should) be studied on its own, or with a mere dash of policy analysis thrown in at the end. Rather, it sees law as embedded in and determined by social context. Such a strategy, according to some, has been described as “the single most revolutionary development in modern legal thought.”15Samuel Moyn, Reconstructing Critical Legal Studies, 134 Yale L.J. 77, 84 (2024). This is not to say that all legal research must consider law this way. Rather, it is to say that doing so is useful and worthwhile, one of many forms that legal analysis and thought can take. Thus, while not all analysis in this Note is directly legal, the consequences of the ideology and governmental policies outlined in this Note are directly legal, manifesting in municipal decisions to criminalize homelessness and court decisions responding thereto. In addition to the strictly legal arguments made below, another contribution of this Note is an analysis of what motivates recent American legal trends. Such an analysis is imperative not only for understanding and evaluating current trends, but also for analyzing the root causes and offering solutions in domains that extend outside of law yet influence law, such as notions about what has to change in popular American political ideology. When legal arguments go hand-in-hand with political arguments, since law is always bound up with politics,16Id. at 87. they become all the more potent. As such, this Note takes an approach that is interdisciplinary and necessarily so.

The first half of this Note uses the lens of American exceptionalism to help explain homelessness. There are many approaches to the understanding and use of the concept “American exceptionalism.”17These include both political and scholarly usages. The scholarly discipline has been in existence for many years and largely precedes the political usage. See generally James W. Ceaser, The Origins and Character of American Exceptionalism, 1 Am. Pol. Thought 3 (2012). Some scholars, like Jerome Karabel and Daniel Laurison, use the term in a value-neutral sense, asking if America is in fact an “exception” relative to other countries. See generally Jerome Karabel & Daniel Laurison, An Exceptional Nation? American Political Values in Comparative Perspective (U.C. Berkeley Inst. for Rsch. on Lab. & Emp., Working Paper No. 136-12, 2012). Others, like John Wilsey, seek to formulate a version of American exceptionalism in a way that “contributes to human flourishing,” arguing for the political mobilization of the concept. See John D. Wilsey, American Exceptionalism and Civil Religion 34 (2015). This Note largely works with the former concept of American exceptionalism, though it does not assume from the outset that America is exceptional regarding homelessness. This Note seeks to add to the body of literature exploring American exceptionalism by examining a previously understudied topic: homelessness and homelessness policy. The Note deploys a method close to that developed by Charles Lockhart in The Roots of American Exceptionalism. That is, it utilizes a schema that draws on historical, institutional, and cultural variables to explain both the nuances of America’s homelessness problem as well as America’s political reaction to homelessness.18Charles Lockhart, The Roots of American Exceptionalism: Institutions, Culture, and Policies ix (2d ed. 2012). In doing so, this Note shows certain aspects in which America is exceptional with regard to its stance towards homelessness, which is reflected both in its policy and ideological belief system.

Moreover, placing America in a comparative light helps explain why America’s response has been increasingly punitive. By analyzing recent American history, one can see how criminalizing homelessness fits within larger cultural and structural trends. A comparative understanding of American societal disposition towards economic opportunity in general and homelessness in particular is imperative for understanding why America is making the choice to criminalize homeless people. These trends explain why the Supreme Court chose to reverse the Ninth Circuit’s ruling in Johnson.19This Note does not argue that this outcome and these trends are inevitable. Rather, it argues that certain entrenched, oft-used paths of political and social responses to a variety of societal problems are being similarly used to respond to homelessness. But first, these underlying trends must be identified, and they are examined below.

B. Homelessness Compared

This Section conducts a brief, international comparison of homelessness rates to see if and how America is unique with regard to its treatment of homeless people. Delving into a data collection that is the first of its kind, this Section shows that while the rate of homelessness in America is not exceptional, the percentage of homeless Americans who are unsheltered is very high relative to other western democracies.

Numerous reasons might lead one to suspect that America has an exceptionally high homelessness rate compared to other western democracies.20For the purposes of this Note, “western democracies” refers to Canada, Australia, New Zealand, and many European liberal democracies where homelessness data is available. For instance, the United States, even after taxes and monetary transfers, has a very high level of income inequality relative to other western democracies.21Jeffrey D. Sachs, Building the New American Economy: Smart, Fair & Sustainable 42 (2017). Its “Gini Coefficient,” which measures income inequality, ranks higher than Australia, New Zealand, Canada, and most European Union countries.22Id. Moreover, since the 1980s, the share of income going to the top 10% of earners has consistently increased on an annual basis.23Thomas Piketty, Capital in the Twenty-First Century 365–67 (Arthur Goldhammer trans., 2014). While the United States used to have a more egalitarian distribution of income in the early 20th century, this is no longer the case today.24Id.

However, a closer examination of the data25See Appendix infra for data collection notes. on homelessness rates from other western democracies reveals that, in this realm, America is unexceptional:

Figure 1.  Percentage of Population Homeless by Country

Note: Data assembled by the author. See Appendix infra for methods.

Figure 1 shows the rate of people experiencing homelessness by the percentage of the population of the country in which they reside. Essentially, it is the homelessness rate of each country. As the chart shows, the homelessness rate in the United States is not particularly high compared to other western democracies. Among seventeen other countries where data is available, the United States ranks as having the seventh highest homelessness rate. Its rate almost exactly matches the overall homelessness rate for the European Union.26Homelessness rates in some European countries have been rising in recent years. See Isabel Marques da Silva, At Least 895,000 People Are Homeless in Europe as Unfit Housing Conditions Persist, New Report Says, Euronews (May 9, 2023, 5:10 PM), https://www.euronews.com/my-europe/2023/09/05/at-least-895000-people-are-homeless-in-europe-as-unfit-housing-conditions-persist-new-repo [https://perma.cc/VUC2-KD2H]. Meanwhile, the number of homeless people in the United States has remained flat. Tanya de Sousa, Alyssa Andrichik, Marissa Cuellar, Jhenelle Marson, Ed Prestera & Katherine Rush, U.S. Dep’t of Hous. & Urb. Dev., The 2022 Annual Homelessness Assessment Report (AHAR) to Congress 10 (2022) [hereinafter AHAR 2022], https://www.huduser.gov/portal/sites/default/files/pdf/2022-AHAR-Part-1.pdf [https://perma.cc/8NAU-3F7F]. Even if America was at one point an outlier among western democracies in this regard, it no longer is.

But homelessness rates alone do not tell the whole story. Delving deeper into the data, when one examines the percentage of homeless people spending nights unsheltered, one sees a very different picture:

Figure 2.  Percentage of Homeless Population Unsheltered by Country

Note: Data assembled by the author. See Appendix infra for methods.

Not all countries included in Figure 1 have data available for the rate of unsheltered homeless people in the studies used. Still, thirteen countries do. Figure 2 shows that the percentage of unsheltered homeless people is far higher in the United States than it is in most other western democracies. Its rate of unsheltered homeless people is 33% higher than the next closest country, New Zealand. It is approximately double the EU average. Of the countries examined, only Czechia has a higher rate. Thus, while the United States does not differ in kind from other western democracies in this respect, it does significantly differ in degree.

As such, although there is not a particularly large number of people experiencing homelessness in the United States relative to other western democracies, the percentage of these people that are unsheltered in the United States is relatively high. This difference is important for both analyzing the problem itself and for understanding how America has reacted to homelessness. If America had a unique level of homelessness, one would seek to explain this phenomenon by examining the root causes of homelessness. However, given that America has an unusually high number of people living outdoors or on the streets, this means that shelter availability is comparatively low in the United States relative to other western democracies.

This specific intervention is important. Homelessness has been hitherto neglected in the debate around American exceptionalism. This is likely because, at first blush as shown above, America does not have an exceptionally high rate of homelessness. Still, there is a popular perception that America does have a much higher homelessness rate than other western democracies.27Larry Wilson, Why Are There so Few Homeless People in Western Europe?, Pasadena Star-News, (Aug. 7, 2022, 7:00 AM), https://www.pasadenastarnews.com/2022/08/07/why-are-there-no-homeless-people-in-europe [https://perma.cc/9TBA-UWR3]. The major difference between America and its peers is the rate of shelter availability. Because people (especially in the United States) do not see the level of homelessness in Europe, they think it does not exist.

Therefore, to understand why America is exceptional in the realm of homelessness, the subsequent four Sections of this Note seek to understand America’s response to homelessness rather than homelessness’s causes.

C. The Social Safety Net

The first factor that helps explain why America lacks the homeless shelters that other western democracies have is the relatively weak social safety net its state, local, and federal governments maintain. Seen in this light, America’s lack of homeless shelters is not an isolated fact that sets it apart from other western democracies. Rather, it is part of a larger trend concerning America’s relatively weak social safety net.

In general, American total government expenditure is less, as a proportion of its total GDP, than most other western democracies. In 2019, for example, the U.S. government’s expenditure as a percentage of GDP was 36%, while France’s was 55%, Sweden’s was 48%, the United Kingdom’s was 38%, and New Zealand’s was 39%.28Government Expenditure, Percent of GDP, Int’l Monetary Fund (2022), https://www.imf.org/external/datamapper/exp@FPP/USA/FRA/JPN/GBR/SWE/ESP/ITA/NZL/POL/AUS/DNK/BEL [https://perma.cc/L8GC-YW99]. Although these are only a few examples, there is a general historical trend of the United States’ government being outspent by other western democracies.29John W. Kingdon, America the Unusual 19–21 (1999). This is in spite of the fact that America wildly outspends those same countries on maintaining its military, accounting for 39% of the world’s military expenditure.30Diego Lopes da Silva, Nan Tian, Lucie Béraud-Dudreau, Alexandra Marksteiner & Xiao Liang, SIPRI, Trends in World Military Expenditure, 2021 (2022), https://www.sipri.org/publications/2022/sipri-fact-sheets/trends-world-military-expenditure-2021 [https://perma.cc/A959-92JC].

This difference in government spending is reflected in the provision of a variety of social services. For example, many other western democracies own and operate their railroad and airline systems.31Kingdon, supra note 29, at 16. In America, however, the federal government has not made a similar commitment. The same can be said for the operation of utilities. While other western democracies often directly operate means of communication (like telephone lines) or energy distribution (like gas and electricity), the United States has largely left the operation of these basic necessities to the private sector.32Id. There is thus a more minimal role of government in the coordination of economic activity in America compared to other western democracies.

America’s social safety net is similarly weak. In a wide variety of areas, from mandated maternity leave to child day care to low-income housing, the U.S. government33And here “government” means government on the local, state, and federal levels. provides comparatively less to its residents than most other western democracies.34Kingdon, supra, note 29, at 17. A paradigmatic example of this trend is healthcare. The United States is the only western democracy to not ensure medical insurance coverage for virtually all of its residents.35Org. for Econ. Coop. & Dev., Health at a Glance 2019, at 29 (2019). This is partially due to the fact that the United States achieves its 90% health care coverage through a patchwork system of private insurers and government programs like Medicare and Medicaid.36Sachs, supra, note 21, at 61–65. Moreover, the story goes further than simply who is providing the care. The United States has largely left other key elements of the healthcare system to the private sector, such as price-setting. This has also contributed to the United States’ relatively high cost of healthcare.37See Sarah L. Barber, Luca Lorenzoni & Paul Ong, Price Setting and Price Regulation in Healthcare: Lessons for Advancing Universal Health Coverage 3–4 (2019), https://iris.who.int/bitstream/handle/10665/325547/9789241515924-eng.pdf [https://perma.cc/XXV8-VTKC]; Gerard F. Anderson, Peter Hussey, & Varduhi Petrosyan, It’s Still the Prices, Stupid: Why the US Spends So Much on Health Care, and a Tribute to Uwe Reinhardt, 38 Health Affs. 87, 89 (2019).

In sum, America has a relatively weak social safety net compared to other western democracies. This is intertwined with the fact that the U.S. Constitution does not announce rights in a positive sense. Rather, it accords negative rights. The Constitution’s Bill of Rights consists of private activities that the government will be largely restrained from infringing upon, like the right to freedom of speech, the right to bear arms, and the right against cruel and unusual punishment.38Perhaps the lone exception is the Sixth Amendment’s right to counsel, which has been interpreted to mean the positive granting of an attorney when an indigent person is charged with a crime. See Gideon v. Wainwright, 372 U.S. 335, 339–41 (1963). Commonplace in other western democracies, however, are positive rights. These are rights that promise positive provisions that the government accords its citizens, such as food, shelter, and healthcare.39Michael Ignatieff, Introduction: American Exceptionalism and Human Rights, in American Exceptionalism and Human Rights 1, 10 (Michael Ignatieff ed., 2005). While not all of these guarantees are necessarily lived up to by those governments, particularly those of poorer nations, the presence of de jure positive rights nonetheless signals a difference between America and its peers.

Thus, on a structural level, the United States’ relative lack of shelter for people experiencing homelessness fits well in this larger picture. America’s government spending in general and social safety net in particular are far weaker than other western democracies. Even though America’s economic and housing systems have not produced more homeless people, a relative lack of spending in social programs can begin to shed light on why American governments—federal, state, and local—have not been willing to build more shelters for those experiencing homelessness.

But more explanation is needed. America is, after all, a democracy.40Well, in a sense. Corporate influence remains a major flaw in America’s political system. See Samar Ahmad, Unmaking Democracy: How Corporate Influence Is Eroding Democratic Governance, Harvard Int’l Rev. (May 4, 2020), https://hir.harvard.edu/unmaking-democracy-how-corporate-influence-is-eroding-democratic-governance [https://perma.cc/NSD2-6CFX]. Why have Americans refrained from voting to expand their welfare state? Why are they not voting to expand government funding to include the construction of homeless shelters? What explains the gap between America and its peers?

D. Public Opinion and Ideology

To explain America’s relatively weak social safety net in general and its refusal to adequately shelter homeless people in particular, a deeper dive into American ideology and voter belief is necessary.41This is not to say that government action and structures do not influence voter behavior and ideology. They certainly do. But public opinion and ideology can also affect government policy. There is a feedback loop between the two, and an intervention on either side of the loop can influence the entire ecosystem of ideology and government policy. This Section does exactly that, using a variety of public opinion polling as well as the documents of elected officials to show how ideological beliefs around individualism inform American social policy and homelessness policy.

To engage popular ideology, public opinion polling is a useful place to start. Karabel and Laurison summarized a number of useful studies comparing American public opinion to public opinion in a variety of other countries.42Karabel & Laurison, supra note 17, at 5–10. Their analysis was enlightening. America was an outlier relative to other western democracies in a variety of ways. Americans were more likely to value freedom over equality than those in other western democracies surveyed.43Id. at 5. More specifically, Americans were more likely to believe that the freedom to pursue life’s goals outweighed the importance of the state guaranteeing that no one is in need.44Id. at 6. While the percentage of people favoring this statement was roughly 25% in France and 31% in Germany, it was over 60% in the United States.45Id. Additionally, almost 50% of Americans in one survey thought that “it should not be the responsibility of government to reduce income differences.”46Id. at 7. Amongst the other countries included in the survey, only New Zealand scored higher, and did so only by a small margin. The analogous proportion in most other western democracies was far lower. In another poll, the percentage of Americans surveyed who thought that private ownership of business is preferable to government ownership of business was over 60%, higher than any other western democracy surveyed.47Id. at 10. The analogous figures for Germany, Australia, and Canada were roughly 38%, 39%, and 52%. Finally, most on the nose, Americans agreed with the statement “it should not be the responsibility of government to provide for the unemployed” at a rate of roughly 49%.48Id. at 8. This rate was higher than every other country surveyed, except for New Zealand.

From these surveys, we can conclude that Americans not only value personal freedom more than economic equality at a higher rate than other western democracies, but also that Americans are less willing to endorse government action to assist people in dire economic straits.

Still, the differences run deeper than mere social values and government actions. Americans surveyed also differed in their explanations for the root causes of social realities themselves. For instance, one question asked whether “people are poor because of laziness and lack of willpower” or “poor because of an unfair society.” In America, 62% agreed with the former, the highest proportion of any western democracy surveyed.49Id. at 11. While 50% of both New Zealanders and Australians agreed with that statement, the analogous rate for Finland and Germany was 23% and 17%, respectively.50Id. Relatedly, Americans were more likely to believe that their society is meritocratic. For instance, 63% of Americans believed that success is determined by hard work rather than luck and connections, scoring higher than all other western democracies except for Finland.51Id. at 14. Finally, the United States had the highest rate of disagreement with the statement “success in life is pretty much determined by forces outside our control,” relative to other western democracies.52Id. at 15. Almost 70% of Americans disagreed, while most other countries surveyed had disagreement rates of 50% or less.53Id.

Thus, majorities of Americans tend to see poverty not as a social failure, but as a personal one. Moreover, Americans tend to hold these views at much higher rates than most if not all other western democracies.

These attitudes are not only passively held by Americans, but also actively practiced by their elected officials. One can see these ideas made manifest in Paul Ryan’s A Roadmap for America’s Future.54Paul Ryan, A Roadmap for America’s Future: Version 2.0, at 17 (2010). Although the roadmap itself is somewhat dated, Paul Ryan was the speaker of the U.S. House of Representatives until as recently as 2019. More recent versions of Republican policy do not strongly deviate from these principles. In the proposal, the former Speaker of the House of Representatives meticulously lays out not only policy proposals, but also philosophical and historical rationales for those proposals. These policies largely consist of scaling back levels of spending on the federal government’s social safety net. To justify these rollbacks, he appeals to many of the values outlined above, such as personal freedom and individual responsibility. He justifies his favor of markets and individual freedom by stating that in market-based economies, like America’s, “no individual or family is bound to their circumstances: they can advance, they can improve their conditions, through their own efforts.”55Id.

Ryan sees this “freedom” as being threatened by government intrusion into the economy through the expansion of the social safety net. Writing of efforts to expand welfare programs, he writes that “government increasingly dictates how Americans live their lives . . . [b]ut dependency drains individual character, which in turn weakens American society.”56Id. at 13. Thus, although Ryan is a partisan actor arguing for particular policy solutions, here he is appealing to broader sentiments that resonate with large majorities of the American public.57These appeals have a bipartisan history. For instance, Democratic President Bill Clinton once bragged that an entitlement reform bill “will help dramatically to reduce welfare, increase independence, and reinforce parental responsibility.” Bill Clinton, Remarks on Signing the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 and an Exchange with Reporters, 1047 Pub. Papers 1325, 1326 (Aug. 22, 1996), https://www.govinfo.gov/content/pkg/PPP-1996-book2/pdf/PPP-1996-book2-doc-pg1325.pdf [https://perma.cc/BQT2-87E2]. The economic failures of individuals are not seen as rooted in structural economic forces. Rather, they are seen as failures of individuals not “bound to their circumstances.’’58Ryan, supra note 54, at 17. Moreover, government action aimed at solving these problems not only fails but exacerbates them. This is in marked contrast to other western democracies, in which even conservative party members do not seek to dismantle welfare state policies.59The far-right Dutch politician Geert Wilders is just one example. See Stijn van Kessel, Geert Wilders’ Win Shows the Far Right Is Being Normalised. Mainstream Parties Must Act, The Guardian (Nov. 26, 2023, 1:00 AM), https://www.theguardian.com/world/2023/nov/26/far-right-normalised-mainstream-parties-geert-wilders-dutch#:~:text=In%20the%20Dutch%20election%20campaign,for%20%E2%80%9Cundeserving%E2%80%9D%20ethnic%20minorities [https://perma.cc/4QYP-U5K6]. An added piece of nuance must be noted, however. Many European conservatives do seek to reduce the role of government in the lives of citizens. However, the actual policy proposals are far more moderate in scale relative to those proposed by American conservatives. See Mugambi Jouet, Exceptional America, 143–93 (2017).

Government entities, however, are not the only entities that can be used to combat poverty in general and homelessness in particular. Private charity and faith-based organizations can also play a role. The United States has the highest rate of religious belief among western democracies.60Mugambi Jouet, A History of Post-Roe America and Canada: From Intertwined Abortion Battles to American Exceptionalism, 23 Nw. J. Hum. Rts. (forthcoming 2025) (manuscript at 54), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4430602. Although the religious belief of its residents has been moderately decreasing in recent decades, it remains comparatively strong.61Religion in Depth, Gallup, https://news.gallup.com/poll/1690/religion.aspx [https://perma.cc/2483-884C]. Churches are an increasingly used source of housing for homeless shelters.62Megan Henry, Tanya de Sousa, Colette Tano, Nathaniel Dick, Rhaia Hull, Meghan Shea, Tori Morris & Sean Morris, U.S. Dep.’t of Hous. & Urb. Dev., The 2021 Annual Homelessness Assessment Report (AHAR) to Congress 6 (2021) [hereinafter AHAR 2021], https://www.huduser.gov/portal/sites/default/files/pdf/2021-AHAR-Part-1.pdf [https://perma.cc/ZMR7-6FXZ]. Some politicians have also voiced support for faith-based solutions to homelessness.63Republicans ACT on Homelessness, Cal. Senate Republicans, https://src.senate.ca.gov/issue/actonhomelessness [https://perma.cc/N27A-YJ4D]. Given these facts, one might suspect that while Americans may be averse to government-run shelters, they may be more supportive of private, faith-based shelters. The data, however, simply does not support such a view. Faith-based shelters make up only 4% of shelter beds available to homeless people.64AHAR 2021, supra note 62, at 31. Thus, the American ideological emphasis on self-responsibility for one’s economic conditions outweighs both private, charitable responses as well as publicly funded ones.

Of course, many Americans see economically deprived individuals as the products of circumstances and many Europeans view poor individuals as personally responsible for their economic circumstances. America has no monopoly on these views. However, these ideas are substantially more widespread in the United States than in other western democracies. They are also reflected in U.S. government policy. When economically destitute individuals, like Debra Blake, are seen as solely, personally responsible for their situation, it is less likely that people holding those views will favor government policies to help people falling on hard times. This means that government-run shelters are less likely to receive political support. Other western democracies, meanwhile, are more likely to see homelessness as a product of social circumstances and societal failure, and therefore provide shelter.

Seen through this lens, America’s disinclination to build shelters for individuals facing homelessness does not arise through some unique hatred that America has for homeless people, but rather as part of a larger narrative about the way Americans and policy-makers think about poverty and its root causes.

E. Race and Homelessness

Inextricable from an explanation of homelessness in the United States is an account of who experiences homelessness. This Section shows not only the racial disparities of those experiencing homelessness, but also uses those demographics to help explain American homelessness policy and posture.

Obviously, the people who experience homelessness are those in poverty. Along these lines, Black and Latino people are already overrepresented, with roughly 20.1% of Black folks living in poverty in the United States today, despite being only 13.5% of the population.65Em Shrider, Poverty Rate for the Black Population Fell Below Pre-Pandemic Levels, U.S. Census Bureau (Sept. 12, 2023), https://www.census.gov/library/stories/2023/09/black-poverty-rate.html [https://perma.cc/AT8U-YNXA]. The respective numbers for Latino folks are 28.4% and 19.3%.66Id. But the numbers are even more exacerbated when it comes to homelessness. While 24.1% of homeless people are Latino, a staggering 37.3% of homeless people identify as Black.67AHAR 2022, supra note 26, at 12. Thus, the intersection of homelessness and race, at least for Black folks, is not merely equivalent to that of poverty and race. Rather, homeless people are disproportionately Black at a rate even more extreme than that of poverty.

We know that the general causation of these gaps in economic wealth, income, and opportunity are due to longstanding racial oppression.68See generally Angela Hanks, Danyelle Solomon, & Christian E. Weller, Ctr. for Am. Progress, Systematic Inequality: How America’s Structural Racism Helped Create the Black-White Wealth Gap (2018), https://www.americanprogress.org/wp-content/uploads/sites/2/2018/02/RacialWealthGap-report.pdf [https://perma.cc/6TBM-LF2N]. But what effect does the fact that the majority of people sleeping on America’s streets are nonwhite have on our homelessness policy? Although a concrete answer is multifaceted and can probably only be arrived at indirectly, critical race theory can help provide answers. Doing so will help explain why America’s majority-minority homeless population does not receive the same amount of government and public care and attention as other countries.69This is not to say other western democracies do not have disproportionately nonwhite homeless populations. They do. See infra note 91.

One book within the discipline of critical race theory that can help explain why the racial makeup of the homeless population likely has an impact on the way homeless people are treated in the United States is Jody Armour’s book, provocatively titled N*gga Theory.70Jody Armour, N*gga Theory (2020). Although the book largely focuses on criminal law, it highlights important developments in both the history of American racism and recent research into white Americans’ relationship with Black Americans in the realm of cognitive science.

One of Armour’s central claims is that “the dominant brand of anti-black discrimination in post-civil rights era America is not active racial animus but unconscious racial bias.”71Id. at 41–42. This view leads Armour to locate the disparities in treatment across races not as the result of conscious racial hatred but rather that of unconscious or subconscious behavior of white Americans.

One of the ways this unconscious bias operates is through disparities in empathy for others as manifested in specific “neuroanatomical circuits underlying . . . cognitive processes.”72Id. at 89. Specifically, recent studies show that particular parts of the brain, such as the bilateral anterior insula, the anterior cingulate cortex, and the medial prefrontal cortex are active when individuals are feeling empathy, in both the emotional and cognitive realm.73Id. Functional magnetic resonance imaging (“fMRI”) technology has allowed neuroscientists to measure when humans are and are not feeling empathy towards others. Unsurprisingly, many Americans tested in these studies show decreased empathetic neural activity when viewing people of different racial groups.74Id. at 90. This was true, for instance, when twenty-eight participants were shown scenes depicting individuals of varying racial groups in painful or neutral situations.75Id. at 89. Upon viewing these images, people who shared a social-racial identity with the person in need exhibited a higher level of empathetic neural activity than they did with those who did not share their ethnic group.76Id. at 89–90. This was despite the fact that many people would not likely claim they have explicit racial bias, since the social consequences of having such a bias are negative.77Alexandra Goedderz & Adam Hahn, Biases Left Unattended: People Are Surprised at Racial Bias Feedback Until They Pay Attention to Their Biased Reactions, J. Experimental Soc. Psych., Sept. 2022, at 1. Other studies involving mirror-neuron systems, which are responsible for unconsciously mirroring other individuals, show a similar level of racial bias.78Armour, supra note 70, at 95–97. Thus, there are empathy gaps across racial lines.

Here, it is important to note that these are not inevitable biological responses to inherent human differences. On the contrary, race is not a biological category, but a social one.79Karen E. Fields & Barbara J. Fields, Racecraft: The Soul of Inequality in American Life 1–21 (2012). Thus, the status of who is “in” and “out” of one’s social group are constantly in flux.80Id. More importantly, the categories are historically contingent, the outcome of social oppression and not biology.81Id. It is likely not the supposed differences in look or skin color that is the cause of these empathy-deficits, but rather socially-reinforced differentiation and hierarchies. Thus, America, as a multiracial liberal democracy, does not inherently have these issues of empathy gaps, but rather has them because of its specifically racist past and present, one that had a beginning and therefore (hopefully) has an end.82Id. at 289–90.

Armour eventually goes on to discuss how these empathy barriers contribute to disparities in judge and jury convictions of Black Americans. How do they apply to homelessness? The answer is probably intuitive: in a majority white country83See Racial Inequalities in Homelessness, by the Numbers, Nat’l All. to End Homelessness (June 1, 2022), https://endhomelessness.org/resource/racial-inequalities-homelessness-numbers [https://perma.cc/5BW2-HL8G]. with politics dominated by white individuals and interests,84See Derrick A. Bell, Comment, Brown v. Board of Education and the Interest-Convergence Dilemma, 93 Harv. L. Rev. 518 passim (1980). a problem that largely affects nonwhite people is likely to be neglected. The fact that most homeless people are mostly not white means that our political system is less likely to respond urgently to the problem. It is a classic case of structural racism. This was true, for instance, of the natural disaster of Hurricane Katrina in 2005, wherein the government responded slower than it could have, an action which many people attributed to the fact that the people most in need were disproportionately Black.85Ismail K. White, Tasha S. Philpot, Kristin Wylie & Ernest McGowen, Feeling the Pain of My People: Hurricane Katrina, Racial Inequality, and the Psyche of Black America, 37 J. Black Stud. 523, 523–24 (2007). Moreover, in the man-made disaster of the Flint, Michigan water crisis of 2014, the largely Black population of Flint likely suffered more intensely and received a less urgent response from the state due to the demographic of who was suffering.86See generally Mich. C.R. Comm’n, The Flint Water Crisis: Systemic Racism Through the Lens of Flint (2017), https://www.michigan.gov/mdcr/-/media/Project/Websites/mdcr/mcrc/reports/2017/flint-crisis-report-edited.pdf?rev=4601519b3af345cfb9d468ae6ece9141 [https://perma.cc/7DCH-UT9P]. In each of these catastrophes, it is likely that the empathy deficits that white officials and members of the public exhibited towards the Black victims contributed to the lackadaisical response by government actors. The same can likely be said for homelessness. If homeless people were not members of an oppressed group, it is likely that there would be a more urgent government response to their plight.

Unconscious bias may explain the lack of a response, but why the personal blame? How does the attribution of individual responsibility to those in poverty (a view that is popular in America and described above) intersect with the government’s general unwillingness to provide shelter to homeless people given the racial lens with which we are operating? Armour’s book has even more answers here. In it, he uses the work of Fritz Heider to show how people ascribe moral blame to individuals.87Armour, supra note 70, at 85–86. Specifically, when judging others, people who attribute one’s actions to their social circumstances are less likely to morally blame them for those actions than when they see those actions as stemming from an inner psychology.88Id at 86. When people focus on the situations in which others find themselves, they are less likely to morally blame those others for their bad acts. Applying this to the criminal sphere, a study done by Birt Duncan found that “violent acts tended to be attributed to internal causes when the harm-doer was black, but to situational causes when the harm-doer was white.”89Id. (citing Birt L. Duncan, Differential Social Perception and Attribution of Intergroup Violence: Testing the Lower Limits of Stereotyping of Blacks, 34 J. Personality & Soc. Psych. 590, 595– 97 (1976)) Other studies have verified these findings.90See id.

If this phenomenon is occurring in the lab and in the courtroom, it is likely also occurring on the streets. In a country where people are already largely blamed for their actions, and the role of social circumstance is neglected, it makes sense that a racially-charged issue like homelessness would exacerbate this phenomenon. Racial minorities are likely being blamed for being homeless even more intensely than their white peers. Indeed, America’s response to homelessness exhibits precisely the kind of response we would expect if this were the case. Racism, individual and structural, is therefore not only responsible for Black people disproportionately becoming homeless, but also for their remaining homeless. The unwillingness to build homeless shelters and the tendency to blame people for the economic circumstances, which is exacerbated by the history of racial oppression and division in the United States, makes America’s response to homelessness much more understandable (though not justifiable). Thus, the empathy deficit and tendency to blame racial minorities—particularly Black folks—for their actions and economic status intensifies America’s lackluster response to homelessness.91This is not to say other western democracies do not have disproportionately nonwhite homeless populations. They do. For example, in the UK, despite making up only 3% of the population, Black people account for 11% of homeless people. See How Racism Causes Homelessness, Single Homeless Project, https://www.shp.org.uk/homelessness-explained/how-racism-causes-homelessness [https://perma.cc/J2RZ-V76K]. However, despite a history of racial oppression, the reason homeless people receive more humane treatment in the U.K. and other countries is because, in the view of this Note and at least in part, there are simply fewer minorities in those countries. Thus, because the median homeless person is white in many other western democracies, the image conjured by the government and public of a homeless person is more likely to align with the group of the ethnic majority in that country.

F. America’s Turn to Criminalization

The above sections explain why a substantial number of Americans likely, to a sizeable extent, blame homeless people for being homeless, but they do not explain why there has been an increasing trend towards criminalization of homelessness.92Due to a lack of space, this Section does not delve deeply into the issue of race and incarceration, instead focusing on the class dimensions of incarceration. Nonetheless, the racial dimension of homelessness, outlined above, no doubt plays a role in America’s turn towards criminalization. Concerning the racial impact of the recent trend of mass incarceration, see generally Michelle Alexander, The New Jim Crow: Mass Incarceration in the Age of Colorblindness (2010). This Section addresses this issue. Making sense of this trend requires a broader examination of criminal law and policy. Through this analysis, one can see that criminalizing homelessness and imprisoning people like Debra Blake makes sense according to the ideology of self-responsibility and America’s comparatively harsh criminal system.93This Note does not claim that America is unique in its increasing tendency to criminalize and possibly jail homeless people. Other countries make it illegal to be homeless in certain parts of larger cities and regularly clear homeless encampments in city centers like the United States does. See Matthew Yglesias, They Have Homelessness in Europe, Too, Slow Boring (Jan. 24, 2022), https://www.slowboring.com/p/they-have-homelessness-in-europe [https://perma.cc/WFU5-GYZY]. However, the key difference is the availability of shelter. Because, as shown above, shelter availability is much higher in Europe, these laws have a far less deleterious effect on homeless people than similar policies do in the US. Shelters give people a place to go, making spending nights on the street a choice. While Europe’s system is far from perfect, it is different from (and better than) that of the United States.

 The United States has the highest rate of incarceration of any western democracy, and nearly the highest incarceration rate in the world.94See Countries with the Largest Number of Prisoners per 100,000 of the National Population, as of January 2024, Statista, https://www.statista.com/statistics/262962/countries-with-the-most-prisoners-per-100-000-inhabitants [https://perma.cc/E67R-72J9]. America is remarkably punitive in a number of ways. Not only is it the only western democracy to retain capital punishment, but its sentencing structure is also one of the harshest in the world.95Carol S. Steiker & Jordan M. Steiker, Global Abolition of Capital Punishment: Contributors, Challenges, and Conundrums, in Comparative Capital Punishment 388, 392 (Carol S. Steiker & Jordan M. Steiker eds., 2019). This trend is relatively new. Beginning in the early 1970s, an explosion in the prison population—known popularly as “mass incarceration”—made the United States the world leader in imprisonment rates.96Kevin R. Reitz, Introduction to American Exceptionalism in Crime and Punishment 1, 3 (Kevin R. Reitz ed., 2017). America’s recently learned penal instinct for dealing with social problems is more intense than in any other western democracy.

Coupled with this well-known trend is a lesser known but related trend: a proliferation in economic sanctions incorporated into the criminal system. There has been a surge in civil fines, court fines, and other financial penalties levied against individuals since the early 1980s.97See generally Neil L. Sobol, Charging the Poor: Criminal Justice Debt & Modern-Day Debtors’ Prisons, 75 Md. L. Rev. 486 (2016). Although debtors’ prisons are officially banned in every state, people who are unable to pay a variety of civil or court-imposed fines are being increasingly imprisoned as a result.98Id. at 490–98.

While laws directly, explicitly criminalizing homelessness are practically nonexistent, laws that impose fines on homeless people are increasingly being passed around the country.99Nat’l L. Ctr. on Homelessness & Poverty, Housing not Handcuffs 2019: Ending the Criminalization of Homelessness in U.S. Cities 27–57 (2019), https://homelesslaw.org/wp-content/uploads/2019/12/HOUSING-NOT-HANDCUFFS-2019-FINAL.pdf [https://perma.cc/SM3J-8G47]. That said, there are some important exceptions. For instance, New York City guarantees short-term shelter to people experiencing homelessness. Noah Bierman, What One Man’s Castle in Scotland Says About L.A.’s Homelessness Crisis, L.A. Times (Nov. 27, 2023), https://www.latimes.com/homeless-housing/story/2023-11-27/homeless-los-angeles-right-to-housing-scotland-california [https://web.archive.org/web/20241009012946/https://www.latimes.com/homeless-housing/story/2023-11-27/homeless-los-angeles-right-to-housing-scotland-california]. This is the kind of criminal penalty that Debra Blake was facing. Although the statute she violated by sleeping on public land only resulted in a fine, a repeated violation of the statute, combined with her inability to pay, would have resulted in a jail sentence.100Johnson v. City of Grants Pass, 72 F.4th 868, 875 (9th Cir. 2023). Notably, the Ninth Circuit did not explicitly make the leap to jailtime for such an action. Still, criminal trespass in Oregon is punishable by jailtime. See David N. Lesh, Oregon Criminal Trespass Laws, Or. Theft Guide, https://www.oregoncrimes.com/oregon_criminal_trespass_offenses.html [https://perma.cc/6SUU-3P3K]; Or. Rev. Stat. §§ 161.615(3), 164.245(2) (2024). In the absence of a penalty beyond civil fines, which homeless people are extremely unlikely to be able to pay, it is all but inevitable that they will be sentenced with jailtime after being found guilty of criminal trespass. She would not have been the only homeless person with such a fate.101Stacey McKenna, Jailed for Being Homeless, Salon (Feb. 28, 2016, 12:30 AM), https://www.salon.com/2016/02/28/jailed_for_being_homeless_partner [https://perma.cc/B84F-7KTM]. While other countries have laws that criminalize some behavior associated with sleeping on public property,102Eur. Fed’n of Nat’l Ass’ns Working with the Homeless, Criminalising Homeless People: Banning Begging in the EU 9 (2015), https://www.feantsa.org/download/2015-02-07_draft_criminalisation_policy_statement-38703600034690521366.pdf [https://perma.cc/69WF-YQZ9]. Some countries, like Finland and Scotland, even have a positive right to housing. See Bierman, supra note 99. the wider availability of shelters makes those laws far less relevant to homeless people abroad.

The American instinct to not only blame people facing homelessness for their camping in public but also to actively oppose them through criminalization is also part of a larger trend. Violent attacks on homeless people have been on the rise in recent years.103Margot Kushel, Violence Against People Who Are Homeless: The Hidden Epidemic, U.C.S.F. Benioff Homelessness & Hous. Initiative (July 14, 2022), https://homelessness.ucsf.edu/blog/violence-against-people-homeless-hidden-epidemic [https://perma.cc/545J-ULZK]. When homelessness is seen by members of the public as a problem of individual responsibility, it makes sense that when one sees individuals taking up space on public streets or parks, they are angry at the individual rather than the socio-economic system that created the situation. The instinct to criminalize such behavior therefore follows from an individualization of the problem combined with an existing propensity for criminalization. If homeless people are solely responsible for their situation, and their situation interferes with a pedestrian’s ability to move about public grounds unimpeded, the justification for imprisonment on the grounds of public interference also begins to make sense. Imprisonment will solve the immediate problem of getting the person off the street and is justified due to that person’s inability to maintain the economic resources necessary to maintain shelter for themselves.

Of course, such a logic is withdrawn from the social realities that actually create homelessness.104While the author’s sympathies certainly do not lie with the trend of criminalizing homeless people, the Note’s goal is not to criticize the trend, but merely to explain it. While experts disagree on the specific means of reducing homelessness, there is a consensus that to do so, one must dramatically increase the supply of affordable housing and connect homeless people with social services and employment opportunities.105Statement on the California Community Assistance Recovery, and Empowerment (CARE) Court Program, Nat’l All. to End Homelessness (Sept. 20, 2022), https://endhomelessness.org/blog/statement-on-the-california-community-assistance-recovery-and-empowerment-care-court-program/#:~:text=The%20consensus%20among%20academics%2C%20practitioners,be%20they%20in%20behavioral%20health [https://perma.cc/X4KK-CQY6]. Unfortunately, for homeless people and housed people, Americans have a long history of not only ignoring expert opinion, but actively loathing expert opinion and intellectualism writ large. As Richard Hofstadter wrote in Anti-Intellectualism in American Life over 50 years ago, “intellectuals . . . are [seen as] pretentious, conceited, effeminate, and snobbish . . . .”106Richard Hofstadter, Anti-Intellectualism in American Life 18–19 (1963). America has no monopoly on anti-intellectualism. Nor has anti-intellectualism as a cultural force been constant in its history. Rather, it is one that fluctuates in intensity.107Id. at 7. Our current time, however, sees a more intense moment of this fluctuation, rendering a penal response to homelessness that deviates from expert opinion even more likely.108Marc Hetherington & Jonathan M. Ladd, Destroying Trust in the Media, Science, and Government has Left America Vulnerable to Disaster, Brookings (May 1, 2020), https://www.brookings.edu/articles/destroying-trust-in-the-media-science-and-government-has-left-america-vulnerable-to-disaster [https://web.archive.org/web/20241204081855/https://www.brookings.edu/articles/destroying-trust-in-the-media-science-and-government-has-left-america-vulnerable-to-disaster].

This hostility towards both homeless people and experts on homelessness can be seen in America’s current populist wave. While a deep analysis on the relationship between homelessness and populism is worthwhile, it extends beyond the scope of this Note. Still, a brief discussion can be given. Jan-Werner Müller defines populism as “a particular moralistic imagination of politics,” one that establishes a “morally pure” people against elites and outsiders.109Jan-Werner Müller, What Is Populism? 19–20 (2017). While modern populists have long derided experts as part of the elite outsiders,110Id. homeless people themselves are increasingly considered outsiders (and paradoxically paired with elites), deviants who are apart from and opposed to “normal” people. For instance, former Fox News host Tucker Carlson recently argued that homelessness is the result of liberal leaders becoming “more lenient on petty crime” and that “because of their liberal attitudes and the mild climate, [Seattle] is a magnet for vagrants.”111Courtney Hagle, Fox News Zeroes in on a New Target: The Homeless, MediaMatters (June 4, 2019, 3:41 PM), https://www.mediamatters.org/fox-news/fox-news-zeroes-new-target-homeless [https://perma.cc/DHF5-3FCY]. Overall, political populism and a history of punitive responses to social problems are worryingly combining to produce laws that criminalize homelessness in spite of expert opinion.

In sum, America’s penal response to homelessness stems from both its conception of homelessness as a problem of individual failings combined with its comparatively harsh penal system. As a result, homelessness has become a hot-button political issue, one for which populists have whipped up anti-elite sentiment and anger about homelessness to create false narratives about homelessness and advocate punitive solutions thereto.

Homelessness and the Law

Now that an overview of homelessness, in both a comparative and historic-domestic light, has been given, we can return to an analysis of Debra Blake’s case and use it as a microcosm to understand and evaluate homelessness law in general. This Part, divided into several sections, outlines law concerning homelessness, both before and after the Court’s ruling in Grants Pass. Next, this Part argues that America needs a fundamental reckoning on not only the legal level, but also the ideological and social level. Only once our attitudes towards homeless people change from an individualist understanding to a collectivist understanding can our laws change to reflect that understanding. Absent such a deep reckoning, political and legal responses reflecting such a change are virtually impossible.

A. Law Prior to Grants Pass

Although Debra Blake passed away, the case she and her fellow residents filed, City of Grants Pass v. Johnson, did not. This Section outlines the case law surrounding Blake’s claim.

In 1962, the Supreme Court decided Robinson v. California. In Robinson, the Court struck down as unconstitutional part of a California statute that made it illegal “to be addicted to the use of narcotics.”112Robinson v. California, 370 U.S. 660, 662 (1962). This case also incorporated Eighth Amendment protections to the states. The Court reasoned that while it was within California’s power to regulate behavior surrounding and including the use of drugs, criminalizing someone for their status of being addicted to illegal drugs was fundamentally different. In doing so, California was enforcing a “statute which makes the ‘status’ of narcotic addiction a criminal offense.”113Id. at 666. Rather than criminalizing an action, the status of being addicted to an illegal narcotic was criminalized. The Court likened addiction to a chronic disease, one over which the defendant had little to no control.114Id. at 675. The Court reasoned that “in the light of contemporary human knowledge, a law which made a criminal offense of such a disease would doubtless be universally thought to be an infliction of cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments.”115Id. This ruling established what became popularly known as the Eighth Amendment’s ban on “status crimes.”

Six years after Robinson, however, this doctrine was complicated by a case titled Powell v. Texas.116Powell v. Texas, 392 U.S. 514 (1968). The case concerned whether or not the state of Texas could criminalize being found drunk “in any public place, or at any private house except his own.”117Id. at 516. The petitioners argued that the statute violated the Eighth Amendment’s ban on status crimes since an alcoholic would have to drink, and would therefore inevitably violate the statute. The Powell Court distinguished the Texas statute from California’s statute in Robinson, however, in a number of ways. While certain parts of the decision argued that being drunk was an act rather than a status,118Id. at 532. other parts highlighted the fact that alcoholic individuals could choose to be drunk in their homes and therefore avoid violating the statute while maintaining their status as alcoholics.119Id. In a 4 plus 1 plurality, the Powell Court upheld the statute. Although the precedential impact of this decision was disputed,120Petition for Writ of Certiorari at 16, City of Grants Pass v. Johnson, 144 S. Ct. 2202 (2024) (No. 23-175), https://www.supremecourt.gov/DocketPDF/23/23-175/275911/20230823153037814_Grants%20Pass%20v.%20Johnson_cert%20petition_corrected.pdf [https://perma.cc/29GY-QG3C]. it is affirmed in the Supreme Court’s decision in City of Grants Pass.

In 2006, a Ninth Circuit ruling found that the Constitution’s ban on status crimes covered homeless individuals. In Jones v. City of Los Angeles, six homeless individuals brought suit against the city of Los Angeles for an ordinance that criminalized “sitting, lying, or sleeping on public streets and sidewalks at all times and in all places.”121Jones v. City of Los Angeles, 444 F.3d 1118, 1120 (9th Cir. 2006). The Ninth Circuit ruled that the City could neither criminalize the status of being homeless, nor acts that are an inevitable result of being homeless.122Id. at 1132. The Court linked the status of being homeless to the number of shelter beds available. If the number of homeless people in a municipality “far exceed[ed]” the number of shelter beds available at any given time, the municipality will have violated the homeless individuals’ Eighth Amendment rights by enforcing a statute that criminalizes an integral aspect of their status as homeless people.123Id. Although this specific ruling was later vacated on technical grounds, its logic and holdings were reincorporated into law for the Ninth Circuit in 2019, in Martin v. City of Boise.124Martin v. City of Boise, 920 F.3d 584, 590 (9th Cir. 2019). While these holdings were not binding outside of the Ninth Circuit, they are highly relevant, as many states within the Ninth Circuit, like California, Hawaii, Arizona, and Oregon, have some of the highest rates of homelessness in the nation.125AHAR 2022, supra note 26, at 17.

B. City of Grants Pass Heads to the Supreme Court

Before Martin, the City of Grants Pass enforced ordinances that fined individuals for sleeping on public grounds.126City of Grants Pass v. Johnson, 72 F.4th 868, 876 (2022). Although the city modified these ordinances in the aftermath of Martin, it did not repeal them. Rather, it tweaked them to only ban “camping,” which it broadly defined as sleeping while using even rudimentary assistance, like sleeping bags.127Id. at 889. Still, after Debra Blake was cited for sleeping while using a sleeping bag on public property in 2019, she filed a class action lawsuit on behalf of all homeless people in Grants Pass, arguing that the city’s ordinance constituted a violation of her Eighth Amendment rights.128Id. at 882. The Ninth Circuit agreed, since Grants Pass did not have enough shelter beds to house the homeless population within city limits.129Id. at 894. Although the ordinance did not directly criminalize camping, mandating only civil fines, the Ninth Circuit panel found that these fines would still lead to criminal prosecution when they were inevitably unpaid by the homeless people fined.130Id. at 880. Furthermore, although one could still “sleep” on public property, sleeping outside in Grants Pass, Oregon, where temperatures regularly dip into the 30s,131Climate Grants Pass – Oregon, U.S. Climate Data (2024), https://www.usclimatedata.com/climate/grants-pass/oregon/united-states/usor0146 [https://perma.cc/9QYC-HP32]. surely constituted an untenable option. To sleep outside with the assistance of a blanket was the only option for the city’s homeless residents. Thus, the ordinance was struck down as violating the plaintiffs’ Eighth Amendment rights.132Johnson, 72 F.4th at 896.

This ruling seemed like a hopeful victory for homelessness advocates, one that put a check on the trend of criminalizing homelessness. But the city appealed the case to the Supreme Court, who in 2024 announced their decision overturning the Ninth Circuit’s ruling to allow municipalities to criminalize homelessness.133City of Grants Pass v. Johnson, 144 S. Ct. 2202 (2024).

C. The Supreme Court’s Ruling

In a decision that made headlines nationwide in June of 2024,134E.g., Abbie VanSickle, Supreme Court Upholds Ban on Sleeping Outdoors in Homelessness Case, N.Y. Times (June 28, 2024), https://www.nytimes.com/2024/06/28/us/politics/supreme-court-homelessness.html. the Supreme Court reversed the Ninth Circuit’s decision and allowed Grants Pass to enforce its ordinance. Justice Gorsuch authored the opinion and was joined by the Court’s five other conservative Justices. The Court’s three liberals, meanwhile, dissented in an opinion written by Justice Sotomayor. Although the Court split along ideological lines in the decision, the decision was celebrated by conservative and liberal lawmakers alike.135See Press Release, Governor Gavin Newson, Governor Newsom Statement on Supreme Court’s Homeless Encampments Decision (June 28, 2024), https://www.gov.ca.gov/2024/06/28/governor-newsom-statement-on-supreme-courts-homeless-encampments-decision [https://perma.cc/9Z82-S6ZG]; Press Release, Oregon Senate Republican Leader, Legislative Action Must Follow Supreme Court’s Common-Sense Grants Pass v. Johnson Decision (June 28, 2024), https://www.oregonlegislature.gov/senaterepublicans/Documents/2024-6-28%20Legislative%20Action%20Must%20Follow%20Supreme%20Courts%20Common-Sense%20Grants%20Pass%20v.%20Johnson%20Decision.pdf [https://perma.cc/3NEU-CJMQ]. This Section provides an overview of the opinion.

The Court’s decision does not explicitly argue that homelessness is the fault of the individual and therefore subject to criminal liability. Rather, it is implied. Moreover, personal responsibility for homelessness is the result of the Court’s logic. Nonetheless, it is still worth examining the Court’s reasoning in detail. The policy arguments are analyzed first, then the more strictly doctrinal arguments.

Almost cynically, the Court, largely parroting amicus curiae briefs submitted on behalf of Grants Pass, frames the policy criminalizing sleeping in public as one “protecting the rights, dignity[,] and private property of the homeless.”136Johnson, 144 S. Ct. at 2208. The decision to ban sleeping in public, by the opinion’s logic, has as much to do with protecting homeless people as it does with serving the interests of the housed public.137For example, the Court writes that “[w]e are told, for example, that the ‘exponential increase in . . . encampments in recent years has resulted in an increase in crimes both against the homeless and by the homeless.’ ”Id. at 2209. The Court also highlights that others (with whom it is siding) have concluded that “[j]ust building more shelter beds and public housing options is almost certainly not the answer by itself.”138Id. Rather, the Court concludes in its first section, after laying out the severity of America’s homelessness problem, that municipalities need “access to the full panoply of tools in the policy toolbox” to combat the issue.139Id. at 2211.

What is odd about this abstract characterization of the problem is that it sees the Ninth Circuit’s ruling as limiting the options that municipalities have to combat the issue. But the ruling does not ban cities from criminalizing homelessness outright. Rather, it limits municipalities from doing so when the number of homeless people exceeds the number of shelter beds. All cities would have to do is build homeless shelters. They could then criminalize sleeping in public as much as they want. This argument is only engaged with indirectly by the Court. Rather than engaging with it substantively, the opinion argues that the standard is somehow not clear enough, since it may be difficult to count the number of homeless people on any given night and because it may be difficult for cities to estimate the number of shelter beds available and build adequate housing.140Id. at 2222–24. All the analysis really shows, however, is that many cities have not made good-faith efforts to comply with the ruling. Rather, cities have routinely crafted threadbare policies to “comply” in appearance only with the requirements set forth in Boise, then been challenged in court when their policies are shown for what they are, then complained to the courts that the standards are unworkable using their own ineptitude as the evidence. Thus, the Court uses the city governments’ incompetence to justify overturning the Ninth Circuit’s precedent. The logic does not acknowledge the agency of the cities and locates the failure as a lack of possibility rather than a lack of will. In reality, it is not the former, but rather the latter.141Imagine if this logic had been applied in the years following Gideon v. Wainwright, 372 U.S. 225 (1963). It has taken some time for public defender’s offices to offer adequate legal services, and many still do not. However, nobody argues against the fact that the project has, on the whole, been a success, despite it being a court-mandated policy to provide people attorneys.

Doctrinally, the Court all but overturns Robinson. The Court states clearly that “[t]he Cruel and Unusual Punishments Clause focuses on the question what ‘method or kind of punishment’ a government may impose after a criminal conviction, not on the question whether a government may criminalize particular behavior in the first place or how it may go about securing a conviction for that offense.”142Johnson, 144 S. Ct. at 2216. This language leaves no room for Robinson, since that ruling did place substantive limits on what could be punished. The Court states that it does not overrule Robinson because no party argued for it to do so.143Id. at 2218. Instead, it emphasizes that Grants Pass’s ordinance nominally criminalizes the act of camping rather than the act of being homeless. Responding to the argument that those acts inevitably follow from a status, the Court relies on the plurality in Powell, not discussing the argument that being intoxicated in public as an alcoholic is more voluntary than sleeping outside as a homeless person.144Id. at 2219–20. The Court gives brief mention of a possible common law “necessity” defense, but does not enforce it against Grants Pass and cites a case in which an Oregon appellate court appears to refuse to apply it to the homeless person cited.145Id. at 2220. Finally, the Court argues that there is no limiting principle that would restrict the conduct possibly off limits from punishment, arguing that the decision is better left to the legislature.146Id. at 2221. This kind of appeal to the legislature is made almost every time a court refuses to strike down a law as unconstitutional. This argument is analyzed below. Given this, laws that criminalize acts that inevitably follow from a status are constitutional under the Court’s standard.147In criticizing the Ninth Circuit’s decision, the Court argues that it is too difficult to know if a person is camping on the street by choice. Id. at 2221–22. But this problem is solved by the Ninth Circuit’s decision, which does not inquire into the specific circumstances of the person arrested. Rather, it looks at the number of homeless people and shelters to determine this fact. By citing a common law defense of necessity as a possible statutory location of refuge for future defendants, the Court incentivizes looking into those very personal circumstances it wanted to avoid analyzing. Thus, the Court creates the very problem it claims to solve in this ruling.

   This telling moment of the text also indirectly affirms the sentiment that many people are homeless by choice. By stating that only some people are involuntarily homeless, it follows that others are voluntarily so.
The decision reduces the power of Robinson to a mere linguistic limitation. As long as the government body does not explicitly criminalize a status, it is practically free to do so by punishing an act inevitably flowing from a status.

D. What Should the Court Have Done?

This Section devotes some time to defending the logic of the Ninth Circuit’s ruling and engaging critics who have spoken out against the ruling.

While many in the activist community and some in the legal community have already defended the Ninth Circuit’s logic,148E.g., Erwin Chemerinsky, Opinion: In California, Homelessness Isn’t a Crime. Is the Supreme Court About to Change That?, L.A. Times (Jan. 12, 2024), https://www.latimes.com/opinion/story/2024-01-12/supreme-court-homeless-housing-johnson-vs-grants-pass-martin-vs-boise-california-oregon-9th-circuit [https://perma.cc/JFK8-TC4M]; Maria Foscarinis, Nat’l L. Ctr. on Homelessness & Poverty, Martin v. Boise: A Victory in Fighting The Criminalization of Rough-Sleeping (2020), https://www.feantsa.org/public/user/Resources/magazine/2020/Martin_v._Boise_-_a_victory_in_fighting_the_criminalisation_of_rough_sleeping_-_Homeless_in_Europe_Magazine_Spring2020_Criminalisation_of_homelessness-9.pdf [https://perma.cc/FW4G-S82D]. many more in the legal academy have criticized it.149See generally, e.g., Martin R. Gardner, Rethinking Robinson v. California in the Wake of Jones v. Los Angeles: Avoiding the “Demise of the Criminal Law” by Attending to “Punishment,” 98 J. Crim. L. & Criminology 429 (2008); Mary Boatright, Note, Jones v. City of Los Angeles: In Search of a Judicial Test of Anti-Homeless Ordinances, 25 Law & Ineq. 515 (2007). To defend many of the justifications already set forth above, the Ninth Circuit’s logic makes sense. If it is unconstitutional to punish someone for their “state of being,” something that does not have an actus reus and cannot be controlled by the individual in question, how can one criminalize acts that inevitably flow from one’s state of being? Being homeless, as the Ninth Circuit said in Jones, is no more in one’s control than being addicted to narcotics.150Jones v. City of Los Angeles, 444 F.3d 1118, 1132 (9th Cir. 2006). Moreover, even though Los Angeles attempted to ban “sleeping” on public property, which is an act rather than a status, the court’s logic was that to ban an act that inevitably follows from a status would be to offer a gaping loophole in status crime doctrine.151Id. It would allow the government, through a simple workaround, to criminalize statuses just as they had in Robinson. The law can and should hold accountable people who commit acts over which they have control, not acts that they are forced to do out of circumstance. Here, Justice White, in his concurrence in Powell, put the reasoning best:

If it cannot be a crime to have an irresistible compulsion to use narcotics, I do not see how it can constitutionally be a crime to yield to such a compulsion. Punishing an addict for using drugs convicts for addiction under a different name. Distinguishing between the two crimes is like forbidding criminal conviction for being sick with flu or epilepsy but permitting punishment for running a fever or having a convulsion. Unless Robinson is to be abandoned, the use of narcotics by an addict must be beyond the reach of the criminal law.152Powell v. Texas, 392 U.S. 514, 548–49 (1968) (White, J., concurring) (citation omitted).

The same goes for homelessness. If it is unconstitutional to explicitly punish the status of “being homeless,” it should also be unconstitutional to punish acts that inevitably follow from being homeless, like sleeping on the street with a blanket in Oregon.

Moreover, it practically goes without saying that a prison sentence for homelessness will likely be short and will not solve the root causes of homelessness in the first place.153Tars, supra note 10, at 6-39. It will merely create a cycle of imprisonment and release that will only intensify and worsen the already terrible experience of homelessness.154Id.

Other legal scholars, like Martin Gardner, have argued that the logic of five Justices in Powell, and their logical descendants in Jones, apply a logic that would implode the entire criminal justice system.155Gardner, supra note 149, at 429. Gardner argues that courts inquiring into the social circumstances of individuals who commit certain acts to determine whether or not they have the proper mens rea for violating a statute “is unwise and poses a radical threat to traditional criminal law doctrine that perhaps even threatens the continued existence of the criminal law itself.”156Id. This argument is similar to the one made by the Supreme Court in Grants Pass. See City of Grants Pass v. Johnson, 144 S. Ct. 2202, 2221–22 (2024). Such hand-wringing is likely unwarranted. Realistically, it is hard to imagine the doctrine of banning status crimes and statutes that indirectly criminalize statuses as going much further than narcotics addiction, homelessness, and perhaps some immigration status issues. Indeed, Gardner himself is light on examples.157See generally Gardner, supra note 149. Thus, a worry that criminal law in general faces a “radical threat” from Robinson and its progeny is likely undue.

But, for a moment, let us assume Gardner is correct, and that the logic of Robinson, Powell, and Jones, which begin to consider the social circumstances that affect the human agency of individuals who commit crimes, does begin to question the underlying premises of criminal law. Below, this Note will take the view that the aforementioned European view of human nature and decision-making is the more accurate one than the hyper-individualistic American view. Considering that view with specific regard to this case, this Note asks: why not? If people accept the underlying logic of Robinson, why not “carry things to their logical conclusion”158Id. at 482. and begin to inquire into the social circumstances of criminals? It seems that Gardner, like the majority in McCleskey v. Kemp according to Justice Brennan, is simply afraid of “too much justice.”159McCleskey v. Kemp, 481 U.S. 279, 339 (1987) (Brennan, J., dissenting). This case concerned the constitutionality of the death penalty in Georgia. After a social science study, popularly known as the “Baldus Study,” showed that people who were convicted of murdering white people were much more likely to be sentenced to death than individuals convicted of killing Black people, the Court upheld Georgia’s practice. They did so in part because, despite the clear evidence showing racial disparities, the same logic could be applied to the entirety of the criminal justice system, since racial disparities appear in every aspect of the criminal system, from arrests to convictions to sentencing. This is what inspired Justice Brennan’s remark that the majority feared “too much justice.”

From a more abstract standpoint, the status crime doctrine juxtaposed to the traditional schema for construing criminal law through actus reus and mens rea can be understood as a counter-principle juxtaposed to a principle. That is, while in current law the counter-principle takes up a minority space relative to the space occupied by the general principle, this Note argues in the general spirit of critical legal studies that there should be an inversion between the two.160See Roberto Mangabeira Unger, The Critical Legal Studies Movement, 96 Harv. L. Rev. 561, 569 (1983). That is, the status crime doctrine could be the central principle from which courts begin their analysis, while the classical view could take the minority, exceptional position.

Finally, as elaborated on below, extending the status crime doctrine to include homeless individuals better reflects the reality of their circumstances. Homelessness is a status, and sleeping on the street is an inevitable act that follows from that status. Legally acknowledging this reality not only offers protections to homeless people, but also narrows the legislative path to policies that actually address the root causes of homelessness.

Although Gardner concedes that such a reconsideration might be warranted, he argues that it must come from the legislative process rather than through courts.161Gardner, supra note 149, at 481. While there is some merit to this argument, other movements for social change have seen courts play a pivotal role in leading the way, like Brown v. Board of Education, which was responsible for ending the policy of separate but equal across the United States.162Brown v. Bd. of Educ. of Topeka, 347 U.S. 483, 493 (1954). Furthermore, others have argued that dramatic changes that moderate or curtail criminal punishment are far more likely to come from political elites (even democratically elected ones) than through mass movements or popular referenda.163See generally Andrew Hammel, Ending the Death Penalty: The European Experience in Global Perspective (2010). Thus, the mere fact that courts would be responsible for such a change is not enough to object to the possibility of such change where an alternative route is not possible or highly unlikely to yield results.164This Note does not take a stance on the desirability of judicial review in general. Rather, the Note is simply arguing that in our current system of judicial review, courts should wield the power in the way argued above.

One aspect of the doctrine that Gardner is correct to criticize is the status crime doctrine’s placement in the Eighth Amendment. Indeed, the Eighth Amendment was originally intended only to curtail certain methods of punishments, rather than impose substantive limits on what could be punished.165Anthony F. Granucci, “Nor Cruel and Unusual Punishments Inflicted:” The Original Meaning, 57 Calif. L. Rev. 839, 842 (1969). This piece is cited by originalist Justice Scalia. See Harmelin v. Michigan, 501 U.S. 957, 979 (1991). While originalism is a deeply flawed and unwise approach to constitutional law,166See generally Erwin Chemerinsky, Worse Than Nothing: The Dangerous Fallacy of Originalism (2022). the original intent of an amendment should probably carry some weight. As such, Gardner thinks that the status crime doctrine should be constitutionally grounded in the Fourteenth Amendment’s Due Process Clause rather than in the Eighth Amendment.167Gardner, supra note 149, at 482–87. Indeed, Robinson is the only case that has imposed substantive limits on what can be punished under the Eighth Amendment.168Petition for Writ of Certiorari, supra note 120, at 3–4. This Note agrees that a Fourteenth Amendment grounding is the superior place to couch the status crime doctrine. Still, this Note does not agree with Gardner that doing so would necessarily limit the logical and doctrinal consequences of Robinson, nor should it. The same arguments will inevitably be made no matter where in the Constitution status crime doctrine is placed.

In sum, the Court should have upheld the Ninth Circuit’s decision and not allowed municipalities a cheap workaround to avoid status crime doctrine. In doing so, the Court has solidified and given legal sanction to the nation’s increasing trend of criminalizing homelessness.

E. A Change in Ideology Must Now Precede a Change in Law

Now that the Court has delivered its ruling and allowed the criminalization of homelessness, a change in popular ideology and legislative posture must now precede any novel constitutional argument or policy proposals to tackle homelessness. Essentially, popular consciousness must change and precede any future change in legality in this domain. Ultimately, this Note takes the view that the European conceptualization of economic conditions in general, and homelessness in particular, better recognizes reality. People are products of their environment.169This idea has been the subject of debate for generations, but many have taken the side that this Note takes. For an early example, see Emile Durkheim’s work on suicide as a product of social environments. See generally Emile Durkheim, Suicide (George Simpson ed., John A. Spaulding & George Simpson trans., Taylor & Francis e-Library 2005) (1897). Luck plays a role not only in the situations into which people are thrown, but also the decisions they end up making in those situations.170Armour, supra note 70, at 65–86. Once more Americans begin to agree with the statement “people are poor because of an unfair society” than “people are poor because of laziness and lack of willpower,” homelessness policy can turn away from its increasingly penal tendencies and towards building shelters and restructuring economic relations. While the Ninth Circuit’s ruling was imperfect in that it did not explicitly guarantee minimum requirements of safety and standards for homeless shelters,171It merely states that the shelter must be “adequate.” Martin v. City of Boise, 920 F.3d 584, 617 n.8 (2019). it acknowledged that homelessness is a “status” akin to drug addiction—one that is dependent on social circumstances and not controllable predominantly by the individual. Thus, the Ninth Circuit’s ruling already contains in it the ideological shift required by the rest of the country for combatting homelessness. But absent a larger, popular recognition of the principle, our law is unlikely to reflect such a principle.

Many specific policies for ending homelessness do already exist.172Solutions, Nat’l All. to End Homelessness, https://endhomelessness.org/ending-homelessness/solutions [https://perma.cc/R2HK-MSGU]. Moreover, legal arguments, like the ones outlined above and ignored by the Court, also already exist. But all of these are moot absent a shift in popular consciousness away from individualism and towards collectivism.

Conclusion

The Supreme Court decision reversing the Ninth Circuit’s ruling in Johnson is the culmination of long-standing trends of the individualization of societal problems. While America’s homelessness rate is not particularly high relative to other western democracies, its rate of unsheltered homeless people is. This is explained by America’s comparative unwillingness to spend as much as other western democracies on its social safety net. But it is also more fundamentally the product of broadly and deeply held beliefs about the root causes of poverty and homelessness as problems of individual rather than societal failure, beliefs that are exacerbated by structural racism.

The Ninth Circuit’s interpretation of the Constitution’s status crime doctrine makes sense in this light, since it accurately and shrewdly closed a loophole that governments could use to circumvent status crime doctrine. Nonetheless, the Court reversed the ruling and allowed municipalities to criminalize homelessness. The Court’s ruling effectively legitimized the view that homelessness is an individual “failing” like murder and allowed cities to criminalize people like Debra Blake. This Note has argued not only that such a ruling is misguided, but also that it rests on a fundamentally flawed view of how individuals and society interact. America’s legal approach to homelessness must see it as a social problem rather than a problem arising from a set of atomized individuals. The Supreme Court, however, has taken the opposite view. Seen through the lens of American exceptionalism, it is an exceptionally American response to further allow the criminalization of homelessness.

Appendix

Unable to find a previously published report comparing international homelessness rates, the author assembled this data using a variety of sources. This the first known assemblage of such data and should help contribute to future research in the realm of comparative politics and sociology. For Europe and the U.K., the source used is Fédération Européenne d’Associations Nationales Travaillant avec les Sans-Abri (“FEANTSA”)’s 2023 report titled Eighth Overview of Housing Exclusion.173Fédération Européenne d’Associations Nationales Travaillant avec les Sans-Abri, Eighth Overview of Housing Exclusion in Europe (2023) [hereinafter FEANTSA], https://www.feantsa.org/public/user/Resources/reports/2023/OVERVIEW/Rapport_EN.pdf [https:/perma.cc/H6UP-BB4C]. For America, the U.S. Department of Housing and Urban Development’s report titled The 2022 Annual Homelessness Assessment Report (AHAR) to Congress is used.174AHAR 2022, supra note 26. For Canada, the report used is the Government of Canada’s “Everyone Counts 2020-2022” survey.175Everyone Counts 2020-2022: Preliminary Highlights Report, Gov’t of Can. (Apr. 28, 2023), https://www.infrastructure.gc.ca/homelessness-sans-abri/reports-rapports/pit-counts-dp-2020-2022-highlights-eng.html#h2.4 [https://perma.cc/F65U-QMWT]. For Australia, see the Australian Institute of Health and Welfare’s data on homelessness and homelessness services.176Homelessness and Homelessness Services, Austl. Inst. of Health & Welfare (Feb. 27, 2024), https://www.aihw.gov.au/reports/australias-welfare/homelessness-and-homelessness-services [https://web.archive.org/web/20241022123239/https://www.aihw.gov.au/reports/australias-welfare/homelessness-and-homelessness-services]. For New Zealand, see the New Zealand Ministry of Housing and Urban Development, Homelessness Outlook report.177Homelessness Outlook, Ministry of Hous. & Urb. Dev., https://www.hud.govt.nz/stats-and-insights/homelessness-outlook/homelessness-indicators [https://perma.cc/8XS2-J9T8]. Note: The linked source allows one to download from the database the data appearing in the table below and charts above. These reports consist of the most recent available data for each respective country.

Each study qualifies that their methods are imperfect and likely undercount the number of homeless people. The point of this Note is not to be the authoritative comparative source on national homelessness rates, since the data is constantly changing and not always reliable, but rather to generally observe that America has a higher rate of unsheltered homeless people than all western democracies analyzed but one, a limited claim which is justified despite some uncertainty in the data. Furthermore, this Note is meant to offer a starting point for future research on the subject, as homelessness is in flux in both the United States and in Europe.

For the population counts, this Note used the following reports: For Europe, see the same FEANTSA report referenced above.178See FEANTSA, supra note 173. For the United States, see the 2022 Census Bureau Data.179Quick Facts, U.S. Census Bureau, https://www.census.gov/quickfacts/fact/table/US/PST045222 [https://web.archive.org/web/20240620094111/hhttps://www.census.gov/quickfacts/fact/table/US/PST045222]. For Canada, see 2021 Canadian Census data.180Census of Population, Gov’t. of Can. (2021), https://www12.statcan.gc.ca/census-recensement/index-eng.cfm [https://perma.cc/BX4A-LQRX]. For Australia, see the Australian Bureau of Statistics.181Population Clock and Pyramid, Austl. Bureau of Stat., https://www.abs.gov.au/statistics/people/population/population-clock-pyramid [https://perma.cc/4L5K-JMCV]. For New Zealand, see the New Zealand Government “Stats.”182Population, Stats NZ, https://www.stats.govt.nz/topics/population [https://perma.cc/WU69-WX2R].

It is important to note, however, that various countries define homelessness differently. For instance, New Zealand counts as “homeless” people who are staying with relatives temporarily,183See Ministry of Hous. & Urb. Dev., supra note 177; see also New Zealand Definition of Homelessness, Stats NZ (July 14, 2022, 4:06:03 PM), https://aria.stats.govt.nz/aria/?_ga=2.239608195.1644262357.1589145430-1129135485.1581538382#StandardView:uri=http://stats.govt.nz/cms/StatisticalStandard/TLkT54sjpxE30mJ4 [https://perma.cc/W5TS-L44P]. while the United States and other countries do not count this group.184See, e.g., AHAR 2022, supra note 26, at 4. Thus, in order to ensure that the proper, equivalent numbers are being compared, the data selected from each of the above sources is limited to people falling into one of three categories: (1) people “sleeping rough,” generally outdoors, (2) people sleeping in various forms of short-term emergency housing, and (3) people spending nights in designated homeless shelters. Thus, for the European data, the data from categories one, two, and three from the European Typology of Homelessness and Housing Exclusion (“ETHOS”) is used.185FEANTSA, supra note 173, at 16. For the U.S. data, no special selection is required. For the Canadian data, “sheltered” and “unsheltered” people are counted.186Gov’t of Can., supra note 175. For Australia, the categories of “[p]eople temporarily staying with other households” and “[p]eople living in ‘severely’ crowded dwellings” are excluded.187Austl. Inst. of Health & Welfare, supra note 176. For New Zealand, the number of total homeless people is limited to people “[w]ithout shelter” and to those living in “[t]emporary accommodation,” since including the other categories would have been overinclusive.188Stats NZ, supra note 183.

Compiling the data from the preceding sources yields the following chart:

Figure 1.  Percentage of Population Homeless by Country

The table with the raw numbers is included at the end of this Appendix for reference. For the second round of comparisons, which compared countries’ homelessness rate relative to shelter available, the following method of calculation was used. The number of people living without shelter was divided by the number of homeless people using the above methods for determining the number of homeless people. Thus, for the European data, ETHOS category 1 was used.189FEANTSA, supra note 173, at 16. For the United States, the “unsheltered” category was used.190AHAR 2022, supra note 26, at 12. For Canada, the “[u]nsheltered” category was used.191Gov’t of Can., supra note 175. For Australia, the “[p]eople living in improvised dwellings, tents, or sleeping out (rough sleepers)” category was used.192Austl. Inst. of Health & Welfare, supra note 176. For New Zealand, the “[w]ithout shelter” category was used.193Ministry of Hous. & Urb. Dev., supra note 177. The data yields the following chart:

Figure 2.  Percentage of Homeless Population Unsheltered by Country

It should be noted that not all countries, particularly in the FEANTSA report, had specific data for the number of people sheltered versus unsheltered. Five countries were unable to be included, therefore, in Figure 2: Finland, France, Ireland, Luxembourg, and Sweden. For the specific numerical breakdown of each category, a chart of the collected data is pasted below. Each number in the chart was collected using the methodology outlined above, and each chart is compiled using this data:

Table 1.  Homelessness Data by Country

Country

Homeless Count

National Population

% of Population

Homeless Unsheltered

% of Homeless Population Unsheltered

Belgium

6,700

11,554,767

0.058

1,187

17.71641791

Czechia

19,653

10,649,800

0.185

8,892

45.24500076

Denmark

3,738

5,873,420

0.064

535

14.31246656

Finland

794

5,548,241

0.014

N/A

. . .

France

209,074

67,656,682

0.309

N/A

. . .

Germany

210,612

83,237,124

0.253

32,467

15.41555087

Hungary

6,944

9,689,010

0.072

1,649

23.74711982

Ireland

11,632

5,060,005

0.230

N/A

. . .

Luxembourg

420

590,667

0.071

N/A

. . .

Poland

23,812

37,972,812

0.063

2,551

10.71308584

Portugal

9,604

10,298,252

0.093

N/A

. . .

Spain

16,006

47,432,805

0.034

4,508

28.16443834

Sweden

14,065

9,995,153

0.141

990

7.0387487

EU Rate (FEANTSA)

533,054

305,558,738

0.174

N/A

. . .

United States

582,462

333,287,557

0.175

233,832

40.14545155

United Kingdom

86,288

66,796,807

0.129

17,012

19.71537178

Canada

20,000

36,991,981

0.054

5,000

25.0

Australia

58,002

25,760,867

0.220

7,636

13.165063

New Zealand

11,553

4,900,600

0.230

3,624

31.3684757

Note: Data used to produce Figures 1 and 2.

98 S. Cal. L. Rev. 761

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*Articles Editor, Southern California Law Review, Volume 98; J.D. Candidate 2025, University of Southern California Gould School of Law; M.A. 2021, University of Warwick; B.A. 2020, University of Southern California.